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Comments on NASD Rulemaking

Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by National Association of Securities Dealers, Inc. Relating to Shareholder Approval for Stock Option Plans or Other Arrangements

(Release No. 34-46649; File No. SR-NASD-2002-140)

  • Comments of Robert Todd, July 1, 2003 (File name: rtodd070103.txt)
  • Comments of Marsha D. Richter, Chief Executive Officer, Board of Investments of the Los Angeles County Employees Retirement Association, November 27, 2002 (File name: mdrichter1.htm)

  • Comments of James E. Heard, Chief Executive Officer; Patrick McGurn, Vice President and Special Counsel, Institutional Shareholder Services, November 6, 2002 (File name: jeheard1.htm)

  • Comments of Mark G. Heesen, President, The National Venture Capital Association, November 1, 2002 (File name: mgheesen1.htm)

  • Comments of William G. Clark, Deputy Director, New Jersey Division of Investment, Department of the Treasury, October 31, 2002 (File name: wgclark1.htm)

  • Comments of Herbert L. Dyer, Executive Director, State Teachers Retirement System of Ohio, October 30, 2002 (File name: hldyer1.htm)

 

http://www.sec.gov/rules/sro/nasd2002140.shtml


Modified: 09/09/2011