SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


ISE Gemini Exchange Rulemaking

The Topaz Exchange has changed its name to ISE Gemini, LLC. All filings by ISE Gemini, LLC, will be posted to the ISE Gemini page. Filings filed with "Topaz" as part of the file number will be posted on the Topaz Exchange page.

We encourage the public to submit comments on the following ISE Gemini, LLC, filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter |  Second Quarter |  First Quarter

ISE Gemini File Number List for 2014

Chronological List
Release No. Date Details
Third Quarter

SR-ISEGemini-2014-20
34-72587 Jul. 10, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-ISEGemini-2014-21
34-72558 Jul. 8, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-ISEGemini-2014-19
34-72553 Jul. 8, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Price Improvement Mechanism
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Second Quarter

SR-ISEGemini-2014-18
34-72489 Jun. 27, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish New Rule 720A
Comments due: July 24, 2014

SR-ISEGemini-2014-17
34-72466 Jun. 25, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Comments due: July 22, 2014

SR-ISEGemini-2014-09
34-72454 Jun. 24, 2014 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to Market Maker Risk Parameters
Comments due: July 21, 2014
Rebuttal Comments due: August 4, 2014
See also: Notice: Rel. No. 34-72118, Notice: Rel. No. 34-71758

SR-ISEGemini-2014-15
34-72398 Jun. 16, 2014 Notice of Filing of a Proposed Rule Change on Bid/Offer Differentials for In-The-Money Option Series
Comments due: July 11, 2014
Additional Materials: Exhibit 5

SR-ISEGemini-2014-14
34-72278 May 29, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: June 25, 2014

SR-ISEGemini-2014-13
34-72161 May 13, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: June 9, 2014
Additional Materials: Exhibit 5

SR-ISEGemini-2014-09
34-72118 May 7, 2014 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to Market Maker Risk Parameters
See also: Order: Rel. No. 34-72454, Notice: Rel. No. 34-71758

SR-ISEGemini-2014-12
34-71915 Apr. 9, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: May 6, 2014
Additional Materials: Exhibit 5

SR-ISEGemini-2014-11
34-71854 Apr. 3, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Market Makers to Enter Opening Only Orders in Appointed Options Classes
Comments due: April 30, 2014
Additional Materials: Exhibit 5
First Quarter

SR-ISEGemini-2014-09
34-71758 Mar. 20, 2014 Notice of Filing of Proposed Rule Change Related to Market Maker Risk Parameters
Comments due: April 16, 2014
Additional Materials:  Exhibit 5
See also: Order: Rel. No. 34-72454, Notice: Rel. No. 34-72118

SR-ISEGemini-2014-10
34-71614 Feb. 25, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 24, 2014
Additional Materials:  Exhibit 5


ISE Gemini File Number List for 2014
Release No. Date Details

SR-ISEGemini-2014-21
34-72558 Jul. 8, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-ISEGemini-2014-20
34-72587 Jul. 10, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-ISEGemini-2014-19
34-72553 Jul. 8, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Price Improvement Mechanism
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-ISEGemini-2014-18
34-72489 Jun. 27, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish New Rule 720A
Comments due: July 24, 2014

SR-ISEGemini-2014-17
34-72466 Jun. 25, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Comments due: July 22, 2014

SR-ISEGemini-2014-15
34-72398 Jun. 16, 2014 Notice of Filing of a Proposed Rule Change on Bid/Offer Differentials for In-The-Money Option Series
Comments due: July 11, 2014
Additional Materials: Exhibit 5

SR-ISEGemini-2014-14
34-72278 May 29, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: June 25, 2014

SR-ISEGemini-2014-13
34-72161 May 13, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: June 9, 2014
Additional Materials: Exhibit 5

SR-ISEGemini-2014-12
34-71915 Apr. 9, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: May 6, 2014
Additional Materials: Exhibit 5

SR-ISEGemini-2014-11
34-71854 Apr. 3, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Market Makers to Enter Opening Only Orders in Appointed Options Classes
Comments due: April 30, 2014
Additional Materials: Exhibit 5

SR-ISEGemini-2014-10
34-71614 Feb. 25, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 24, 2014
Additional Materials:  Exhibit 5

SR-ISEGemini-2014-09
34-72454 Jun. 24, 2014 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to Market Maker Risk Parameters
Comments due: July 21, 2014
Rebuttal Comments due: August 4, 2014
34-72118 May 7, 2014 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to Market Maker Risk Parameters
34-71758 Mar. 20, 2014 Notice of Filing of Proposed Rule Change Related to Market Maker Risk Parameters
Comments due: April 16, 2014
Additional Materials:  Exhibit 5

 

http://www.sec.gov/rules/sro/isegemini.shtml


Modified: 07/22/2014