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NASDAQ Stock Market LLC (NASDAQ) Rulemaking Rulemaking Archive: 2008

We encourage the public to submit comments on the following NASDAQ Stock Market LLC (NASDAQ) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

NASDAQ File Number List for 2008

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-NASDAQ-2008-103
34-59186 Dec. 30, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Pilot Program for NASDAQ Last Sale Data Feeds
Comments due:  January 28, 2009

SR-NASDAQ-2008-097
34-59163 Dec. 24, 2008 Notice of Filing of Proposed Rule Change by The NASDAQ Stock Market LLC Adopting a Limited Exemption from OATS Order Data Recordation Requirements for Registered Options Market Makers
Comments due:  January 23, 2009
See also:   Order: Rel. No. 34-59369
Comments received are available for this notice.

SR-NASDAQ-2008-098
34-59153 Dec. 23, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Routing to an Affiliated Exchange
Comments due:  January 21, 2009

SR-NASDAQ-2008-100
34-59151 Dec. 23, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market
Comments due:  January 23, 2009

SR-NASDAQ-2008-101
34-59149 Dec. 23, 2008 Notice of Filing of Proposed Rule Change to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market Retroactive to September 1, 2008
Comments due:  January 23, 2009
See also:   Order: Rel. No. 34-59370

SR-NASDAQ-2008-096
34-59098 Dec. 12, 2008 Notice of Filing of Proposed Rule Change Relating to the Generic Listing Standards for Index Multiple Exchange Traded Fund Shares and Index Inverse Exchange Traded Fund Shares
Comments due:  January 6, 2009
See also:   Order: Rel. No. 34-59214

SR-NASDAQ-2008-093
34-59087 Dec. 11, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Bid Price Required for Initial Listing on the Nasdaq Global and Global Select Markets from $5 to $4
Comments due:  January 8, 2009

SR-NASDAQ-2008-092
34-59070 Dec. 9, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Trade the Shares of the MacroShares $100 Oil Up Trust and the MacroShares $100 Oil Down Trust
Comments due:  January 6, 2009

SR-NASDAQ-2008-089
34-59043 Dec. 3, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the Nasdaq Options Market
Comments due:  December 31, 2008

SR-NASDAQ-2008-090
34-59023 Nov. 26, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Enhancements to the Nasdaq Regulation Reconnaissance Service
Comments due:  December 29, 2008

SR-NASDAQ-2008-084
34-59014 Nov. 25, 2008 Notice of Filing of a Proposed Rule Change to Require Limited Partnerships to Obtain Shareholder Approval for the Use of Equity Compensation and Make Other Clarifying Changes to the Listing Requirements for Limited Partnerships
Comments due:  December 23, 2008
See also:   Order: Rel. No. 34-59203

SR-NASDAQ-2008-088
34-58992 Nov. 21, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding its Obvious Errors Rule and the Adoption of a Catastrophic Error Provision
Comments due:  December 19, 2008

SR-NASDAQ-2008-087
34-58974 Nov. 18, 2008 Notice of Filing of Proposed Rule Change by The NASDAQ Stock Market LLC Regarding a Clerical Change to Nasdaq Rules
Comments due:  December 17, 2008

SR-NASDAQ-2008-085
34-58911 Nov. 6, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Procedures Applicable to Listed Companies that Are Late in Filing a Required Periodic Report with the Commission
Comments due:  December 9, 2008
Comments received are available for this notice.

SR-NASDAQ-2008-018
34-58897 Nov. 3, 2008 Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto to Remove from Rule 7019 the Fees for Receiving Index Values
See also:   Notice: Rel. No. 34-58666

SR-NASDAQ-2008-086
34-58894 Oct. 31, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Pilot Program for NASDAQ Last Sale Data Feeds
Comments due:  December 3, 2008

SR-NASDAQ-2008-072
34-58891 Oct. 30, 2008 Order Approving a Proposed Rule Change to Establish a PORTAL Reference Database and Related Fees
See also:   Notice: Rel. No. 34-58622

SR-NASDAQ-2008-081
34-58840 Oct. 23, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Rules Governing Options Trading
Comments due:  November 19, 2008

SR-NASDAQ-2008-083
34-58827 Oct. 21, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Nasdaq Options Maintenance Tool and Related Fees
Comments due:  November 18, 2008

SR-NASDAQ-2008-082
34-58809 Oct. 17, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend, through January 16, 2009, the Continued Listing Requirements Related to Bid Price and Market Value of Publicly Held Shares Comments due:  November 13, 2008
Comments received are available for this notice.

SR-NASDAQ-2008-080
34-58752 Oct. 8, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for Access to the Clearly Erroneous Functionality of the Nasdaq Regulation Reconnaissance Service
Comments due:  November 5, 2008

SR-NASDAQ-2008-079
34-58721 Oct. 2, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing
Comments due:  October 30, 2008
Third Quarter

SR-NASDAQ-2008-075
34-58684 Sep. 30, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading the Two-Character Ticker Symbol “TO”
Comments due:  October 27, 2008

SR-NASDAQ-2008-018
34-58666 Sep. 26, 2008 Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto to Remove from Rule 7019 the Fees for Receiving Index Values
Comments due:  October 24, 2008
See also:   Notice: Rel. No. 34-58897

SR-NASDAQ-2008-074
34-58646 Sep. 25, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market LLC to Remove Rule 6800 from the Nasdaq Rules
Comments due:  October 29, 2008

SR-NASDAQ-2008-076
34-58638 Sep. 24, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Nasdaq's PORTAL Market
Comments due:  October 22, 2008

SR-NASDAQ-2008-072
34-58622 Sep. 23, 2008 Notice of Filing of Proposed Rule Change to Establish a PORTAL Reference Database and Related Fees
See also:   Notice: Rel. No. 34-58891
Comments due:  October 21, 2008

SR-NASDAQ-2008-033
34-58569 Sep. 17, 2008 Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Related to Submission of Non-Tape Reports
See also:   Notice: Rel. No. 34-58101

SR-NASDAQ-2008-025
34-58509 Sep. 10, 2008 Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to Establish a System for the Purchase of Equity Value Indicator Securities
See also:   Notice: Rel. No. 34-58275

SR-NASDAQ-2008-073
34-58489 Sep. 8, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Trade Shares of 12 Funds of the WisdomTree Trust Pursuant to Unlisted Trading Privileges
Comments due:  October 6, 2008

SR-NASDAQ-2008-071
34-58440 Aug. 28, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Generic Listing Standards for Index Multiple Exchange Traded Fund Shares and Index Inverse Exchange Traded Fund Shares
Comments due:  September 25, 2008

SR-NASDAQ-2008-070
34-58435 Aug. 27, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Credits for Members Using the Nasdaq Crossing Network
Comments due:  September 25, 2008

SR-NASDAQ-2008-062
34-58432 Aug. 27, 2008 Order Approving Proposed Rule Change to Clarify the Application of Nasdaq Rules when a Listed Company Combines with a Non-Nasdaq Entity
See also:   Notice: Rel. No. 34-58182

SR-NASDAQ-2008-019
34-58392 Aug. 20, 2008 Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto to Remove from the Nasdaq Rules Fee Provisions Relating to Nasdaq's Mutual Fund Quotation Service
See also:   Notice: Rel. No. 34-58102

SR-NASDAQ-2007-067
34-58386 Aug. 19, 2008 Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 to Establish an Imbalance Cross
See also:   Notice: Rel. No. 34-57595

SR-NASDAQ-2008-068
34-58357 Aug. 13, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 to Modify Rule 4770 to Enhance Trading in the NASDAQ Crossing Network
Comments due:  September 11, 2008

SR-NASDAQ-2008-053
34-58335 Aug. 8, 2008 Order Granting Approval of Proposed Rule Change to Modify the Definition of "Independent Director"
See also:   Notice: Rel. No. 34-58029

SR-NASDAQ-2008-063
34-58305 Aug. 5, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Rules Governing the Requirements for Market Maker Quotations on the NASDAQ Options Market
Comments due:  September 2, 2008

SR-NASDAQ-2008-055
34-58298 Aug. 4, 2008 Order Approving Proposed Rule Change Regarding Fees for Orders Routed Via the Options Intermarket Linkage
See also:   Notice: Rel. No. 34-58014

SR-NASDAQ-2008-067
34-58282 Aug. 1, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Letters of Guarantee for Options Participants
Comments due:  September 2, 2008

SR-NASDAQ-2008-066
34-58279 Jul. 31, 2008 Notice of Filing Of A Proposed Rule Change To Modify Rule 7050 Governing Pricing For Nasdaq Members Using The NASDAQ Options Market ("NOM")
Comments due:  August 28, 2008

SR-NASDAQ-2008-025
34-58275 Jul. 31, 2008 Notice of Filing of a Proposed Rule Change, and Amendment No. 2 Thereto, Relating to the Establishment of the Equity Value Indicator Cross
Comments due:  August 28, 2008
See also:   Order: Rel. No. 34-58509

SR-NASDAQ-2008-013
34-58228 Jul. 25, 2008 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change, as modified by Amendment No. 1, to Adopt Additional Initial Listing Standards to list Securities of Special Purpose Acquisition Companies
Comments due:  August 21, 2008
See also:   Notice: Rel. No. 34-57685
Comments received are available for this notice.

SR-NASDAQ-2008-064
34-58209 Jul. 22, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow The NASDAQ Options Market to Participate in the Quarterly Options Series Pilot Program
Comments due:  August 19, 2008

SR-NASDAQ-2008-043
34-58201 Jul. 21, 2008 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Definition of "Non-Industry Director" in the By-Laws of The NASDAQ OMX Group, Inc. and The NASDAQ Stock Market LLC
See also:   Notice: Rel. No. 34-57911

SR-NASDAQ-2008-035
34-58183 Jul. 17, 2008 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the By-Laws of The NASDAQ OMX Group, Inc. in Connection with the Acquisitions of Boston Stock Exchange, Incorporated and Philadelphia Stock Exchange, Inc.
See also:   Notice: Rel. No. 34-58098 and Notice: Rel. No. 34-57761

SR-NASDAQ-2008-062
34-58182 Jul. 17, 2008 Notice of Filing of Proposed Rule Change to Clarify the Application of Nasdaq Rules when a Listed Company Combines with a non-Nasdaq Entity
Comments due:  August 13, 2008
See also:   Order: Rel. No. 34-58432

SR-NASDAQ-2008-059
34-58152 Jul. 14, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Fees for Members Using the NASDAQ Options Market
Comments due:  August 11, 2008

SR-NASDAQ-2008-016
34-58145 Jul. 11, 2008 Notice of Filing of Proposed Rule Change to Establish Fees for Nasdaq Market Pathfinders Service
Comments due:  August 7, 2008
See also:   Order: Rel. No. 34-59266
Comments received are available for this notice.

SR-NASDAQ-2008-061
34-58135 Jul. 10, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Routing to Affiliated Exchanges
Comments due:  August 6, 2008
Comments received are available for this notice.

SR-NASDAQ-2008-031
34-58125 Jul. 9, 2008 Order Granting Approval of a Proposed Rule Change to Amend Rule 4350 Related to the Direct Registration Program
See also:   Notice: Rel. No. 34-57842

SR-NASDAQ-2008-046
34-58111 Jul. 7, 2008 Order Granting Approval of Proposed Rule Changes to Adopt a Trading Halt Rule in Connection with the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products
See also:   Notice: Rel. No. 34-57881

SR-NASDAQ-2008-019
34-58102 Jul. 3, 2008 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Remove from the Nasdaq Rules Fee Provisions Relating to Nasdaq's Mutual Fund Quotation Service
Comments due:  August 4, 2008
See also:   Order: Rel. No. 34-58392

SR-NASDAQ-2008-033
34-58101 Jul. 3, 2008 Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Related to Submission of Non-Tape Reports
Comments due:  August 1, 2008
See also:   Order: Rel. No. 34-58569
Comments received are available for this notice.

SR-NASDAQ-2008-035
34-58098 Jul. 3, 2008 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change filed by The NASDAQ Stock Market LLC
See also:   Order: Rel. No. 34-58183 and Notice: Rel. No. 34-57761

SR-NASDAQ-2008-057
34-58093 Jul. 3, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to NASDAQ Rules Governing Options Trading
Comments due:  July 31, 2008

SR-NASDAQ-2008-058
34-58081 Jul. 2, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Fees for Members Using the NASDAQ Options Market
Comments due:  21 days after publication in the Federal Register
Second Quarter

SR-NASDAQ-2008-054
34-58069 Jun. 30, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq Rules
Comments due:  July 30, 2008

SR-NASDAQ-2008-053
34-58029 Jun. 26, 2008 Notice of Filing of Proposed Rule Change to Modify the Definition of “Independent Director”
Comments due:  July 23, 2008
See also:   Order: Rel. No. 34-58335

SR-NASDAQ-2008-056
34-58017 Jun. 25, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to a NASDAQ Rule
Comments due:  July 22, 2008

SR-NASDAQ-2008-055
34-58014 Jun. 24, 2008 Notice of Filing of Proposed Rule Change Regarding Fees for Orders Routed via the Options Intermarket Linkage
Comments due:  July 22, 2008
See also:   Order: Rel. No. 34-58298

SR-NASDAQ-2008-037
34-57981 Jun. 17, 2008 Order Approving Proposed Rule Change to Modify Certain of Nasdaq's Initial and Continued Listing Requirements to Replace the Round Lot Requirement in the Minimum Holder Requirements to Either Total or Public Shareholders
See also:   Notice: Rel. No. 34-57795

SR-NASDAQ-2008-052
34-57977 Jun. 17, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Opening of Trading on the NASDAQ Options Market
Comments due:  July 14, 2008

SR-NASDAQ-2008-050
34-57973 Jun. 16, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Regarding Nasdaq Last Sale Data Feeds
Comments due:  July 14, 2008
Comments received are available for this notice.

SR-NASDAQ-2006-060
34-57965 Jun. 16, 2008 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Establish Nasdaq Last Sale Data Feeds
Comments due:  July 11, 2008
See also:   Notice: Rel. No. 34-55255

SR-NASDAQ-2008-039
34-57962 Jun. 13, 2008 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Managed Fund Shares
See also:   Notice: Rel. No. 34-57800

SR-NASDAQ-2008-051
34-57945 Jun. 10, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading on the Exchange of Options on the SPDR Gold Trust
Comments due:  July 8, 2008

SR-NASDAQ-2008-048
34-57924 Jun. 5, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Modifying Pricing for Nasdaq Members Using the Nasdaq Market Center
Comments due:  July 3, 2008

SR-NASDAQ-2008-017
34-57930 Jun. 5, 2008 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, to Clarify the Listing of Additional Shares Notification Process
Comments due:  July 2, 2008
See also:   Notice: Rel. No. 34-57616

SR-NASDAQ-2008-043
34-57911 Jun. 3, 2008 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Definition of "Non-Industry Director" in the By-Laws of The NASDAQ OMX Group, Inc. and The NASDAQ Stock Market LLC
Comments due:  June 30, 2008
See also:   Order: Rel. No. 34-58201

SR-NASDAQ-2008-049
34-57910 Jun. 3, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Processing of Price to Comply Orders
Comments due:  July 1, 2008

SR-NASDAQ-2008-046
34-57881 May 29, 2008 Notice of Filing of Proposed Rule Changes to Adopt a Trading Halt Rule in Connection with the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products
Comments due:  June 25, 2008
See also:   Order: Rel. No. 34-58111

SR-NASDAQ-2008-047
34-57875 May 27, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading the Two-Character Ticker Symbol "HA"
Comments due:  June 23, 2008

SR-NASDAQ-2008-044
34-57873 May 27, 2008 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Amend Nasdaq Rule 4420(g)
Comments due:  June 23, 2008

SR-NASDAQ-2008-031
34-57842 May 20, 2008 Notice of Filing of Proposed Rule Change to Amend Rule 4350 Related to the Direct Registration Programs
Comments due:  June 19, 2008
See also:   Order: Rel. No. 34-58125

SR-NASDAQ-2007-001
34-57826 May 15, 2008 Notice of Filing of Amendment No. 3 to and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 2 and 3 Thereto, to Amend Nasdaq's Clearly Erroneous Rule
Comments due:  June 12, 2008

SR-NASDAQ-2008-045
34-57822 May 15, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Opening of Trading on the NASDAQ Options Market
Comments due:  June 12, 2008

SR-NASDAQ-2008-039
34-57800 May 8, 2008 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Managed Fund Shares
Comments due:  June 4, 2008
See also:   Order: Rel. No. 34-57962

SR-NASDAQ-2008-037
34-57795 May 7, 2008 Notice of Filing of Proposed Rule Change to Modify Nasdaq's Continued Listing Requirements to Replace Round Lot Shareholders
Comments due:  June 3, 2008
See also:   Notice: Rel. No. 34-57981

SR-NASDAQ-2008-038
34-57771 May 2, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of Certain PowerShares Actively Managed Exchange-Traded Funds Pursuant to Unlisted Trading Privileges
Comments due:  May 30, 2008

SR-NASDAQ-2008-035
34-57761 May 1, 2008 Notice of Filing of Proposed Rule Change to Amend the By-Laws of The NASDAQ OMX Group, Inc. in Connection with Acquisitions of Boston Stock Exchange, Incorporated and Philadelphia Stock Exchange, Inc.
Comments due:  May 29, 2008
See also:   Order: Rel. No. 34-58183 and Notice: Rel. No. 34-58098

SR-NASDAQ-2008-036
34-57753 May 1, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the Nasdaq Market Center
Comments due:  May 29, 2008

SR-NASDAQ-2008-034
34-57696 Apr. 22, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Two-Characters Ticker Symbols
Comments due:  May 19, 2008

SR-NASDAQ-2008-013
34-57685 Apr. 18, 2008 Notice of Filing of Proposed Rule Change Relating to the Adoption of Additional Initial Listing Standards for Special Purpose Acquisition Vehicles
Comments due:  May 15, 2008
See also:   Notice/Order: Rel. No. 34-58228
Comments received are available for this notice.

SR-NASDAQ-2008-030
34-57658 Apr. 11, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Charges for Pre-trade Risk Management Workstation Add-ons
Comments due:  May 8, 2008

SR-NASDAQ-2008-028
34-57654 Apr. 11, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Options on the Full and Reduced Values of the Nasdaq 100 Index
Comments due:  May 8, 2008

SR-NASDAQ-2008-017
34-57616 Apr. 3, 2008 Notice of Filing of Proposed Rule Change to Clarify the Listing of Additional Shares Notification Process
Comments due:  May 1, 2008
See also:   Notice/Order: Rel. No. 34-57930

SR-NASDAQ-2008-29
34-57614 Apr. 3, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify a Pricing Incentive Program for Market Makers in Exchange-Traded Funds and Index-Linked Securities Listed on NASDAQ
Comments due:  May 1, 2008

SR-NASDAQ-2008-027
34-57599 Apr. 1, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Trading on The NASDAQ Options Market
Comments due:  April 28, 2008
Comments received are available for this notice.

SR-NASDAQ-2007-067
34-57595 Apr. 1, 2008 Notice of Filing of A Proposed Rule Change to Establish an Imbalance Cross
Comments due:  April 29, 2008
See also:   Order: Rel. No. 34-58386
First Quarter

SR-NASDAQ-2008-026
34-57579 Mar. 28, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Participate in the Options Penny Pilot Program
Comments due:  April 25, 2008

SR-NASDAQ-2008-022
34-57564 Mar. 26, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Rules Governing the Operation of The NASDAQ Options Market
Comments due:  April 22, 2008

SR-NASDAQ-2008-021
34-57537 Mar. 20, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Processing of Orders That Peg to the Midpoint Between the National Best Bid And Best Offer
Comments due:  April 16, 2008

SR-NASDAQ-2008-015
34-57534 Mar. 20, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, to Modify Fees Associated with Proceedings under Rule 11890
Comments due:  April 16, 2008

SR-NASDAQ-2007-080
34-57478 Mar. 12, 2008 Notice of Filing of Amendment No. 2 to a Proposed Rule Change and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, to Establish Rules Governing the Trading of Options on the NASDAQ Options Market; Order Approving a Proposed Rule Change Relating to the LLC Agreement Establishing the NASDAQ Options Market LLC and Delegation Agreement Delegating to NOM LLC the Authority to Operate the NASDAQ Options Market; Order Granting an Application of The NASDAQ Stock Market LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act from the Requirements of Section 19(b) of the Exchange Act; and Order Granting an Exemption for the NASDAQ Options Market LLC from Section 11A(b) of the Exchange Act
Comments due:  April 8, 2008
Additional Materials:   Amendment No. 2

SR-NASDAQ-2007-004
34-57478 Mar. 12, 2008 Notice of Filing of Amendment No. 2 to a Proposed Rule Change and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, to Establish Rules Governing the Trading of Options on the NASDAQ Options Market; Order Approving a Proposed Rule Change Relating to the LLC Agreement Establishing the NASDAQ Options Market LLC and Delegation Agreement Delegating to NOM LLC the Authority to Operate the NASDAQ Options Market; Order Granting an Application of The NASDAQ Stock Market LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act from the Requirements of Section 19(b) of the Exchange Act; and Order Granting an Exemption for the NASDAQ Options Market LLC from Section 11A(b) of the Exchange Act
Comments due:  April 8, 2008
Additional Materials:   Amendment No. 2
See also:   Notice: Rel. No. 34-55667

SR-NASDAQ-2008-004
34-57452 Mar. 7, 2008 Order Granting Approval of Proposed Rule Change Related to Supplemental Market Participant Identifiers
See also:   Notice: Rel. No. 34-57212

SR-NASDAQ-2007-096
34-57447 Mar. 6, 2008 Order Approving Proposed Rule Change to Modify the Allocation of the Maximum Time an Adjudicatory Body May Grant a Company to Regain Compliance with the Listing Requirements without Modifying the Maximum Time Available Under Nasdaq Rule 4802
See also:   Notice: Rel. No. 34-57214

SR-NASDAQ-2007-090
34-57445 Mar. 6, 2008 Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Accept Financial Statements Prepared in Accordance with International Financial Reporting Standards, as Issued by the International Accounting Standards Board, for Certain Foreign Private Issuers, Consistent with Commission Rules
See also:   Notice: Rel. No. 34-57290

SR-NASDAQ-2008-012
34-57430 Mar. 4, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of the GreenHaven Continuous Commodity Fund Pursuant to Unlisted Trading Privileges
Comments due:  April 1, 2008

SR-NASDAQ-2008-011
34-57368 Feb. 21, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Equity Securities Using Alternative Settlement Processes in Nasdaq's PORTAL System
Comments due:  March 20, 2008

SR-NASDAQ-2008-010
34-57348 Feb. 19, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges
Comments due:  March 17, 2008

SR-NASDAQ-2007-100
34-57347 Feb. 19, 2008 Order Approving Proposed Rule Change to Nasdaq Rule 7033 to Modify the Fees Charged for the Mutual Fund Quotation Service and to Correct Certain Errors in the Rule Manual
See also:   Notice: Rel. No. 34-57105

SR-NASDAQ-2007-090
34-57290 Feb. 7, 2008 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Accept Financial Statements Prepared in Accordance with International Financial Reporting Standards, as Issued by the International Accounting Standards Board, for Certain Foreign Private Issuers
Comments due:  March 4, 2008
See also:   Order: Rel. No. 34-57445

SR-NASDAQ-2008-009
34-57274 Feb. 5, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Fees for Members Using the Nasdaq Market Center
Comments due:  March 4, 2008

SR-NASDAQ-2008-008
34-57269 Feb. 5, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade the Shares of Eight Funds of the ProShares Trust Based on Four International Equity Indexes Pursuant to Unlisted Trading Privileges and to Amend Certain Generic Listing Standards
Comments due:  March 4, 2008

SR-NASDAQ-2007-096
34-57214 Jan. 28, 2008 Notice of Filing of Proposed Rule Change to Modify the Allocation of the Maximum Time an Adjudicatory Body May Grant a Company to Regain Compliance with the Listing Requirements without Modifying the Maximum Time Available Under Nasdaq Rule 4802
Comments due:  February 22, 2008
See also:   Order: Rel. No. 34-57447

SR-NASDAQ-2008-004
34-57212 Jan. 28, 2008 Notice of Filing of Proposed Rule Change Related to Supplemental Market Participant Identifiers
Comments due:  February 22, 2008
See also:   Order: Rel. No. 34-57452

SR-NASDAQ-2007-094
34-57198 Jan. 24, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Notification Requirements for Issuers Making Distributions to Shareholders
Comments due:  February 21, 2008

SR-NASDAQ-2007-079
34-57189 Jan. 23, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States Heating Oil Fund, LP and the United States Gasoline Fund, LP Pursuant to Unlisted Trading Privileges
Comments due:  February 19, 2008

SR-NASDAQ-2008-007
34-57183 Jan. 22, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay Implementation of Certain Fee Changes
Comments due:  February 19, 2008

SR-NASDAQ-2008-006
34-57175 Jan. 18, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Recipients of Certain Risk Disclosures
Comments due:  February 19, 2008

SR-NASDAQ-2008-001
34-57147 Jan. 14, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto to Modify Fees for Members Using the Nasdaq Market Center
Comments due:  February 12, 2008

SR-NASDAQ-2008-003
34-57146 Jan. 14, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto to Establish Fees for Members Using the NASDAQ Pre-Trade Risk Management Functionality
Comments due:  February 12, 2008

SR-NASDAQ-2007-100
34-57105 Jan. 4, 2008 Notice of Filing of a Proposed Rule Change To Nasdaq's Rule 7033 to Modify the Fees Charged for the Mutual Fund Quotation Service and to Correct Certain Errors in the Rule Manual
Comments due:  February 4, 2008
See also:   Order: Rel. No. 34-57347

SR-NASDAQ-2008-002
34-57099 Jan. 4, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Nasdaq Stockholders’ Agreement between The Nasdaq Stock Market, Inc. and Borse Dubai Limited
Comments due:  January 31, 2008


NASDAQ File Number List for 2008

Release No. Date Details

SR-NASDAQ-2008-104
34-61345 Jan. 13, 2010 Notice of Filing of Amendment Nos. 2 and 3 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, to Adopt a Modified Sponsored Access Rule
Comments due:  February 10, 2010
34-59275 Jan. 22, 2009 Notice of Filing of Proposed Rule Change to Adopt a Modified Sponsored Access Rule
Comments received are available for this notice.

SR-NASDAQ-2008-103
34-59186 Dec. 30, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Pilot Program for NASDAQ Last Sale Data Feeds
Comments due:  January 28, 2009

SR-NASDAQ-2008-102
34-59582 Mar. 16, 2009 Order Approving Proposed Rule Change as Modified by Amendment No. 2 Thereto to Establish a Pilot Program for NASDAQ Basic Data Feeds
34-59244 Jan. 13, 2009 Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto to Establish a Pilot Program for NASDAQ Basic Data Feeds
Comments due:  February 12, 2009
Comments received are available for this notice.

SR-NASDAQ-2008-101
34-59370 Feb. 6, 2009 Order Approving Proposed Rule Change to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market Retroactive to September 1, 2008
34-59149 Dec. 23, 2008 Notice of Filing of Proposed Rule Change to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market Retroactive to September 1, 2008
Comments due:  January 23, 2009

SR-NASDAQ-2008-100
34-59151 Dec. 23, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market
Comments due:  January 23, 2009

SR-NASDAQ-2008-099
34-59219 Jan. 8, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Suspension of the Continued Listing Requirements Related to Bid Price and Market Value of Publicly Held Shares for Listing on the Nasdaq Stock Market through April 19, 2009
Comments due:  February 5, 2009

SR-NASDAQ-2008-098
34-59153 Dec. 23, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Routing to an Affiliated Exchange
Comments due:  January 21, 2009

SR-NASDAQ-2008-097
34-59369 Feb. 6, 2009 Order Granting Approval of Proposed Rule Change to Adopt a Limited Exemption from OATS Order Data Recordation Requirements for Registered Options Market Makers
34-59163 Dec. 24, 2008 Notice of Filing of Proposed Rule Change by The NASDAQ Stock Market LLC Adopting a Limited Exemption from OATS Order Data Recordation Requirements for Registered Options Market Makers
Comments due:  January 23, 2009
Comments received are available for this notice.

SR-NASDAQ-2008-096
34-59214 Jan. 7, 2009 Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Generic Listing Standards for Index Multiple Exchange Traded Fund Shares and Index Inverse Exchange Traded Fund Shares
34-59098 Dec. 12, 2008 Notice of Filing of Proposed Rule Change Relating to the Generic Listing Standards for Index Multiple Exchange Traded Fund Shares and Index Inverse Exchange Traded Fund Shares
Comments due:  January 6, 2009

SR-NASDAQ-2008-093
34-59087 Dec. 11, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Bid Price Required for Initial Listing on the Nasdaq Global and Global Select Markets from $5 to $4
Comments due:  January 8, 2009

SR-NASDAQ-2008-092
34-59070 Dec. 9, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Trade the Shares of the MacroShares $100 Oil Up Trust and the MacroShares $100 Oil Down Trust
Comments due:  January 6, 2009

SR-NASDAQ-2008-090
34-59023 Nov. 26, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Enhancements to the Nasdaq Regulation Reconnaissance Service
Comments due:  December 29, 2008

SR-NASDAQ-2008-089
34-59043 Dec. 3, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the Nasdaq Options Market
Comments due:  December 31, 2008

SR-NASDAQ-2008-088
34-58992 Nov. 21, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding its Obvious Errors Rule and the Adoption of a Catastrophic Error Provision
Comments due:  December 19, 2008

SR-NASDAQ-2008-087
34-58974 Nov. 18, 2008 Notice of Filing of Proposed Rule Change by The NASDAQ Stock Market LLC Regarding a Clerical Change to Nasdaq Rules
Comments due:  December 17, 2008

SR-NASDAQ-2008-086
34-58894 Oct. 31, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Pilot Program for NASDAQ Last Sale Data Feeds
Comments due:  December 3, 2008

SR-NASDAQ-2008-085
34-58911 Nov. 6, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Procedures Applicable to Listed Companies that Are Late in Filing a Required Periodic Report with the Commission
Comments due:  December 9, 2008
Comments received are available for this notice.

SR-NASDAQ-2008-084
34-59203 Jan. 6, 2009 Order Approving Proposed Rule Change to Require Limited Partnerships to Obtain Shareholder Approval for the Use of Equity Compensation and Make Other Clarifying Changes to the Listing Requirements for Limited Partnerships
34-59014 Nov. 25, 2008 Notice of Filing of a Proposed Rule Change to Require Limited Partnerships to Obtain Shareholder Approval for the Use of Equity Compensation and Make Other Clarifying Changes to the Listing Requirements for Limited Partnerships
Comments due:  December 23, 2008

SR-NASDAQ-2008-083
34-58827 Oct. 21, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Nasdaq Options Maintenance Tool and Related Fees
Comments due:  November 18, 2008

SR-NASDAQ-2008-082
34-58809 Oct. 17, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend, through January 16, 2009, the Continued Listing Requirements Related to Bid Price and Market Value of Publicly Held Shares Comments due:  November 13, 2008
Comments received are available for this notice.

SR-NASDAQ-2008-081
34-58840 Oct. 23, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Rules Governing Options Trading
Comments due:  November 19, 2008

SR-NASDAQ-2008-080
34-58752 Oct. 8, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for Access to the Clearly Erroneous Functionality of the Nasdaq Regulation Reconnaissance Service
Comments due:  November 5, 2008

SR-NASDAQ-2008-079
34-58721 Oct. 2, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing
Comments due:  October 30, 2008

SR-NASDAQ-2008-076
34-58638 Sep. 24, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Nasdaq's PORTAL Market
Comments due:  October 22, 2008

SR-NASDAQ-2008-075
34-58684 Sep. 30, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading the Two-Character Ticker Symbol “TO”
Comments due:  October 27, 2008

SR-NASDAQ-2008-074
34-58646 Sep. 25, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market LLC to Remove Rule 6800 from the Nasdaq Rules
Comments due:  October 29, 2008

SR-NASDAQ-2008-073
34-58489 Sep. 8, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Trade Shares of 12 Funds of the WisdomTree Trust Pursuant to Unlisted Trading Privileges
Comments due:  October 6, 2008

SR-NASDAQ-2008-072
34-58891 Oct. 30, 2008 Order Approving a Proposed Rule Change to Establish a PORTAL Reference Database and Related Fees
34-58622 Sep. 23, 2008 Notice of Filing of Proposed Rule Change to Establish a PORTAL Reference Database and Related Fees
Comments due:  October 21, 2008

SR-NASDAQ-2008-071
34-58440 Aug. 28, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Generic Listing Standards for Index Multiple Exchange Traded Fund Shares and Index Inverse Exchange Traded Fund Shares
Comments due:  September 25, 2008

SR-NASDAQ-2008-070
34-58435 Aug. 27, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Credits for Members Using the Nasdaq Crossing Network
Comments due:  September 25, 2008

SR-NASDAQ-2008-068
34-58357 Aug. 13, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 to Modify Rule 4770 to Enhance Trading in the NASDAQ Crossing Network
Comments due:  September 11, 2008

SR-NASDAQ-2008-067
34-58282 Aug. 1, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Letters of Guarantee for Options Participants
Comments due:  September 2, 2008

SR-NASDAQ-2008-066
34-58279 Jul. 31, 2008 Notice of Filing Of A Proposed Rule Change To Modify Rule 7050 Governing Pricing For Nasdaq Members Using The NASDAQ Options Market ("NOM")
Comments due:  August 28, 2008

SR-NASDAQ-2008-064
34-58209 Jul. 22, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow The NASDAQ Options Market to Participate in the Quarterly Options Series Pilot Program
Comments due:  August 19, 2008

SR-NASDAQ-2008-063
34-58305 Aug. 5, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Rules Governing the Requirements for Market Maker Quotations on the NASDAQ Options Market
Comments due:  September 2, 2008

SR-NASDAQ-2008-062
34-58432 Aug. 27, 2008 Order Approving Proposed Rule Change to Clarify the Application of Nasdaq Rules when a Listed Company Combines with a Non-Nasdaq Entity
34-58182 Jul. 17, 2008 Notice of Filing of Proposed Rule Change to Clarify the Application of Nasdaq Rules when a Listed Company Combines with a non-Nasdaq Entity
Comments due:  August 13, 2008

SR-NASDAQ-2008-061
34-58135 Jul. 10, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Routing to Affiliated Exchanges
Comments due:  August 6, 2008
Comments received are available for this notice.

SR-NASDAQ-2008-059
34-58152 Jul. 14, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Fees for Members Using the NASDAQ Options Market
Comments due:  August 11, 2008

SR-NASDAQ-2008-058
34-58081 Jul. 2, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Fees for Members Using the NASDAQ Options Market
Comments due:  21 days after publication in the Federal Register

SR-NASDAQ-2008-057
34-58093 Jul. 3, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to NASDAQ Rules Governing Options Trading
Comments due:  July 31, 2008

SR-NASDAQ-2008-056
34-58017 Jun. 25, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to a NASDAQ Rule
Comments due:  July 22, 2008

SR-NASDAQ-2008-055
34-58298 Aug. 4, 2008 Order Approving Proposed Rule Change Regarding Fees for Orders Routed Via the Options Intermarket Linkage
34-58014 Jun. 24, 2008 Notice of Filing of Proposed Rule Change Regarding Fees for Orders Routed via the Options Intermarket Linkage
Comments due:  July 22, 2008

SR-NASDAQ-2008-054
34-58069 Jun. 30, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq Rules
Comments due:  July 30, 2008

SR-NASDAQ-2008-053
34-58335 Aug. 8, 2008 Order Granting Approval of Proposed Rule Change to Modify the Definition of "Independent Director"
34-58029 Jun. 26, 2008 Notice of Filing of Proposed Rule Change to Modify the Definition of “Independent Director”
Comments due:  July 23, 2008

SR-NASDAQ-2008-052
34-57977 Jun. 17, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Opening of Trading on the NASDAQ Options Market
Comments due:  July 14, 2008

SR-NASDAQ-2008-051
34-57945 Jun. 10, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading on the Exchange of Options on the SPDR Gold Trust
Comments due:  July 8, 2008

SR-NASDAQ-2008-050
34-57973 Jun. 16, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Regarding Nasdaq Last Sale Data Feeds
Comments due:  July 14, 2008
Comments received are available for this notice.

SR-NASDAQ-2008-049
34-57910 Jun. 3, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Processing of Price to Comply Orders
Comments due:  July 1, 2008

SR-NASDAQ-2008-048
34-57924 Jun. 5, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Modifying Pricing for Nasdaq Members Using the Nasdaq Market Center
Comments due:  July 3, 2008

SR-NASDAQ-2008-047
34-57875 May 27, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading the Two-Character Ticker Symbol "HA"
Comments due:  June 23, 2008

SR-NASDAQ-2008-046
34-58111 Jul. 7, 2008 Order Granting Approval of Proposed Rule Changes to Adopt a Trading Halt Rule in Connection with the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products
34-57881 May 29, 2008 Notice of Filing of Proposed Rule Changes to Adopt a Trading Halt Rule in Connection with the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products
Comments due:  June 25, 2008

SR-NASDAQ-2008-045
34-57822 May 15, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Opening of Trading on the NASDAQ Options Market
Comments due:  June 12, 2008

SR-NASDAQ-2008-044
34-57873 May 27, 2008 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Amend Nasdaq Rule 4420(g)
Comments due:  June 23, 2008

SR-NASDAQ-2008-043
34-58201 Jul. 21, 2008 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Definition of "Non-Industry Director" in the By-Laws of The NASDAQ OMX Group, Inc. and The NASDAQ Stock Market LLC
34-57911 Jun. 3, 2008 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Definition of "Non-Industry Director" in the By-Laws of The NASDAQ OMX Group, Inc. and The NASDAQ Stock Market LLC
Comments due:  June 30, 2008

SR-NASDAQ-2008-039
34-57962 Jun. 13, 2008 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Managed Fund Shares
34-57800 May 8, 2008 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Managed Fund Shares
Comments due:  June 4, 2008

SR-NASDAQ-2008-038
34-57771 May 2, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of Certain PowerShares Actively Managed Exchange-Traded Funds Pursuant to Unlisted Trading Privileges
Comments due:  May 30, 2008

SR-NASDAQ-2008-037
34-57981 Jun. 17, 2008 Order Approving Proposed Rule Change to Modify Certain of Nasdaq's Initial and Continued Listing Requirements to Replace the Round Lot Requirement in the Minimum Holder Requirements to Either Total or Public Shareholders
34-57795 May 7, 2008 Notice of Filing of Proposed Rule Change to Modify Nasdaq's Continued Listing Requirements to Replace Round Lot Shareholders
Comments due:  June 30, 2008

SR-NASDAQ-2008-036
34-57753 May 1, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the Nasdaq Market Center
Comments due:  May 29, 2008

SR-NASDAQ-2008-035
34-58183 Jul. 17, 2008 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the By-Laws of The NASDAQ OMX Group, Inc. in Connection with the Acquisitions of Boston Stock Exchange, Incorporated and Philadelphia Stock Exchange, Inc.
34-58098 Jul. 3, 2008 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change filed by The NASDAQ Stock Market LLC
34-57761 May 1, 2008 Notice of Filing of Proposed Rule Change to Amend the By-Laws of The NASDAQ OMX Group, Inc. in Connection with Acquisitions of Boston Stock Exchange, Incorporated and Philadelphia Stock Exchange, Inc.
Comments due:  May 29, 2008

SR-NASDAQ-2008-034
34-57696 Apr. 22, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Two-Characters Ticker Symbols
Comments due:  May 19, 2008

SR-NASDAQ-2008-033
34-58569 Sep. 17, 2008 Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Related to Submission of Non-Tape Reports
34-58101 Jul. 3, 2008 Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Related to Submission of Non-Tape Reports
Comments due:  August 1, 2008
Comments received are available for this notice.

SR-NASDAQ-2008-031
34-58125 Jul. 9, 2008 Order Granting Approval of a Proposed Rule Change to Amend Rule 4350 Related to the Direct Registration Program
34-57842 May 20, 2008 Notice of Filing of Proposed Rule Change to Amend Rule 4350 Related to the Direct Registration Programs
Comments due:  June 19, 2008

SR-NASDAQ-2008-030
34-57658 Apr. 11, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Charges for Pre-trade Risk Management Workstation Add-ons
Comments due:  May 8, 2008

SR-NASDAQ-2008-29
34-57614 Apr. 3, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify a Pricing Incentive Program for Market Makers in Exchange-Traded Funds and Index-Linked Securities Listed on NASDAQ
Comments due:  May 1, 2008

SR-NASDAQ-2008-028
34-57654 Apr. 11, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Options on the Full and Reduced Values of the Nasdaq 100 Index
Comments due:  May 8, 2008

SR-NASDAQ-2008-027
34-57599 Apr. 1, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Trading on The NASDAQ Options Market
Comments due:  April 28, 2008
Comments received are available for this notice.

SR-NASDAQ-2008-026
34-57579 Mar. 28, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Participate in the Options Penny Pilot Program
Comments due:  April 25, 2008

SR-NASDAQ-2008-025
34-58509 Sep. 10, 2008 Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to Establish a System for the Purchase of Equity Value Indicator Securities
34-58275 Jul. 31, 2008 Notice of Filing of a Proposed Rule Change, and Amendment No. 2 Thereto, Relating to the Establishment of the Equity Value Indicator Cross
Comments due:  August 28, 2008

SR-NASDAQ-2008-022
34-57564 Mar. 26, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Rules Governing the Operation of The NASDAQ Options Market
Comments due:  April 22, 2008

SR-NASDAQ-2008-021
34-57537 Mar. 20, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Processing of Orders That Peg to the Midpoint Between the National Best Bid And Best Offer
Comments due:  April 16, 2008

SR-NASDAQ-2008-019
34-58392 Aug. 20, 2008 Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto to Remove from the Nasdaq Rules Fee Provisions Relating to Nasdaq's Mutual Fund Quotation Service
34-58102 Jul. 3, 2008 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Remove from the Nasdaq Rules Fee Provisions Relating to Nasdaq's Mutual Fund Quotation Service
Comments due:  August 4, 2008

SR-NASDAQ-2008-018
34-58897 Nov. 3, 2008 Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto to Remove from Rule 7019 the Fees for Receiving Index Values
34-58666 Sep. 26, 2008 Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto to Remove from Rule 7019 the Fees for Receiving Index Values
Comments due:  October 24, 2008

SR-NASDAQ-2008-017
34-57930 Jun. 5, 2008 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, to Clarify the Listing of Additional Shares Notification Process
Comments due:  July 2, 2008
34-57616 Apr. 3, 2008 Notice of Filing of Proposed Rule Change to Clarify the Listing of Additional Shares Notification Process
Comments due:  May 1, 2008

SR-NASDAQ-2008-016
34-59266 Jan. 16, 2009 Order Approving Proposed Rule Change to Create the Nasdaq Market Pathfinders Service and Establish Fees for the Service
34-58145 Jul. 11, 2008 Notice of Filing of Proposed Rule Change to Establish Fees for Nasdaq Market Pathfinders Service
Comments due:  August 7, 2008
Comments received are available for this notice.

SR-NASDAQ-2008-015
34-57534 Mar. 20, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, to Modify Fees Associated with Proceedings under Rule 11890
Comments due:  April 16, 2008

SR-NASDAQ-2008-014
34-62554 Jul. 22, 2010 Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, to Amend Certain Corporate Governance Disclosure Requirements for Listed Companies
34-62285 Jun. 11, 2010 Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto to Amend Certain Corporate Governance Disclosure Requirements for Listed Companies
Comments due:  July 8, 2010

SR-NASDAQ-2008-013
34-58228 Jul. 25, 2008 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change, as modified by Amendment No. 1, to Adopt Additional Initial Listing Standards to list Securities of Special Purpose Acquisition Companies
Comments due:  August 21, 2008
Comments received are available for this notice.
34-57685 Apr. 18, 2008 Notice of Filing of Proposed Rule Change Relating to the Adoption of Additional Initial Listing Standards for Special Purpose Acquisition Vehicles
Comments due:  May 15, 2008
Comments received are available for this notice.

SR-NASDAQ-2008-012
34-57430 Mar. 4, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of the GreenHaven Continuous Commodity Fund Pursuant to Unlisted Trading Privileges
Comments due:  April 1, 2008

SR-NASDAQ-2008-011
34-57368 Feb. 21, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Equity Securities Using Alternative Settlement Processes in Nasdaq's PORTAL System
Comments due:  March 20, 2008

SR-NASDAQ-2008-010
34-57348 Feb. 19, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges
Comments due:  March 17, 2008

SR-NASDAQ-2008-009
34-57274 Feb. 5, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Fees for Members Using the Nasdaq Market Center
Comments due:  March 4, 2008

SR-NASDAQ-2008-008
34-57269 Feb. 5, 2008 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade the Shares of Eight Funds of the ProShares Trust Based on Four International Equity Indexes Pursuant to Unlisted Trading Privileges and to Amend Certain Generic Listing Standards
Comments due:  March 4, 2008

SR-NASDAQ-2008-007
34-57183 Jan. 22, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay Implementation of Certain Fee Changes
Comments due:  February 19, 2008

SR-NASDAQ-2008-006
34-57175 Jan. 18, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Recipients of Certain Risk Disclosures
Comments due:  February 19, 2008

SR-NASDAQ-2008-004
34-57452 Mar. 7, 2008 Order Granting Approval of Proposed Rule Change Related to Supplemental Market Participant Identifiers
34-57212 Jan. 28, 2008 Notice of Filing of Proposed Rule Change Related to Supplemental Market Participant Identifiers
Comments due:  February 22, 2008

SR-NASDAQ-2008-003
34-57146 Jan. 14, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto to Establish Fees for Members Using the NASDAQ Pre-Trade Risk Management Functionality
Comments due:  February 12, 2008

SR-NASDAQ-2008-002
34-57099 Jan. 4, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Nasdaq Stockholders’ Agreement between The Nasdaq Stock Market, Inc. and Borse Dubai Limited
Comments due:  January 31, 2008

SR-NASDAQ-2008-001
34-57147 Jan. 14, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto to Modify Fees for Members Using the Nasdaq Market Center
Comments due:  February 12, 2008

 

http://www.sec.gov/rules/sro/nasdaq/nasdaqarchive/nasdaqarchive2008.shtml


Modified: 06/23/2014