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MIAX Rulemaking

We encourage the public to submit comments on the following Miami International Securities Exchange LLC (MIAX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter | Second Quarter | First Quarter

MIAX File Number List for 2014

Additional Archives


Chronological List
Release No. Date Details
Third Quarter

SR-MIAX-2014-30
34-72835 Aug. 13, 2014 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Options on Shares of the iShare ETFs
Comments due: 21 days after publication in the Federal Register
See also: Notice: Rel. No. 34-72492

SR-MIAX-2014-40
34-72799 Aug. 8, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: September 4, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-41
34-72798 Aug. 8, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: September 4, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-42
34-72785 Aug. 7, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: September 3, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-39
34-72777 Aug. 6, 2014 Notice of Filing of a Proposed Rule Change to List and Trade Options on Shares of the Market Vectors ETFs
Comments due: September 2, 2014

SR-MIAX-2014-28
34-72747 Aug. 4, 2014 Order Approving Proposed Rule Change to Amend Rule 515 to Terminate the Liquidity Refresh Pause Early in Certain Situations
See also: Notice: Rel. No. 34-72408

SR-MIAX-2014-38
34-72600 Jul. 11, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Change its Procedure for Processing Fingerprints Under Existing Rule 807
Comments due: August 7, 2014

SR-MIAX-2014-37
34-72583 Jul. 10, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: August 6, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-34
34-72567 Jul. 8, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: August 4, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-32
34-72566 Jul. 8, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: August 4, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-31
34-72565 Jul. 8, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Regarding the MIAX Market Maker Sliding Scale for Transaction Fees
Comments due: August 4, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-35
34-72561 Jul. 8, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC to Amend Its Fee Schedule
Comments due: August 4, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-36
34-72559 Jul. 8, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: August 4, 2014
Additional Materials: Exhibit 5
Second Quarter

SR-MIAX-2014-30
34-72492 Jun. 27, 2014 Notice of Filing of a Proposed Rule Change by Miami International Securities Exchange LLC to List and Trade Options on Shares of the iShare ETFs
Comments due: July 24, 2014
See also: Notice: Rel. No. 34-72835

SR-MIAX-2014-23
34-72418 Jun. 18, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515A
Comments due: July 15, 2014

SR-MIAX-2014-28
34-72408 Jun. 17, 2014 Notice of Filing of a Proposed Rule Change by Miami International Securities Exchange LLC to Amend Rule 515
Comments due: July 14, 2014
See also: Order: Rel. No. 34-72747

SR-MIAX-2014-27
34-72410 Jun. 17, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC to Establish a Billing Dispute Practice
Comments due: July 14, 2014

SR-MIAX-2014-26
34-72356 Jun. 10, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: July 7, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-25
34-72355 Jun. 10, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: July 7, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-16
34-72300 Jun. 3, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Exchange Rules to Harmonize the Language with Certain Rules of the Financial Industry Regulatory Authority, Inc. ("FINRA") and Other Exchanges
Comments due: June 30, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-20
34-72291 Jun. 2, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 519, MIAX Order Monitor
Comments due: June 27, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-17
34-72288 Jun. 2, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rules 515, 519 and 529
Comments due: June 27, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-22
34-72273 May 29, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Rule 516 to Remove the Size Restrictions on Contra-Party Participation on a Qualified Contingent Cross Order
Comments due: June 25, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-21
34-72243 May 23, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510 to Extend the Penny Pilot Program
Comments due: June 20, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-18
34-72228 May 22, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 503
Comments due: June 19, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-19
34-72213 May 21, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC to List and Trade on the Exchange Options on Shares of the iShares MSCI Mexico Index Fund
Comments due: June 18, 2014

SR-MIAX-2014-15
34-72013 Apr. 24, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 4
Comments due: May 21, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-09
34-72009 Apr. 23, 2014 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt the MIAX PRIME Price Improvement Mechanism and the MIAX PRIME Solicitation Mechanism
Comments due: May 20, 2014
See also: Notice: Rel. No. 34-71640

SR-MIAX-2014-08
34-71968 Apr. 17, 2014 Order Approving Proposed Rule Change to Modify Price Protection Provisions for the Execution of Orders
See also: Notice: Rel. No. 34-71634

SR-MIAX-2014-14
34-71881 Apr. 4, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period Applicable to Rule 530 Relating to Limit Up/Limit Down
Comments due: May 1, 2014
Additional Materials: Exhibit 5
First Quarter

SR-MIAX-2014-11
34-71704 Mar. 12, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Fee Schedule
Comments due: April 8, 2014
Additional Materials:  Exhibit 5

SR-MIAX-2014-13
34-71700 Mar. 12, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: April 8, 2014
Additional Materials:  Exhibit 5

SR-MIAX-2014-12
34-71698 Mar. 12, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: April 8, 2014
Additional Materials:  Exhibit 5

SR-MIAX-2014-10
34-71672 Mar. 10, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Fee Schedule
Comments due: April 4, 2014
Additional Materials:  Exhibit 5

SR-MIAX-2014-09
34-71640 Mar. 4, 2014 Notice of Filing of Proposed Rule Change to Adopt the MIAX Price Improvement Mechanism
Comments due:  March 31, 2014
Additional Materials: Exhibit 3, Exhibit 5
See also: Notice: Rel. No. 34-72009

SR-MIAX-2014-08
34-71634 Feb. 28, 2014 Notice of Filing of Proposed Rule Change to Modify Price Protection Provisions for the Execution of Orders
Comments due: March 27, 2014
Additional Materials:  Exhibit 5
See also: Order: Rel. No. 34-71968

SR-MIAX-2013-58
34-71541 Feb. 12, 2014 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Exchange's By-Laws
Comments due: March 12, 2014
See also:  Notice: Rel. No. 34-71172

SR-MIAX-2014-06
34-71502 Feb. 6, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: March 5, 2014
Additional Materials:  Exhibit 5

SR-MIAX-2014-04
34-71490 Feb. 5, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: March 4, 2014
Additional Materials:  Exhibit 5

SR-MIAX-2014-01
34-71310 Jan. 15, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Quarterly Options Series Program to Eliminate the Cap on the Number of Additional Series That May Be Listed Per Expiration Month for Each Quarterly Options Series in ETF Options
Comments due: February 12, 2014
Additional Materials:  Exhibit 5

SR-MIAX-2013-63
34-71283 Jan. 10, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC to Continue its Priority Customer Rebate Program on an Ongoing Basis
Comments due: February 6, 2014
Additional Materials:  Exhibit 5


MIAX File Number List for 2014
Release No. Date Details

SR-MIAX-2014-42
34-72785 Aug. 7, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: September 3, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-41
34-72798 Aug. 8, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: September 4, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-40
34-72799 Aug. 8, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: September 4, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-39
34-72777 Aug. 6, 2014 Notice of Filing of a Proposed Rule Change to List and Trade Options on Shares of the Market Vectors ETFs
Comments due: September 2, 2014

SR-MIAX-2014-38
34-72600 Jul. 11, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Change its Procedure for Processing Fingerprints Under Existing Rule 807
Comments due: August 7, 2014

SR-MIAX-2014-37
34-72583 Jul. 10, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: August 6, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-36
34-72559 Jul. 8, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: August 4, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-35
34-72561 Jul. 8, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC to Amend Its Fee Schedule
Comments due: August 4, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-34
34-72567 Jul. 8, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: August 4, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-32
34-72566 Jul. 8, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: August 4, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-31
34-72565 Jul. 8, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Regarding the MIAX Market Maker Sliding Scale for Transaction Fees
Comments due: August 4, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-30
34-72835 Aug. 13, 2014 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Options on Shares of the iShare ETFs
Comments due: 21 days after publication in the Federal Register
34-72492 Jun. 27, 2014 Notice of Filing of a Proposed Rule Change by Miami International Securities Exchange LLC to List and Trade Options on Shares of the iShare ETFs
Comments due: July 24, 2014

SR-MIAX-2014-28
34-72747 Aug. 4, 2014 Order Approving Proposed Rule Change to Amend Rule 515 to Terminate the Liquidity Refresh Pause Early in Certain Situations
34-72408 Jun. 17, 2014 Notice of Filing of a Proposed Rule Change by Miami International Securities Exchange LLC to Amend Rule 515
Comments due: July 14, 2014

SR-MIAX-2014-27
34-72410 Jun. 17, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC to Establish a Billing Dispute Practice
Comments due: July 14, 2014

SR-MIAX-2014-26
34-72356 Jun. 10, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: July 7, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-25
34-72355 Jun. 10, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: July 7, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-23
34-72418 Jun. 18, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515A
Comments due: July 15, 2014

SR-MIAX-2014-22
34-72273 May 29, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Rule 516 to Remove the Size Restrictions on Contra-Party Participation on a Qualified Contingent Cross Order
Comments due: June 25, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-20
34-72291 Jun. 2, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 519, MIAX Order Monitor
Comments due: June 27, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-21
34-72243 May 23, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510 to Extend the Penny Pilot Program
Comments due: June 20, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-19
34-72213 May 21, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC to List and Trade on the Exchange Options on Shares of the iShares MSCI Mexico Index Fund
Comments due: June 18, 2014

SR-MIAX-2014-18
34-72228 May 22, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 503
Comments due: June 19, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-17
34-72288 Jun. 2, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rules 515, 519 and 529
Comments due: June 27, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-16
34-72300 Jun. 3, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Exchange Rules to Harmonize the Language with Certain Rules of the Financial Industry Regulatory Authority, Inc. ("FINRA") and Other Exchanges
Comments due: June 30, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-15
34-72013 Apr. 24, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 4
Comments due: May 21, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-14
34-71881 Apr. 4, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period Applicable to Rule 530 Relating to Limit Up/Limit Down
Comments due: May 1, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-13
34-71700 Mar. 12, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: April 8, 2014
Additional Materials:  Exhibit 5

SR-MIAX-2014-12
34-71698 Mar. 12, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: April 8, 2014
Additional Materials:  Exhibit 5

SR-MIAX-2014-11
34-71704 Mar. 12, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Fee Schedule
Comments due: April 8, 2014
Additional Materials:  Exhibit 5

SR-MIAX-2014-10
34-71672 Mar. 10, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Fee Schedule
Comments due: April 4, 2014
Additional Materials:  Exhibit 5

SR-MIAX-2014-09
34-72009 Apr. 23, 2014 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt the MIAX PRIME Price Improvement Mechanism and the MIAX PRIME Solicitation Mechanism
Comments due: May 20, 2014
34-71640 Mar. 4, 2014 Notice of Filing of Proposed Rule Change to Adopt the MIAX Price Improvement Mechanism
Comments due:  March 31, 2014
Additional Materials: Exhibit 3, Exhibit 5

SR-MIAX-2014-08
34-71968 Apr. 17, 2014 Order Approving Proposed Rule Change to Modify Price Protection Provisions for the Execution of Orders
34-71634 Feb. 28, 2014 Notice of Filing of Proposed Rule Change to Modify Price Protection Provisions for the Execution of Orders
Comments due: March 27, 2014
Additional Materials: Exhibit 5

SR-MIAX-2014-06
34-71502 Feb. 6, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: March 5, 2014
Additional Materials:  Exhibit 5

SR-MIAX-2014-04
34-71490 Feb. 5, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: March 4, 2014
Additional Materials:  Exhibit 5

SR-MIAX-2014-01
34-71310 Jan. 15, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Quarterly Options Series Program to Eliminate the Cap on the Number of Additional Series That May Be Listed Per Expiration Month for Each Quarterly Options Series in ETF Options
Comments due: February 12, 2014
Additional Materials:  Exhibit 5

 

http://www.sec.gov/rules/sro/miax.shtml


Modified: 08/19/2014