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Comments on NASD Rulemaking
Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Expansion of OATS Reporting Requirements to OTC
Equity Securities
(Release No. 34-52581; File No. SR-NASD-2005-101)
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Dec. 12, 2006 |
Sergey Rumyantsev, President CEO, NevWest Securities Corporation, Las Vegas, Nevada |
Sep. 7, 2005 |
Rich Bertematti |
Dec. 2, 2005 |
John Polanin Jr., Chair, SIA Self-Regulation and Supervisory Practices Committee, Securities Industry Association |
Nov. 8, 2005 |
Phylis M. Esposito, Executive Vice President, Chief Strategy Officer, Ameritrade, Inc. |
http://www.sec.gov/rules/sro/nasd/nasd2005101.shtml
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