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Comments on NASD Rulemaking

Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Amend NASD Rule 2320(a) Governing Best Execution

(Release No. 34-51229; File No. SR-NASD-2004-026)

  • Michele C. David, Vice President and Assistant General Counsel, The Bond Market Association, November 16, 2005 (File name: mcdavid111605.pdf)
     
  • Marjorie Gross, Senior Vice President and Regulatory Counsel, The Bond Market Association, September 7, 2005 (File name: mgross090705.pdf)
     
  • Michele C. David, Vice President and Assistant General Counsel, The Bond Market Association, April 5, 2005 (File name: mcdavid040505.pdf)
     
  • Paul A. Merolla, EVP and General Counsel, Instinet Group Incorporated, March 22, 2005 (File name: srnasd2004026-5.pdf)
     
  • Amal Aly, Vice President and Associate General Counsel and Ann Vlcek, Vice President and Associate General Counsel, Securities Industry Association, March 18, 2005 (File name: aaly031805.pdf)
     

 

http://www.sec.gov/rules/sro/nasd/nasd2004026.shtml


Modified: 10/16/2014