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Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 thereto Relating to Short Sale Delivery Requirements

(Release No. 34-52752; File No. SR-NASD-2004-044)


Mar. 15, 2005 Andrea D. Orr, Assistant General Counsel, NASD, Washington, District of Columbia
Dec. 22, 2005 Paul Vuksich, II
Dec. 14, 2005 Amal Aly, SIA Vice President and Associate General Counsel, Regulation SHO Working Group, Securities Industry Association
Dec. 14, 2005 Jim L. Hoch, Palatine, Illinois
Dec. 12, 2005 Paul Vuksich
Dec. 7, 2005 Donald J. Stoecklein, Esquire, President, Stoecklein Law Group, San Diego, California
Dec. 1, 2005 Peter J. Chepucavage, General Counsel, Plexus Consulting
Nov. 17, 2005 Bob O'Brien
Nov. 14, 2005 David Patch
Nov. 10, 2005 Richard M. Rosenthal, Esq., Santa Monica, California
Apr. 16, 2004 CT Carbs

 

http://www.sec.gov/rules/sro/nasd/nasd2004044.shtml

Modified: 10/17/2006