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Comments on NASD Rulemaking

Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Expansion of OATS Reporting Requirements to OTC Equity Securities

(Release No. 34-52581; File No. SR-NASD-2005-101)

Dec. 12, 2006 Sergey Rumyantsev, President CEO, NevWest Securities Corporation, Las Vegas, Nevada
Sep. 7, 2005 Rich Bertematti
Dec. 2, 2005 John Polanin Jr., Chair, SIA Self-Regulation and Supervisory Practices Committee, Securities Industry Association
Nov. 8, 2005 Phylis M. Esposito, Executive Vice President, Chief Strategy Officer, Ameritrade, Inc.

Modified: 12/15/2006