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Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto to Amend NASD's Minor Rule Violation Plan

(Release No. 34-51994; File No. SR-NASD-2004-025)


Aug. 5, 2005 Scott Lynn Fagin, CCO/CFO, The Jeffrey Matthews Financial Group, LLC
Aug. 1, 2005 Joseph W. Mays, Jr., President, Securities Consulting Group, Inc.

 

http://www.sec.gov/rules/sro/nasd/nasd2004025.shtml


Modified: 08/10/2005