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ISE Rulemaking Archive: 2013

We encourage the public to submit comments on the following International Securities Exchange, Inc. (ISE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

ISE File Number List for 2013

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-ISE-2013-70
34-71213 Dec. 31, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: January 28, 2014
Additional Materials:  Exhibit 5

SR-ISE-2013-72
34-71208 Dec. 31, 2013 Notice of Filing of Proposed Rule Change to More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order
Comments due: January 28, 2014
Additional Materials:  Exhibit 5
See also:  Notice: Rel. No. 34-71560
Comments received are available for this proposal.

SR-ISE-2013-71
34-71182 Dec. 24, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to More Specifically Address the Number and Size of Contra-parties to a Qualified Contingent Cross Order
Comments due: January 21, 2014
Additional Materials:  Exhibit 5
Comments received are available for this proposal.

SR-ISE-2013-67
34-71153 Dec. 20, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Non-Controversial Changes to ISE Rules
Comments due: January 17, 2014
Additional Materials:  Exhibit 5

SR-ISE-2013-60
34-71160 Dec. 20, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rent Cabinet Space to Telecommunication Vendors in the Exchange's Backup Datacenter
Comments due: January 17, 2014
Additional Materials:  Exhibit 5

SR-ISE-2013-73
34-71139 Dec. 19, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: January 16, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-61
34-71092 Dec. 17, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Back-up Trading Arrangements
Comments due: January 13, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-65
34-71081 Dec. 16, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: January 10, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-66
34-71066 Dec. 12, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change Procedure for Processing Fingerprints Under Existing Rule 1408
Comments due: January 8, 2013

SR-ISE-2013-63
34-71053 Dec. 12, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: January 7, 2013

SR-ISE-2013-69
34-71034 Dec. 11, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Short Term Option Series Program
Comments due: January 7, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-68
34-71033 Dec. 11, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Short Term Option Series Program
Comments due: January 7, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-62
34-70967 Dec. 3, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program that Eliminated the Position and Exercise Limits for Options on SPDR S&P 500 ETF
Comments due: December 30, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-58
34-70900 Nov. 19, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Expiration Date for Most Options Contracts to the Third Friday of the Expiration Month Instead of the Saturday Following the Third Friday
Comments due: December 16, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-59
34-70884 Nov. 15, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Address the Treatment of Certain Stop Orders During a Limit State or Straddle State
Comments due: December 11, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-57
34-70872 Nov. 14, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: December 10, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-56
34-70873 Nov. 14, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: December 11, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-54
34-70859 Nov. 13, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: December 10, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-55
34-70834 Nov. 7, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Trading Days and Hours of Business and Trading Halts
Comments due: December 5, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-42
34-70787 Oct. 31, 2013 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List Options on the Nations VolDex Index
Rebuttal comments due: December 11, 2013

See also:  Notice: Rel. No. 34-70362, Notice: Rel. No. 34-70059

SR-ISE-2013-53
34-70757 Oct. 25, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Schedule of Fees
Comments due: November 21, 2013

SR-ISE-2013-51
34-70657 Oct. 10, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: November 12, 2013
Additional Materials:  Exhibit 5
Third Quarter

SR-ISE-2013-50
34-70647 Oct. 9, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: November 12, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-49
34-70510 Sep. 26, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2128 Relating to Clearly Erroneous Trades
Comments due: October 23, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-48
34-70417 Sep. 16, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 604, Continuing Education for Registered Persons, and to Adopt a Corresponding Fee
Comments due: October 11, 2013
Additional Materials:  Exhibit 5
Comments received are available for this proposal.

SR-ISE-2013-42
34-70362 Sep. 10, 2013 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List Options on the Nations VolDex Index
See also:  Order: Rel. No. 34-70787, Notice: Rel. No. 34-70059

SR-ISE-2013-47
34-70335 Sep. 6, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to $0.50 and $1 Strike Price Intervals for Classes in the Short Term Option Series Program
Comments due: October 3, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-38
34-70132 Aug. 7, 2013 Order Approving Proposed Rule Change Related to Market Maker Risk Parameters and Complex Orders
See also:  Notice: Rel. No. 34-69782

SR-ISE-2013-42
34-70059 Jul. 29, 2013 Notice of Filing of Proposed Rule Change to List Options on the Nations VolDex Index
Comments due: 21 days after publication in the Federal Register
Additional Materials:  Exhibit 5
See also:  Order: Rel. No. 34-70787, Notice: Rel. No. 34-70362
Comments received are available for this proposal.

SR-ISE-2013-45
34-70029 Jul. 23, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: August 19, 2013

SR-ISE-2013-46
34-70028 Jul. 23, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Market Maker Fees
Comments due: August 19, 2013
Second Quarter

SR-ISE-2013-41
34-69853 Jun. 25, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Comments due: July 22, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-40
34-69828 Jun. 21, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: July 18, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-39
34-69806 Jun. 20, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Managed Data Access Service, on a Pilot Basis, for the Sale of a Number of Market Data Products Currently Offered by the Exchange
Comments due: July 17, 2013

SR-ISE-2013-38
34-69782 Jun. 18, 2013 Notice of Filing of Proposed Rule Change Related to Market Maker Risk Parameters and Complex Orders
Comments due: July 15, 2013
Additional Materials:  Exhibit 5
See also:  Order: Rel. No. 34-70132

SR-ISE-2013-36
34-69757 Jun. 13, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: July 10, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-15
34-69467 Apr. 26, 2013 Order Granting Approval of a Proposed Rule Change to Amend the Obvious and Catastrophic Errors Rule
See also:  Notice: Rel. No. 34-69085

SR-ISE-2013-31
34-69395 Apr. 18, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees to Increase Certain Complex Order Rebates
Comments due: May 15, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-33
34-69394 Apr. 18, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees to Amend the Schedule of Fees
Comments due: May 15, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-32
34-69393 Apr. 18, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees to Amend the Market Maker Plus Rebate Program
Comments due: May 15, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-18
34-69396 Apr. 18, 2013 Order Granting Approval of Proposed Rule Change by International Securities Exchange, LLC to Address Order Handling under the Options Order Protection and Locked/Crossed Market Plan, the Authority of the Exchange to Cancel Orders When a Technical or Systems Issue Occurs, and to Describe the Operation of Linkage Handler Error Accounts
See also:  Notice: Rel. No. 34-69114

SR-ISE-2013-14
34-69365 Apr. 11, 2013 Order Granting Approval of a Proposed Rule Change to List Options on the Dow Jones FXCM Dollar Index
See also:  Notice: Rel. No. 34-68971

SR-ISE-2013-29
34-69337 Apr. 8, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: May 3, 2013

SR-ISE-2013-22
34-69329 Apr. 5, 2013 Order Approving, on an Accelerated Basis, Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, to Suspend Certain Market Maker Quotation Requirements and to Suspend Rule 720 Regarding Obvious Errors During Limit Up-Limit Down States in Securities that Underlie Options Traded on the ISE
See also:  Notice: Rel. No. 34-69110

SR-ISE-2013-28
34-69270 Apr. 2, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees and Rebates for Mini Options
Comments due: April 29, 2013
First Quarter

SR-ISE-2013-17
34-69175 Mar. 19, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Market Maker Quoting Requirements
Comments due: April 15, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-07
34-69164 Mar. 18, 2013 Order Approving Proposed Rule Change to Amend International Securities Exchange, LLC Amended and Restated Constitution
See also:  Notice: Rel. No. 34-68740

SR-ISE-2013-27
34-69163 Mar. 18, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders and Mini Options
Comments due: April 12, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-23
34-69153 Mar. 15, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules Related to Mini Options Traded on the Exchange
Comments due: April 12, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-20
34-69148 Mar. 15, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Limit Up/Limit Down
Comments due: April 11, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-19
34-69139 Mar. 15, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees
Comments due: April 10, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-08
34-69124 Mar. 12, 2013 Order Granting Accelerated Approval of Proposed Rule Changes to Permit the Minimum Price Variation for Mini Options to be the Same as Permitted for Standard Options on the Same Underlying Security
Additional File No.: SR-CBOE-2013-016
See also:  Notice: Rel. No. 34-68919

SR-ISE-2013-21
34-69123 Mar. 12, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees to Reflect Regulatory Fees Related to the Central Registration Depository
Comments due: April 8, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-18
34-69114 Mar. 12, 2013 Notice of Filing of Proposed Rule Change to Address Order Handling under the Options Order Protection and Locked/Crossed Market Plan, the Authority of the Exchange to Cancel Orders When a Technical or Systems Issue Occurs, and to Describe the Operation of Linkage Handler Error Accounts
Comments due: April 8, 2013
Additional Materials:  Exhibit 5
See also:  Order: Rel. No. 34-69396

SR-ISE-2013-22
34-69110 Mar. 11, 2013 Notice of Filing of Proposed Rule Change to Suspend Certain Market Maker Quotation Requirements and to Suspend Rule 720 Regarding Obvious Errors During Limit Up-Limit Down States in Securities that Underlie Options Traded on the ISE
Comments due: April 2, 2013
Additional Materials:  Exhibit 5
See also:  Order: Rel. No. 34-69329
Comments received are available for this proposal.

SR-ISE-2013-15
34-69085 Mar. 8, 2013 Notice of Filing of Proposed Rule Change to Amend the Obvious and Catastrophic Errors Rule
Comments due: April 4, 2013
Additional Materials:  Exhibit 5
See also:  Notice: Rel. No. 34-69467

SR-ISE-2013-14
34-68971 Feb. 22, 2013 Notice of Filing of Proposed Rule Change to List Options on the Dow Jones FXCM Dollar Index
Comments due: March 21, 2013
Additional Materials:  Exhibit 3; Exhibit 5
See also:  Order: Rel. No. 34-69365

SR-ISE-2013-08
34-68919 Feb. 13, 2013 Notice of Filing of Proposed Rule Change to Amend the Minimum Trading Increments for Mini Options
Comments due: March 13, 2013
Additional Materials:  Exhibit 5
See also:  Order: Rel. No. 34-69124
Comments received are available for this proposal.

SR-ISE-2013-13
34-68906 Feb. 12, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 12, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-10
34-68886 Feb. 8, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2102 to Extend the Pilot Program
Comments due: March 7, 2013
Additional Materials:  Exhibit 5

SR-ISE-2012-100
34-68849 Feb. 6, 2013 Order Approving a Proposed Rule Change to Reduce the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism and Price Improvement Mechanism from One Second to 500 Milliseconds
See also:  Notice: Rel. No. 34-68492

SR-ISE-2013-12
34-68822 Feb. 4, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC to Amend ISE Rule 2128 Relating to Clearly Erroneous Trades
Comments due: March 1, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-09
34-68794 Jan. 31, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend ISE Rule 2102 to Extend the Market-Wide Circuit Breaker Pilot Program
Comments due: February 27, 2013

SR-ISE-2013-05
34-68760 Jan. 29, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Market Maker Fees
Comments due: February 25, 2013
Additional Materials:  Exhibit 5
Comments received are available for this proposal.

SR-ISE-2013-07
34-68740 Jan. 28, 2013 Notice of Filing of Proposed Rule Change to Amend the International Securities Exchange, LLC Amended and Restated Constitution
Comments due: February 22, 2013
Additional Materials:  Exhibit 5
See also:  Order: Rel. No. 34-69164

SR-ISE-2013-04
34-68693 Jan. 18, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Obvious and Catastrophic Error Rule
Comments due: February 15, 2013

SR-ISE-2013-03
34-68631 Jan. 11, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 7, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-01
34-68627 Jan. 11, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 7, 2013
Additional Materials:  Exhibit 5

SR-ISE-2012-82
34-68570 Jan. 3, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Non-Substantive, Technical Corrections to ISE Rules
Comments due: January 30, 2013
Additional Materials:  Exhibit 5


ISE File Number List for 2013
Release No. Date Details

SR-ISE-2013-74
34-71230 Jan. 2, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: January 29, 2014
Additional Materials:  Exhibit 5

SR-ISE-2013-73
34-71139 Dec. 19, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: January 16, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-72
34-71560 Feb. 18, 2014 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order
See also:  Notice: Rel. No. 34-71208
34-71208 Dec. 31, 2013 Notice of Filing of Proposed Rule Change to More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order
Comments due: January 28, 2014
Additional Materials:  Exhibit 5
Comments received are available for this proposal.

SR-ISE-2013-71
34-71182 Dec. 24, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to More Specifically Address the Number and Size of Contra-parties to a Qualified Contingent Cross Order
Comments due: January 21, 2014
Additional Materials:  Exhibit 5
Comments received are available for this proposal.

SR-ISE-2013-70
34-71213 Dec. 31, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: January 28, 2014
Additional Materials:  Exhibit 5

SR-ISE-2013-69
34-71034 Dec. 11, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Short Term Option Series Program
Comments due: January 7, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-68
34-71033 Dec. 11, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Short Term Option Series Program
Comments due: January 7, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-67
34-71153 Dec. 20, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Non-Controversial Changes to ISE Rules
Comments due: January 17, 2014
Additional Materials:  Exhibit 5

SR-ISE-2013-66
34-71066 Dec. 12, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change Procedure for Processing Fingerprints Under Existing Rule 1408
Comments due: January 8, 2013

SR-ISE-2013-65
34-71081 Dec. 16, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: January 10, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-63
34-71053 Dec. 12, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: January 7, 2013

SR-ISE-2013-62
34-70967 Dec. 3, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program that Eliminated the Position and Exercise Limits for Options on SPDR S&P 500 ETF
Comments due: December 30, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-61
34-71092 Dec. 17, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Back-up Trading Arrangements
Comments due: January 13, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-60
34-71160 Dec. 20, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rent Cabinet Space to Telecommunication Vendors in the Exchange's Backup Datacenter
Comments due: January 17, 2014
Additional Materials:  Exhibit 5

SR-ISE-2013-59
34-70884 Nov. 15, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Address the Treatment of Certain Stop Orders During a Limit State or Straddle State
Comments due: December 11, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-58
34-70900 Nov. 19, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Expiration Date for Most Options Contracts to the Third Friday of the Expiration Month Instead of the Saturday Following the Third Friday
Comments due: December 16, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-57
34-70872 Nov. 14, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: December 10, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-56
34-70873 Nov. 14, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: December 11, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-55
34-70834 Nov. 7, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Trading Days and Hours of Business and Trading Halts
Comments due: December 5, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-54
34-70859 Nov. 13, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: December 10, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-53
34-70757 Oct. 25, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Schedule of Fees
Comments due: November 21, 2013

SR-ISE-2013-51
34-70657 Oct. 10, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: November 12, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-50
34-70647 Oct. 9, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: November 12, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-49
34-70510 Sep. 26, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2128 Relating to Clearly Erroneous Trades
Comments due: October 23, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-48
34-70417 Sep. 16, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 604, Continuing Education for Registered Persons, and to Adopt a Corresponding Fee
Comments due: October 11, 2013
Additional Materials:  Exhibit 5
Comments received are available for this proposal.

SR-ISE-2013-47
34-70335 Sep. 6, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to $0.50 and $1 Strike Price Intervals for Classes in the Short Term Option Series Program
Comments due: October 3, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-46
34-70028 Jul. 23, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Market Maker Fees
Comments due: August 19, 2013

SR-ISE-2013-45
34-70029 Jul. 23, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: August 19, 2013

SR-ISE-2013-42
34-71365 Jan. 22, 2014 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, to List Options on the Nations VolDex Index
See also:  Notice: Rel. No. 34-70787, Notice: Rel. No. 34-70362, Notice: Rel. No. 34-70059
34-70787 Oct. 31, 2013 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List Options on the Nations VolDex Index Rebuttal comments due: December 11, 2013

See also:  Notice: Rel. No. 34-70362, Notice: Rel. No. 34-70059
34-70362 Sep. 10, 2013 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List Options on the Nations VolDex Index
34-70059 Jul. 29, 2013 Notice of Filing of Proposed Rule Change to List Options on the Nations VolDex Index
Comments due: 21 days after publication in the Federal Register
Additional Materials:  Exhibit 5
Comments received are available for this proposal.

SR-ISE-2013-41
34-69853 Jun. 25, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Comments due: July 22, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-40
34-69828 Jun. 21, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: July 18, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-39
34-69806 Jun. 20, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Managed Data Access Service, on a Pilot Basis, for the Sale of a Number of Market Data Products Currently Offered by the Exchange
Comments due: July 17, 2013

SR-ISE-2013-38
34-70132 Aug. 7, 2013 Order Approving Proposed Rule Change Related to Market Maker Risk Parameters and Complex Orders
34-69782 Jun. 18, 2013 Notice of Filing of Proposed Rule Change Related to Market Maker Risk Parameters and Complex Orders
Comments due: July 15, 2013
Additional Materials:  Exhibit 5 69782

SR-ISE-2013-36
34-69757 Jun. 13, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: July 10, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-33
34-69394 Apr. 18, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees to Amend the Schedule of Fees
Comments due: May 15, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-32
34-69393 Apr. 18, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees to Amend the Market Maker Plus Rebate Program
Comments due: May 15, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-31
34-69395 Apr. 18, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees to Increase Certain Complex Order Rebates
Comments due: May 15, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-29
34-69337 Apr. 8, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: May 3, 2013

SR-ISE-2013-28
34-69270 Apr. 2, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees and Rebates for Mini Options
Comments due: April 29, 2013

SR-ISE-2013-27
34-69163 Mar. 18, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders and Mini Options
Comments due: April 12, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-23
34-69153 Mar. 15, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules Related to Mini Options Traded on the Exchange
Comments due: April 12, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-22
34-69329 Apr. 5, 2013 Order Approving, on an Accelerated Basis, Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, to Suspend Certain Market Maker Quotation Requirements and to Suspend Rule 720 Regarding Obvious Errors During Limit Up-Limit Down States in Securities that Underlie Options Traded on the ISE
34-69110 Mar. 11, 2013 Notice of Filing of Proposed Rule Change to Suspend Certain Market Maker Quotation Requirements and to Suspend Rule 720 Regarding Obvious Errors During Limit Up-Limit Down States in Securities that Underlie Options Traded on the ISE
Comments due: April 2, 2013
Additional Materials:  Exhibit 5
Comments received are available for this proposal.

SR-ISE-2013-21
34-69123 Mar. 12, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees to Reflect Regulatory Fees Related to the Central Registration Depository
Comments due: April 8, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-20
34-69148 Mar. 15, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Limit Up/Limit Down
Comments due: April 11, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-19
34-69139 Mar. 15, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees
Comments due: April 10, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-18
34-69396 Apr. 18, 2013 Order Granting Approval of Proposed Rule Change by International Securities Exchange, LLC to Address Order Handling under the Options Order Protection and Locked/Crossed Market Plan, the Authority of the Exchange to Cancel Orders When a Technical or Systems Issue Occurs, and to Describe the Operation of Linkage Handler Error Accounts
34-69114 Mar. 12, 2013 Notice of Filing of Proposed Rule Change to Address Order Handling under the Options Order Protection and Locked/Crossed Market Plan, the Authority of the Exchange to Cancel Orders When a Technical or Systems Issue Occurs, and to Describe the Operation of Linkage Handler Error Accounts
Comments due: April 8, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-17
34-69175 Mar. 19, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Market Maker Quoting Requirements
Comments due: April 15, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-15
34-69467 Apr. 26, 2013 Order Granting Approval of a Proposed Rule Change to Amend the Obvious and Catastrophic Errors Rule
34-69085 Mar. 8, 2013 Notice of Filing of Proposed Rule Change to Amend the Obvious and Catastrophic Errors Rule
Comments due: April 4, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-14
34-69365 Apr. 11, 2013 Order Granting Approval of a Proposed Rule Change to List Options on the Dow Jones FXCM Dollar Index
34-68971 Feb. 22, 2013 Notice of Filing of Proposed Rule Change to List Options on the Dow Jones FXCM Dollar Index
Comments due: March 21, 2013
Additional Materials:  Exhibit 3; Exhibit 5

SR-ISE-2013-13
34-68906 Feb. 12, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 12, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-12
34-68822 Feb. 4, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC to Amend ISE Rule 2128 Relating to Clearly Erroneous Trades
Comments due: March 1, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-10
34-68886 Feb. 8, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2102 to Extend the Pilot Program
Comments due: March 7, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-09
34-68794 Jan. 31, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend ISE Rule 2102 to Extend the Market-Wide Circuit Breaker Pilot Program
Comments due: February 27, 2013

SR-ISE-2013-08
34-69124 Mar. 12, 2013 Order Granting Accelerated Approval of Proposed Rule Changes to Permit the Minimum Price Variation for Mini Options to be the Same as Permitted for Standard Options on the Same Underlying Security
Additional File No.: SR-CBOE-2013-016
34-68919 Feb. 13, 2013 Notice of Filing of Proposed Rule Change to Amend the Minimum Trading Increments for Mini Options
Comments due: March 13, 2013
Additional Materials:  Exhibit 5
Comments received are available for this proposal.

SR-ISE-2013-07
34-69164 Mar. 18, 2013 Order Approving Proposed Rule Change to Amend International Securities Exchange, LLC Amended and Restated Constitution
34-68740 Jan. 28, 2013 Notice of Filing of Proposed Rule Change to Amend the International Securities Exchange, LLC Amended and Restated Constitution
Comments due: February 22, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-05
34-68760 Jan. 29, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Market Maker Fees
Comments due: February 25, 2013
Additional Materials:  Exhibit 5
Comments received are available for this proposal.

SR-ISE-2013-04
34-68693 Jan. 18, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Obvious and Catastrophic Error Rule
Comments due: February 15, 2013

SR-ISE-2013-03
34-68631 Jan. 11, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 7, 2013
Additional Materials:  Exhibit 5

SR-ISE-2013-01
34-68627 Jan. 11, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 7, 2013
Additional Materials:  Exhibit 5

 

http://www.sec.gov/rules/sro/ise/isearchive/isearchive2013.shtml


Modified: 08/19/2014