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Comments on NASD Rulemaking
Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 thereto Relating to Short Sale Delivery Requirements
(Release No. 34-52752; File No. SR-NASD-2004-044)
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| Mar. 15, 2005 |
Andrea D. Orr, Assistant General Counsel, NASD, Washington, District of Columbia |
| Dec. 22, 2005 |
Paul Vuksich, II |
| Dec. 14, 2005 |
Amal Aly, SIA Vice President and Associate General Counsel, Regulation SHO Working Group, Securities Industry Association |
| Dec. 14, 2005 |
Jim L. Hoch, Palatine, Illinois |
| Dec. 12, 2005 |
Paul Vuksich |
| Dec. 7, 2005 |
Donald J. Stoecklein, Esquire, President, Stoecklein Law Group, San Diego, California |
| Dec. 1, 2005 |
Peter J. Chepucavage, General Counsel, Plexus Consulting |
| Nov. 17, 2005 |
Bob O'Brien |
| Nov. 14, 2005 |
David Patch |
| Nov. 10, 2005 |
Richard M. Rosenthal, Esq., Santa Monica, California |
| Apr. 16, 2004 |
CT Carbs |
http://www.sec.gov/rules/sro/nasd/nasd2004044.shtml
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