SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission

  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements



  Information for...


Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Adopt NASD Rule 2111 to Prohibit Members from Trading Ahead of Customer Market Orders

(Release No. 34-51230; File No. SR-NASD-2004-045)

  • Amal Aly, Vice President and Associate General Counsel and Ann Vlcek, Vice President and Associate General Counsel, Securities Industry Association, May 27, 2005 (File name: sia052705.pdf)

Modified: 06/02/2005