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ISE Gemini Exchange Rulemaking

The Topaz Exchange has changed its name to ISE Gemini, LLC. All filings by ISE Gemini, LLC, will be posted to the ISE Gemini page. Filings filed with "Topaz" as part of the file number will be posted on the Topaz Exchange page.

We encourage the public to submit comments on the following ISE Gemini, LLC, filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

ISE Gemini File Number List for 2016

Chronological List
Release No. Date Details
First Quarter

SR-ISEGemini-2015-17
34-76894 Jan. 13, 2016 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend Rule 804(g)
See also: Notice: Rel. No. 34-76505

SR-ISEGemini-2015-28
34-76836 Jan. 5, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Securities Trader and Securities Trader Principal Registration Categories
Comments due: February 1, 2016
Additional Materials: Exhibit 5


ISE Gemini File Number List for 2016

There are no file number entries at this time.

 

http://www.sec.gov/rules/sro/isegemini.shtml


Modified: 01/21/2016