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Comments on NASD Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to NASD Rule 3370

(Release No. 34-52131; File No. SR-NASD-2005-093)


Aug. 24, 2005 Julian Rainero, Bingham McCutchen LLP, on behalf of Bear, Stearns & Co.; BNY Brokerage, Inc.; Merrill Lynch; Pierce, Fenner & Smith, Incorporated; Pershing LLC; SunTrust Capital Markets, Inc.; and UBS Securities LLC
Aug. 24, 2005 Ira D. Hammerman, Senior Vice President and General Counsel, Securities Industry Association
Aug. 23, 2005 Shane Swanson, General Counsel and Director of Compliance, Automated Trading Desk, LLC

 

http://www.sec.gov/rules/sro/nasd/nasd2005093.shtml


Modified: 09/02/2005