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MSRB Rulemaking

We encourage the public to submit comments on the following Municipal Securities Rulemaking Board (MSRB) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter | First Quarter

MSRB File Number List for 2009

Additional Archives

2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998


Chronological List
Release No. Date Details
Second Quarter

SR-MSRB-2009-05
34-60121 Jun. 16, 2009 Order Granting Approval of Proposed Rule Change Relating to the Subscription Service for Continuing Disclosure Documents Through the Electronic Municipal Market Access System (EMMA®)
See also:  Notice: Rel. No. 34-59881

SR-MSRB-2009-07
34-60053 Jun. 5, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Termination of the CDINet System
Comments due:  July 6, 2009
* Submit comments on SR-MSRB-2009-07

SR-MSRB-2009-04
34-60033 Jun. 3, 2009 Order Granting Approval of Proposed Rule Change Relating to the Voluntary Submission of Continuing Disclosure Documents to Its Upcoming Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA®)
See also:  Notice: Rel. No. 34-59814

SR-MSRB-2009-02
34-59966 May 21, 2009 Order Granting Approval of Proposed Rule Change Relating to the Establishment of a Primary Market Disclosure Service and Trade Price Transparency Service of the Electronic Municipal Market Access System (EMMAŽ) and Amendments to MSRB Rules G-32 and G-36
See also:  Notice: Rel. No. 34-59636

SR-MSRB-2009-03
34-59964 May 21, 2009 Order Granting Approval of Proposed Rule Change Relating to the Establishment of a Pilot Phase of Its Upcoming Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMAŽ)
See also:  Notice: Rel. No. 34-59643

SR-MSRB-2009-05
34-59881 May 7, 2009 Notice of Filing of Proposed Rule Change Relating to the Subscription Service for Continuing Disclosure Documents Through the Electronic Municipal Market Access System (EMMA®)
Comments due:  June 3, 2009
See also:  Notice: Rel. No. 34-60121

SR-MSRB-2009-06
34-59873 May 6, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to MSRB Rule G-8 Requiring Brokers, Dealers and Municipal Securities Dealers to Maintain Certain Records Relating to Auction Rate Securities and Variable Rate Demand Obligations
Comments due:  June 4, 2009
* Submit comments on SR-MSRB-2009-06

SR-MSRB-2009-04
34-59814 Apr. 23, 2009 Notice of Filing of Proposed Rule Change Relating to the Voluntary Submission of Continuing Disclosure Documents to Its Upcoming Continuing Disclosure Service of the Electronic Municipal Market Access system (EMMA®)
Comments due:  May 20, 2009
See also:  Order: Rel. No. 34-60033
Comments received are available for this notice.
First Quarter

SR-MSRB-2009-03
34-59643 Mar. 27, 2009 Notice of Filing of Proposed Rule Change Relating to the Establishment of a Pilot Phase of Its Upcoming Continuing Disclosure Service of the Electronic Municipal Market Access system (EMMA®)
Comments due:  April 27, 2009
See also:  Order: Rel. No. 34-59964
Comments received are available for this notice.

SR-MSRB-2009-02
34-59636 Mar. 27, 2009 Notice of Filing of Proposed Rule Change Relating to the Establishment of a Primary Market Disclosure Service and Trade Price Transparency Service of the Electronic Municipal Market Access system (EMMA®) and Amendments to MSRB Rules G-32 and G-36
Comments due:  May 5, 2009
See also:  Order: Rel. No. 34-59966
Comments received are available for this notice.

SR-MSRB-2009-01
34-59602 Mar. 19, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Electronic Municipal Market Access System Pilot
Comments due:  April 16, 2009
Comments received are available for this notice.

SR-MSRB-2008-07
34-59212 Jan. 7, 2009 Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Relating to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, to Establish a Transparency System for Municipal Auction Rate Securities and Municipal Variable Rate Demand Obligations
See also:  Notice: Rel. No. 34-58998


MSRB File Number List for 2009
Release No. Date Details

SR-MSRB-2009-07
34-60053 Jun. 5, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Termination of the CDINet System
Comments due:  July 6, 2009
* Submit comments on SR-MSRB-2009-07

SR-MSRB-2009-06
34-59873 May 6, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to MSRB Rule G-8 Requiring Brokers, Dealers and Municipal Securities Dealers to Maintain Certain Records Relating to Auction Rate Securities and Variable Rate Demand Obligations
Comments due:  June 4, 2009
* Submit comments on SR-MSRB-2009-06

SR-MSRB-2009-05
34-60121 Jun. 16, 2009 Order Granting Approval of Proposed Rule Change Relating to the Subscription Service for Continuing Disclosure Documents Through the Electronic Municipal Market Access System (EMMA®)
34-59881 May 7, 2009 Notice of Filing of Proposed Rule Change Relating to the Subscription Service for Continuing Disclosure Documents Through the Electronic Municipal Market Access System (EMMA®)
Comments due:  June 3, 2009

SR-MSRB-2009-04
34-60033 Jun. 3, 2009 Order Granting Approval of Proposed Rule Change Relating to the Voluntary Submission of Continuing Disclosure Documents to Its Upcoming Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA®)
34-59814 Apr. 23, 2009 Notice of Filing of Proposed Rule Change Relating to the Voluntary Submission of Continuing Disclosure Documents to Its Upcoming Continuing Disclosure Service of the Electronic Municipal Market Access system (EMMA®)
Comments due:  May 20, 2009
Comments received are available for this notice.

SR-MSRB-2009-03
34-59964 May 21, 2009 Order Granting Approval of Proposed Rule Change Relating to the Establishment of a Pilot Phase of Its Upcoming Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMAŽ)
34-59643 Mar. 27, 2009 Notice of Filing of Proposed Rule Change Relating to the Establishment of a Pilot Phase of Its Upcoming Continuing Disclosure Service of the Electronic Municipal Market Access system (EMMA®)
Comments due:  April 27, 2009
Comments received are available for this notice.

SR-MSRB-2009-02
34-59966 May 21, 2009 Order Granting Approval of Proposed Rule Change Relating to the Establishment of a Primary Market Disclosure Service and Trade Price Transparency Service of the Electronic Municipal Market Access System (EMMAŽ) and Amendments to MSRB Rules G-32 and G-36
34-59966 May 21, 2009 Order Granting Approval of Proposed Rule Change Relating to the Establishment of a Primary Market Disclosure Service and Trade Price Transparency Service of the Electronic Municipal Market Access System (EMMAŽ) and Amendments to MSRB Rules G-32 and G-36
34-59636 Mar. 27, 2009 Notice of Filing of Proposed Rule Change Relating to the Establishment of a Primary Market Disclosure Service and Trade Price Transparency Service of the Electronic Municipal Market Access system (EMMA®) and Amendments to MSRB Rules G-32 and G-36
Comments due:  May 5, 2009
Comments received are available for this notice.

SR-MSRB-2009-01
34-59602 Mar. 19, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Electronic Municipal Market Access System Pilot
Comments due:  April 16, 2009
Comments received are available for this notice.

 

http://www.sec.gov/rules/sro/msrb.shtml


Modified: 06/22/2009