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Comments on NASD Rulemaking
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Disclosure of Fees and Expenses in Mutual Fund Performance Sales Material
(Release No. 34-50226; File No. SR-NASD-2004-043)
- Ronald C. Berge, Compliance Manager, PFPC Distributors, Inc., Valley Forge, Pennsylvania, August 2, 2006 (File name: nasd2004043-7.pdf)
- Nicholas F. Kaiser, President and CEO, Saturna Capital Corporation, Bellingham, Washington, August 1, 2006 (File name: nfkaiser6090.htm)
- Jay S. Neuman, Reed Smith LLP, on behalf of Federated Investors, Inc., July 27, 2006 (File name: nasd2004043-5.pdf)
- Stuart R. Strachan, Chairman, Investment Company Committee of the Securities Industry Association, September 17, 2004 (File name: srstrachan091704091704.pdf)
- Frances M. Stadler, Deputy Senior Counsel, Investment Company Institute, September 17, 2004 (File name: fmstadler091704.pdf)
- Heidi Stam, Principal, Securities Regulation, Vanguard Group, Inc., September 17, 2004 (File name: hstam091704.pdf)
- Colon Brown, President, Brown & Brown Securities, Inc., September 10, 2004 (File name: cbrown091004.htm)
http://www.sec.gov/rules/sro/nasd/nasd2004043.shtml
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