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ISE Gemini Exchange Rulemaking

The Topaz Exchange has changed its name to ISE Gemini, LLC. All filings by ISE Gemini, LLC, will be posted to the ISE Gemini page. Filings filed with "Topaz" as part of the file number will be posted on the Topaz Exchange page.

We encourage the public to submit comments on the following ISE Gemini, LLC, filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

ISE Gemini File Number List for 2016

Chronological List
Release No. Date Details
First Quarter

SR-ISEGemini-2016-03
34-77488 Mar. 31, 2016 Notice of Filing of Proposed Rule Change Related to Market Wide Risk Protection
Comments due: April 27, 2016
Additional Materials: Exhibit 5

SR-ISEGemini-2016-02
34-77334 Mar. 9, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Limit Mandatory Participation in Scheduled Functional and Performance Testing Under Regulation SCI to Only Those Primary Market Makers That Meet Specified Criteria
Comments due: April 5, 2016
Additional Materials: Exhibit 5

SR-ISEGemini-2015-17
34-77247 Feb. 26, 2016 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 804(g)
Comments due: March 24, 2016
Rebuttal comments due: April 7, 2016
See also: Notice: Rel. No. 34-76894, Notice: Rel. No. 34-76505

SR-ISEGemini-2016-01
34-77230 Feb. 25, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct the Text of ISE Gemini Rule 306
Comments due: March 23, 2016
Additional Materials: Exhibit 5

SR-ISEGemini-2015-17
34-76894 Jan. 13, 2016 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend Rule 804(g)
See also: Notice: Rel. No. 34-76505, Order: Rel. No. 34-77247

SR-ISEGemini-2015-28
34-76836 Jan. 5, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Securities Trader and Securities Trader Principal Registration Categories
Comments due: February 1, 2016
Additional Materials: Exhibit 5


ISE Gemini File Number List for 2016
Release No. Date Details

SR-ISEGemini-2016-03
34-77488 Mar. 31, 2016 Notice of Filing of Proposed Rule Change Related to Market Wide Risk Protection
Comments due: April 27, 2016
Additional Materials: Exhibit 5

SR-ISEGemini-2016-02
34-77334 Mar. 9, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Limit Mandatory Participation in Scheduled Functional and Performance Testing Under Regulation SCI to Only Those Primary Market Makers That Meet Specified Criteria
Comments due: April 5, 2016
Additional Materials: Exhibit 5

SR-ISEGemini-2016-01
34-77230 Feb. 25, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct the Text of ISE Gemini Rule 306
Comments due: March 23, 2016
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/isegemini.shtml


Modified: 04/07/2016