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MIAX Rulemaking

We encourage the public to submit comments on the following Miami International Securities Exchange LLC (MIAX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter

MIAX File Number List for 2014

Additional Archives


Chronological List
Release No. Date Details
Second Quarter

SR-MIAX-2014-14
34-71881 Apr. 4, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period Applicable to Rule 530 Relating to Limit Up/Limit Down
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
First Quarter

SR-MIAX-2014-11
34-71704 Mar. 12, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Fee Schedule
Comments due: April 8, 2014
Additional Materials:  Exhibit 5

SR-MIAX-2014-13
34-71700 Mar. 12, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: April 8, 2014
Additional Materials:  Exhibit 5

SR-MIAX-2014-12
34-71698 Mar. 12, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: April 8, 2014
Additional Materials:  Exhibit 5

SR-MIAX-2014-10
34-71672 Mar. 10, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Fee Schedule
Comments due: April 4, 2014
Additional Materials:  Exhibit 5

SR-MIAX-2014-09
34-71640 Mar. 4, 2014 Notice of Filing of Proposed Rule Change to Adopt the MIAX Price Improvement Mechanism
Comments due: March 31, 2014

SR-MIAX-2014-08
34-71634 Feb. 28, 2014 Notice of Filing of Proposed Rule Change to Modify Price Protection Provisions for the Execution of Orders
Comments due: March 27, 2014
Additional Materials:  Exhibit 5

SR-MIAX-2013-58
34-71541 Feb. 12, 2014 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Exchange's By-Laws
Comments due: March 12, 2014
See also:  Notice: Rel. No. 34-71172

SR-MIAX-2014-06
34-71502 Feb. 6, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: March 5, 2014
Additional Materials:  Exhibit 5

SR-MIAX-2014-04
34-71490 Feb. 5, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: March 4, 2014
Additional Materials:  Exhibit 5

SR-MIAX-2014-01
34-71310 Jan. 15, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Quarterly Options Series Program to Eliminate the Cap on the Number of Additional Series That May Be Listed Per Expiration Month for Each Quarterly Options Series in ETF Options
Comments due: February 12, 2014
Additional Materials:  Exhibit 5

SR-MIAX-2013-63
34-71283 Jan. 10, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC to Continue its Priority Customer Rebate Program on an Ongoing Basis
Comments due: February 6, 2014
Additional Materials:  Exhibit 5


MIAX File Number List for 2014
Release No. Date Details

SR-MIAX-2014-14
34-71881 Apr. 4, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period Applicable to Rule 530 Relating to Limit Up/Limit Down
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-MIAX-2014-13
34-71700 Mar. 12, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: April 8, 2014
Additional Materials:  Exhibit 5

SR-MIAX-2014-12
34-71698 Mar. 12, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: April 8, 2014
Additional Materials:  Exhibit 5

SR-MIAX-2014-11
34-71704 Mar. 12, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Fee Schedule
Comments due: April 8, 2014
Additional Materials:  Exhibit 5

SR-MIAX-2014-10
34-71672 Mar. 10, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Fee Schedule
Comments due: April 4, 2014
Additional Materials:  Exhibit 5

SR-MIAX-2014-09
34-71640 Mar. 4, 2014 Notice of Filing of Proposed Rule Change to Adopt the MIAX Price Improvement Mechanism
Comments due: March 31, 2014

SR-MIAX-2014-08
34-71634 Feb. 28, 2014 Notice of Filing of Proposed Rule Change to Modify Price Protection Provisions for the Execution of Orders
Comments due: March 27, 2014
Additional Materials:  Exhibit 5

SR-MIAX-2014-06
34-71502 Feb. 6, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: March 5, 2014
Additional Materials:  Exhibit 5

SR-MIAX-2014-04
34-71490 Feb. 5, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: March 4, 2014
Additional Materials:  Exhibit 5

SR-MIAX-2014-01
34-71310 Jan. 15, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Quarterly Options Series Program to Eliminate the Cap on the Number of Additional Series That May Be Listed Per Expiration Month for Each Quarterly Options Series in ETF Options
Comments due: February 12, 2014
Additional Materials:  Exhibit 5

 

http://www.sec.gov/rules/sro/miax.shtml


Modified: 04/15/2014