SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


NASDAQ Stock Market LLC (NASDAQ) Rulemaking

We encourage the public to submit comments on the following NASDAQ Stock Market LLC (NASDAQ) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

NASDAQ File Number List for 2015

Additional Archives


Chronological List
Release No. Date Details
First Quarter

SR-NASDAQ-2015-005
34-74146 Jan. 27, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program 1 Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ("Act"), and Rule 219b-4 thereunder, notice is hereby given that, on January 21, 2015. The NASDAQ Stock Market LLC ("NASDAQ" or "Exchange") filed with the Securities and Exchange Commission ("Commission") the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested person
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NASDAQ-2014-116
34-74096 Jan. 20, 2015 Order Approving a Proposed Rule Change Relating to the NASDAQ Opening and Halt Cross
See also: Notice: Rel. No. 34-73739

SR-NASDAQ-2015-004
34-74078 Jan. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Membership Application
Comments due: February 13, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-NASDAQ-2015-002
34-74077 Jan. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee
Comments due: February 13, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2014-110
34-74041 Jan. 13, 2015 Order Approving a Proposed Rule Change to Adopt NASDAQ Rule 7015(i) to Offer the New IPO Workstation
See also: Notice: Rel. No. 34-73683

SR-NASDAQ-2015-003
34-74040 Jan. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee
Comments due: February 6, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2014-125
34-73978 Jan. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Impose a Minimum Fee for Execution Venues Operating a Trading Platform or Multiple Platforms That Utilize NASDAQ Proprietary Depth Data on a Non-Displayed Basis
Comments due: January 29, 2015


NASDAQ File Number List for 2015
Release No. Date

SR-NASDAQ-2015-005
34-74146 Jan. 27, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program 1 Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ("Act"), and Rule 219b-4 thereunder, notice is hereby given that, on January 21, 2015. The NASDAQ Stock Market LLC ("NASDAQ" or "Exchange") filed with the Securities and Exchange Commission ("Commission") the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested person
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NASDAQ-2015-004
34-74078 Jan. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Membership Application
Comments due: February 13, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-NASDAQ-2015-003
34-74040 Jan. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee
Comments due: February 6, 2015
Additional Materials: Exhibit 5

SR-NASDAQ-2015-002
34-74077 Jan. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee
Comments due: February 13, 2015
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/nasdaq.shtml


Modified: 01/28/2015