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ISE Gemini Exchange Rulemaking

The Topaz Exchange has changed its name to ISE Gemini, LLC. All filings by ISE Gemini, LLC, will be posted to the ISE Gemini page. Filings filed with "Topaz" as part of the file number will be posted on the Topaz Exchange page.

We encourage the public to submit comments on the following ISE Gemini, LLC, filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter |  First Quarter

ISE Gemini File Number List for 2015

Chronological List
Release No. Date Details
Second Quarter

SR-ISEGemini-2015-14
34-75804 Sep. 1, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting a Principles-Based Approach to Prohibit the Misuse of Material, Non-public Information by Market Makers by Deleting Rule 810
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-ISEGemini-2015-13
34-75481 Jul. 17, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Comments due: August 13, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-12
34-75315 Jun. 26, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due:  July 23, 2015

SR-ISEGemini-2015-09
34-74971 May 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees to Introduce a New “Retail” Designation for Priority Customer Orders
Comments due: June 10, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-11
34-74897 May 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Nullification and Adjustment of Options Transactions including Obvious Errors
Comments due: June 3, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-10
34-74771 Apr. 21, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Information Barrier Rules
Comments due: May 18, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-08
34-74622 Apr. 1, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Share Member-Designated Risk Settings in the Trading System with Clearing Members
Comments due: April 28, 2015
First Quarter

SR-ISEGemini-2015-07
34-74529 Mar. 18, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 14, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-06
34-74505 Mar. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 9, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-04
34-74416 Mar. 3, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 30, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-05
34-74311 Feb. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Limit Up-Limit Down Obvious Error Pilot
Comments due: March 18, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-03
34-74205 Feb. 4, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 3, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-02
34-74113 Jan. 22, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due:  February 18, 2015
Additional Materials: Exhibit 5


ISE Gemini File Number List for 2015
Release No. Date Details

SR-ISEGemini-2015-14
34-75804 Sep. 1, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting a Principles-Based Approach to Prohibit the Misuse of Material, Non-public Information by Market Makers by Deleting Rule 810
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-ISEGemini-2015-13
34-75481 Jul. 17, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Comments due: August 13, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-12
34-75315 Jun. 26, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due:  July 23, 2015

SR-ISEGemini-2015-11
34-74897 May 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Nullification and Adjustment of Options Transactions including Obvious Errors
Comments due: June 3, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-10
34-74771 Apr. 21, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Information Barrier Rules
Comments due: May 18, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-09
34-74971 May 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees to Introduce a New “Retail” Designation for Priority Customer Orders
Comments due: June 10, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-08
34-74622 Apr. 1, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Share Member-Designated Risk Settings in the Trading System with Clearing Members
Comments due: April 28, 2015

SR-ISEGemini-2015-07
34-74529 Mar. 18, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 14, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-06
34-74505 Mar. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 9, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-05
34-74311 Feb. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Limit Up-Limit Down Obvious Error Pilot
Comments due: March 18, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-04
34-74416 Mar. 3, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 30, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-03
34-74205 Feb. 4, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 3, 2015
Additional Materials: Exhibit 5

SR-ISEGemini-2015-02
34-74113 Jan. 22, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due:  February 18, 2015
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/isegemini.shtml


Modified: 09/01/2015