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Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Principal Pre-Use Approval of Member Correspondence to 25 or More Existing Retail Customers Within a 30 Calendar-Day Period

(Release No. 34-53333; File No. SR-NASD-2006-011)

Jun. 29, 2006 Philip A. Shaikun, Associate Vice President and Associate General Counsel, NASD, Washington, District of Columbia
Mar. 21, 2006 Dale E. Brown, President and CEO, Financial Services Institute, Inc.
Mar. 21, 2006 Jack R. Handy, Jr., President and CEO, Financial Network Investment Corporation
Mar. 20, 2006 Timothy M. Kelly, Partner, Field Supervision, Edward D. Jones & Co., LP
Mar. 17, 2006 Dorothy M. Donohue, Associate Counsel, The Investment Company Institute
Mar. 7, 2006 Caroline B. Austin, CEO, Evolve Securities, Inc., Dallas, Texas

Modified: 08/24/2006