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NASDAQ Stock Market LLC (NASDAQ) Rulemaking
We encourage the public to submit comments on the following NASDAQ Stock Market LLC (NASDAQ) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
First Quarter
NASDAQ File Number List for 2010
Additional Archives
2010 | 2009 | 2008 | 2007 | 2006
| Release No. |
Date |
Details |
| First Quarter |
SR-NASDAQ-2010-019 |
| 34-61488 |
Feb. 3, 2010 |
Notice of Filing of Proposed Rule Change to Codify Prices for Co-Location Services
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
 Submit comments on SR-NASDAQ-2010-019
|
SR-NASDAQ-2010-020 |
| 34-61467 |
Feb. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2010-020
|
SR-NASDAQ-2010-006 |
| 34-61461 |
Feb. 1, 2010 |
Notice of Filing of Proposed Rule Change To Modify The Press Release Requirements for Listed Companies
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2010-006
|
SR-NASDAQ-2010-013 |
| 34-61455 |
Feb.1, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2010-013
|
SR-NASDAQ-2010-012 |
| 34-61451 |
Feb. 1, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Describing the NASDAQ Ouch BBO Feed
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2010-012
|
SR-NASDAQ-2010-018 |
| 34-61460 |
Feb. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ's Order Routing Rule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2010-018
|
SR-NASDAQ-2009-077 |
| 34-61446 |
Jan. 29, 2010 |
Order Approving Proposed Rule Change to Modify the Procedures Followed When a Listed Company Falls Below Certain Listing Requirements
See also: Notice: Rel. No. 34-60611
|
SR-NASDAQ-2010-007 |
| 34-61443 |
Jan. 29, 2010 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Elimination of Market Maker Requirement for Each Option Series
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2010-007
|
SR-NASDAQ-2010-009 |
| 34-61429 |
Jan. 27, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend its Financial Responsibility Rules To Reflect Changes to Corresponding FINRA Rules
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2010-009
|
SR-NASDAQ-2010-010 |
| 34-61416 |
Jan. 25, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify Nasdaq Rule 7023
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2010-010
|
SR-NASDAQ-2010-005 |
| 34-61371 |
Jan. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 3330 and 9810 To Reflect Changes to Corresponding FINRA Rules
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2010-005
|
SR-NASDAQ-2010-003 |
| 34-61347 |
Jan. 13, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC to Amend the $1 Strike Program to Allow the Listing of $1 LEAPS
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2010-003
|
SR-NASDAQ-2008-104 |
| 34-61345 |
Jan. 13, 2010 |
Notice of Filing of Amendment Nos. 2 and 3 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, to Adopt a Modified Sponsored Access Rule
Comments due: February 10, 2010
See also: Notice: Rel. No. 34-59275
Submit comments on SR-NASDAQ-2008-104
|
SR-NASDAQ-2009-116 |
| 34-61323 |
Jan. 11, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2240 and 2250 to Reflect Changes to Corresponding FINRA Rules
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2009-116
|
SR-NASDAQ-2010-002 |
| 34-61321 |
Jan. 8, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2810 To Reflect Changes to Corresponding FINRA Rule
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2010-002
|
SR-NASDAQ-2010-001 |
| 34-61320 |
Jan. 8, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2342 To Reflect Changes to Corresponding FINRA Rule
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2010-001
|
SR-NASDAQ-2009-112 |
| 34-61314 |
Jan. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NASDAQ Rules 1140 and 3080 to Reflect Changes to a Corresponding FINRA Rule
Comments due: February 9, 2010
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2009-112
|
SR-NASDAQ-2009-115 |
| 34-61281 |
Jan. 4, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow All SPY and IWM Option Series to Quote in Penny Increments
Comments due: February 1, 2010
Submit comments on SR-NASDAQ-2009-115
|
| NASDAQ File Number List for 2010 |
| Release No. |
Date |
Details |
SR-NASDAQ-2010-020 |
| 34-61467 |
Feb. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2010-020
|
SR-NASDAQ-2010-019 |
| 34-61488 |
Feb. 3, 2010 |
Notice of Filing of Proposed Rule Change to Codify Prices for Co-Location Services
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2010-019
|
SR-NASDAQ-2010-018 |
| 34-61460 |
Feb. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ's Order Routing Rule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2010-018
|
SR-NASDAQ-2010-013 |
| 34-61455 |
Feb.1, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Seventy-Five Options Classes to the Penny Pilot Program
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2010-013
|
SR-NASDAQ-2010-012 |
| 34-61451 |
Feb. 1, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Describing the NASDAQ Ouch BBO Feed
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2010-012
|
SR-NASDAQ-2010-010 |
| 34-61416 |
Jan. 25, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify Nasdaq Rule 7023
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2010-010
|
SR-NASDAQ-2010-009 |
| 34-61429 |
Jan. 27, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend its Financial Responsibility Rules To Reflect Changes to Corresponding FINRA Rules
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2010-009
|
SR-NASDAQ-2010-007 |
| 34-61443 |
Jan. 29, 2010 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Elimination of Market Maker Requirement for Each Option Series
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2010-007
|
SR-NASDAQ-2010-006 |
| 34-61461 |
Feb. 1, 2010 |
Notice of Filing of Proposed Rule Change To Modify The Press Release Requirements for Listed Companies
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2010-006
|
SR-NASDAQ-2010-005 |
| 34-61371 |
Jan. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 3330 and 9810 To Reflect Changes to Corresponding FINRA Rules
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2010-005
|
SR-NASDAQ-2010-003 |
| 34-61347 |
Jan. 13, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC to Amend the $1 Strike Program to Allow the Listing of $1 LEAPS
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2010-003
|
SR-NASDAQ-2010-002 |
| 34-61321 |
Jan. 8, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2810 To Reflect Changes to Corresponding FINRA Rule
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2010-002
|
SR-NASDAQ-2010-001 |
| 34-61320 |
Jan. 8, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2342 To Reflect Changes to Corresponding FINRA Rule
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2010-001
|
http://www.sec.gov/rules/sro/nasdaq.shtml
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