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Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Changes by the New York Stock Exchange, Inc. and the National Association of Securities Dealers, Inc. Relating to Certain Prerequisites to and Exemptions from Taking the Research Analyst Qualification Examination ("Series 86/87")

(Release No. 34-49314; File No. SR-NASD-2004-020)

 

http://www.sec.gov/rules/sro/nasd/nasd2004020.shtml

Modified: 10/16/2014