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MIAX Rulemaking
We encourage the public to submit comments on the following Miami International Securities Exchange LLC (MIAX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter | First Quarter
MIAX File Number List for 2013
Additional Archives
2013 | 2012
| Release No. |
Date |
Details |
| Second Quarter |
SR-MIAX-2013-28 |
| 34-69785 |
Jun. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
 Submit comments on SR-MIAX-2013-28
|
SR-MIAX-2013-27 |
| 34-69739 |
Jun. 12, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Definition of "Attributable Order"
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-MIAX-2013-27
|
SR-MIAX-2013-26 |
| 34-69710 |
Jun. 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the MIAX Fee Schedule
Comments due: July 3, 2013
Additional Materials: Exhibit 5
Submit comments on SR-MIAX-2013-26
|
SR-MIAX-2013-24 |
| 34-69686 |
Jun. 3, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 605 Regarding Orders in a Market Maker's Appointed Classes
Comments due: July 1, 2013
Additional Materials: Exhibit 5
Submit comments on SR-MIAX-2013-24
|
SR-MIAX-2013-25 |
| 34-69685 |
Jun. 3, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 520 to Clarify the Description of the Operation of the Exchange's Route Timer
Comments due: July 1, 2013
Additional Materials: Exhibit 5
Submit comments on SR-MIAX-2013-25
|
SR-MIAX-2013-21 |
| 34-69682 |
Jun. 3, 2013 |
Notice of Filing of Proposed Rule Change to Modify the Allocation of Directed Orders in Specific Limited Situations
Comments due: June 28, 2013
Additional Materials: Exhibit 5
Submit comments on SR-MIAX-2013-21
|
SR-MIAX-2013-22 |
| 34-69659 |
May 29, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Listing of Additional Strikes Until the Close of Trading on the Second Business Day Prior to Expiration in Unusual Market Conditions
Comments due: June 25, 2013
Additional Materials: Exhibit 5
Submit comments on SR-MIAX-2013-22
|
SR-MIAX-2013-23 |
| 34-69658 |
May 29, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Short Term Option Series Program
Comments due: June 25, 2013
Additional Materials: Exhibit 5
Submit comments on SR-MIAX-2013-23
|
SR-MIAX-2013-18 |
| 34-69518 |
May 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Priority Customer Size
Comments due: May 31, 2013
Additional Materials: Exhibit 5
Submit comments on SR-MIAX-2013-18
|
SR-MIAX-2013-20 |
| 34-69507 |
May 3, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow All Lead Market Makers to Receive Directed Orders
Comments due: May 30, 2013
Additional Materials: Exhibit 5
Submit comments on SR-MIAX-2013-20
|
SR-MIAX-2013-17 |
| 34-69457 |
Apr. 25, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Position and Exercise Limits for Options on iShares MSCI Emerging Markets Index Fund
Comments due: May 22, 2013
Additional Materials: Exhibit 5
Submit comments on SR-MIAX-2013-17
|
SR-MIAX-2013-16 |
| 34-69381 |
Apr. 16, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the MIAX Fee Schedule
Comments due: May 13, 2013
Additional Materials: Exhibit 5
|
SR-MIAX-2013-15 |
| 34-69354 |
Apr. 9, 2013 |
Order Approving, on an Accelerated Basis, Proposed Rule Change Relating to Limit Up Limit Down Functionality
See also: Notice: Rel. No. 34-69234
|
SR-MIAX-2013-12 |
| 34-69342 |
Apr. 8, 2013 |
Order Granting Accelerated Approval of a Proposed Rule Change Relating to Obvious Errors in Limit or Straddle States
See also: Notice: Rel. No. 34-69210
|
SR-MIAX-2013-14 |
| 34-69323 |
Apr. 5, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for the MIAX Top of Market (ToM) Data Product
Comments due: May 2, 2013
Additional Materials: Exhibit 5
|
SR-MIAX-2013-13 |
| 34-69320 |
Apr. 5, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish an Administrative Information Subscriber and AIS Port Fees
Comments due: May 2, 2013
Additional Materials: Exhibit 5
|
| First Quarter |
SR-MIAX-2013-15 |
| 34-69234 |
Mar. 25, 2013 |
Notice of Filing of Proposed Rule Change Relating to Limit Up Limit Down Functionality
Comments due: April 8, 2013
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-69354
|
SR-MIAX-2013-12 |
| 34-69210 |
Mar. 22, 2013 |
Notice of Filing of a Proposed Rule Change Relating to Obvious Errors in Limit or Straddle States
Comments due: April 8, 2013
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-69342
Comments received are available for this proposal.
|
SR-MIAX-2013-07 |
| 34-69181 |
Mar. 19, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt MIAX Rule 530, Limit Up- Limit Down
Comments due: April 16, 2013
Additional Materials: Exhibit 5
|
SR-MIAX-2013-08 |
| 34-69176 |
Mar. 19, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Revise and Clarify Market Maker Continuous Quoting Obligations
Comments due: April 15, 2013
Additional Materials: Exhibit 5
|
SR-MIAX-2013-10 |
| 34-69166 |
Mar. 18, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Permit the Minimum Price Variation for Mini-Option Contracts to be the Same as Permitted for Standard Options on the Same Underlying Security
Comments due: April 15, 2013
Additional Materials: Exhibit 5
|
SR-MIAX-2013-06 |
| 34-69136 |
Mar. 14, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of Certain Securities
Comments due: April 10, 2013
Additional Materials: Exhibit 5
|
SR-MIAX-2013-05 |
| 34-69007 |
Feb. 28, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the MIAX Top of Market ("ToM") Data Product
Comments due: March 27, 2013
|
SR-MIAX-2013-04 |
| 34-68954 |
Feb. 20, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Revise Market Maker Obligations Regarding the Opening Process on the Exchange
Comments due: March 19, 2013
Additional Materials: Exhibit 5
|
SR-MIAX-2013-03 |
| 34-68817 |
Feb. 1, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the MIAX Options Fee Schedule
Comments due: February 28, 2013
Additional Materials: Exhibit 5
|
SR-MIAX-2013-02 |
| 34-68723 |
Jan. 24, 2013 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Adopt MIAX Rule 319 Relating to Proxy Voting
Comments due: February 20, 2013
Additional Materials: Exhibit 5
|
SR-MIAX-2013-01 |
| 34-68711 |
Jan. 23, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule
Comments due: February 19, 2013
Additional Materials: Exhibit 5
|
SR-MIAX-2012-05 |
| 34-68645 |
Jan. 14, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule
Comments due: February 8, 2013
Additional Materials: Exhibit 5
|
| MIAX File Number List for 2013 |
| Release No. |
Date |
Details |
SR-MIAX-2013-28 |
| 34-69785 |
Jun. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-MIAX-2013-28
|
SR-MIAX-2013-27 |
| 34-69739 |
Jun. 12, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Definition of "Attributable Order"
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-MIAX-2013-27
|
SR-MIAX-2013-26 |
| 34-69710 |
Jun. 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the MIAX Fee Schedule
Comments due: July 3, 2013
Additional Materials: Exhibit 5
Submit comments on SR-MIAX-2013-26
|
SR-MIAX-2013-25 |
| 34-69685 |
Jun. 3, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 520 to Clarify the Description of the Operation of the Exchange's Route Timer
Comments due: July 1, 2013
Additional Materials: Exhibit 5
Submit comments on SR-MIAX-2013-25
|
SR-MIAX-2013-24 |
| 34-69686 |
Jun. 3, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 605 Regarding Orders in a Market Maker's Appointed Classes
Comments due: July 1, 2013
Additional Materials: Exhibit 5
Submit comments on SR-MIAX-2013-24
|
SR-MIAX-2013-23 |
| 34-69658 |
May 29, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Short Term Option Series Program
Comments due: June 25, 2013
Additional Materials: Exhibit 5
Submit comments on SR-MIAX-2013-23
|
SR-MIAX-2013-22 |
| 34-69659 |
May 29, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Listing of Additional Strikes Until the Close of Trading on the Second Business Day Prior to Expiration in Unusual Market Conditions
Comments due: June 25, 2013
Additional Materials: Exhibit 5
Submit comments on SR-MIAX-2013-22
|
SR-MIAX-2013-21 |
| 34-69682 |
Jun. 3, 2013 |
Notice of Filing of Proposed Rule Change to Modify the Allocation of Directed Orders in Specific Limited Situations
Comments due: June 28, 2013
Additional Materials: Exhibit 5
Submit comments on SR-MIAX-2013-21
|
SR-MIAX-2013-20 |
| 34-69507 |
May 3, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow All Lead Market Makers to Receive Directed Orders
Comments due: May 30, 2013
Additional Materials: Exhibit 5
Submit comments on SR-MIAX-2013-20
|
SR-MIAX-2013-18 |
| 34-69518 |
May 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Priority Customer Size
Comments due: May 31, 2013
Additional Materials: Exhibit 5
Submit comments on SR-MIAX-2013-18
|
SR-MIAX-2013-17 |
| 34-69457 |
Apr. 25, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Position and Exercise Limits for Options on iShares MSCI Emerging Markets Index Fund
Comments due: May 22, 2013
Additional Materials: Exhibit 5
Submit comments on SR-MIAX-2013-17
|
SR-MIAX-2013-16 |
| 34-69381 |
Apr. 16, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the MIAX Fee Schedule
Comments due: May 13, 2013
Additional Materials: Exhibit 5
|
SR-MIAX-2013-15 |
| 34-69354 |
Apr. 9, 2013 |
Order Approving, on an Accelerated Basis, Proposed Rule Change Relating to Limit Up Limit Down Functionality
|
| 34-69234 |
Mar. 25, 2013 |
Notice of Filing of Proposed Rule Change Relating to Limit Up Limit Down Functionality
Comments due: April 8, 2013
Additional Materials: Exhibit 5
|
SR-MIAX-2013-14 |
| 34-69323 |
Apr. 5, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for the MIAX Top of Market (ToM) Data Product
Comments due: May 2, 2013
Additional Materials: Exhibit 5
|
SR-MIAX-2013-13 |
| 34-69320 |
Apr. 5, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish an Administrative Information Subscriber and AIS Port Fees
Comments due: May 2, 2013
Additional Materials: Exhibit 5
|
SR-MIAX-2013-12 |
| 34-69342 |
Apr. 8, 2013 |
Order Granting Accelerated Approval of a Proposed Rule Change Relating to Obvious Errors in Limit or Straddle States
|
| 34-69210 |
Mar. 22, 2013 |
Notice of Filing of a Proposed Rule Change Relating to Obvious Errors in Limit or Straddle States
Comments due: April 8, 2013
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-MIAX-2013-10 |
| 34-69166 |
Mar. 18, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Permit the Minimum Price Variation for Mini-Option Contracts to be the Same as Permitted for Standard Options on the Same Underlying Security
Comments due: April 15, 2013
Additional Materials: Exhibit 5
|
SR-MIAX-2013-08 |
| 34-69176 |
Mar. 19, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Revise and Clarify Market Maker Continuous Quoting Obligations
Comments due: April 15, 2013
Additional Materials: Exhibit 5
|
SR-MIAX-2013-07 |
| 34-69181 |
Mar. 19, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt MIAX Rule 530, Limit Up- Limit Down
Comments due: April 16, 2013
Additional Materials: Exhibit 5
|
SR-MIAX-2013-06 |
| 34-69136 |
Mar. 14, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of Certain Securities
Comments due: April 10, 2013
Additional Materials: Exhibit 5
|
SR-MIAX-2013-05 |
| 34-69007 |
Feb. 28, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the MIAX Top of Market ("ToM") Data Product
Comments due: March 27, 2013
|
SR-MIAX-2013-04 |
| 34-68954 |
Feb. 20, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Revise Market Maker Obligations Regarding the Opening Process on the Exchange
Comments due: March 19, 2013
Additional Materials: Exhibit 5
|
SR-MIAX-2013-03 |
| 34-68817 |
Feb. 1, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the MIAX Options Fee Schedule
Comments due: February 28, 2013
Additional Materials: Exhibit 5
|
SR-MIAX-2013-02 |
| 34-68723 |
Jan. 24, 2013 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Adopt MIAX Rule 319 Relating to Proxy Voting
Comments due: February 20, 2013
Additional Materials: Exhibit 5
|
SR-MIAX-2013-01 |
| 34-68711 |
Jan. 23, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule
Comments due: February 19, 2013
Additional Materials: Exhibit 5
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http://www.sec.gov/rules/sro/miax.shtml
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