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ISE Rulemaking Archive: 2011
We encourage the public to submit comments on the following International Securities Exchange, Inc. (ISE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
ISE File Number List for 2011
Additional Archives
2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-ISE-2011-61 |
| 34-66065 |
Dec. 28, 2011 |
Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Comments due: January 25, 2012
Rebuttal comments due: February 8, 2012
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also: Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Notice: Rel. No. 34-65770; and Notice: Rel. No. 34-65425
Comments received are available for this notice.
|
SR-ISE-2011-83 |
| 34-65968 |
Dec. 15, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: January 12, 2012
|
SR-ISE-2011-81 |
| 34-65958 |
Dec. 15, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Complex Orders Executed on the Exchange
Comments due: January 11, 2012
Additional Materials: Exhibit 5
|
SR-ISE-2011-80 |
| 34-65916 |
Dec. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to API Fees
Comments due: January 4, 2012
Additional Materials: Exhibit 5
|
SR-ISE-2011-82 |
| 34-65900 |
Dec. 6, 2011 |
Notice of Filing of Proposed Rule Change Relating to Legging Orders
Comments due: January 3, 2012
See also: Order: Rel. No. 34-66234
|
SR-ISE-2011-78 |
| 34-65898 |
Dec. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Threshold Levels for Tier-based Rebates for Qualified Contingent Cross Orders and Solicitation Orders Executed on the Exchange
Comments due: January 3, 2012
Additional Materials: Exhibit 5
|
SR-ISE-2011-77 |
| 34-65861 |
Dec. 1, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Network and Gateway Fees
Comments due: December 28, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-79 |
| 34-65820 |
Nov. 23, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2102(f) to Exclude from the Pilot Rule All Rights and Warrants
Comments due: December 21, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-60 |
| 34-65771 |
Nov. 17, 2011 |
Order Granting Approval of Proposed Rule to Expand the Short Term Options Series Program
See also: Notice: Rel. No. 34-65503
|
SR-ISE-2011-61 |
| 34-65770 |
Nov. 17, 2011 |
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also: Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Order: Rel. No. 34-66065; and Notice: Rel. No. 34-65425
Comments received are available for this proposal.
|
SR-ISE-2011-74 |
| 34-65731 |
Nov. 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove the Requirement that its Members Pass the DTR Examination Prior to Registering
Comments due: December 8, 2011
|
SR-ISE-2011-73 |
| 34-65723 |
Nov. 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Orders Executed on the Exchange
Comments due: December 8, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-72 |
| 34-65724 |
Nov. 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Transaction Fees and Rebates for Certain Complex Orders Executed on the
Exchange
Comments due: December 8, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-70 |
| 34-65705 |
Nov. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Another Tier to an Existing Rebate Program for Qualified Contingent Cross Orders and Solicitation Orders Executed on the Exchange
Comments due: December 6, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-67 |
| 34-65678 |
Nov. 3, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Data Fees
Comments due: December 1, 2011
Additional Materials: Exhibit 5
Comments received are available for this notice.
|
SR-ISE-2011-68 |
| 34-65583 |
Oct. 18, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Volume Threshold for Tier-Based Rebates for Qualified Contingent Cross Orders and Solicitation Orders Executed on the Exchange
Comments due: November 14, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-69 |
| 34-65566 |
Oct. 14, 2011 |
Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in which Its Indirect Parent, Deutsche Börse AG, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V.
Comments due: November 10, 2011
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-66171
|
SR-ISE-2011-65 |
| 34-65550 |
Oct. 13, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Certain Orders Executed
on the Exchange
Comments due: November 8, 2011
|
SR-ISE-2011-39 |
| 34-65548 |
Oct. 13, 2011 |
Order Approving a Proposed Rule Change Relating to Complex Orders
See also: Notice: Rel. No. 34-64853
|
SR-ISE-2011-58 |
| 34-65534 |
Oct. 12, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Competitive Market Maker Trading Rights
Comments due: November 8, 2011
|
SR-ISE-2011-66 |
| 34-65530 |
Oct. 11, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due: November 7, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-56 |
| 34-65522 |
Oct. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Certain Orders Executed on the Exchange
Comments due: November 4, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-60 |
| 34-65503 |
Oct. 6, 2011 |
Notice of Filing of Proposed Rule Change to Expand the Short Term Options Series Program
Comments due: November 3, 2011
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-65771
|
SR-ISE-2011-63 |
| 34-65502 |
Oct. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Retire a Pilot Program and to Harmonize ISE's Rules Regarding Listing Expirations with the Existing Rules of Other Exchanges
Comments due: November 3, 2011
|
SR-ISE-2011-64 |
| 34-65499 |
Oct. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional Customer Fees
Comments due: November 3, 2011
|
| Third Quarter |
SR-ISE-2011-61 |
| 34-65425 |
Sep. 28, 2011 |
Notice of Proposed Rule Change Related to Trading Halts Due to Extraordinary Market Volatility
Comments due: October 25, 2011
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Order: Rel. No. 34-66065; and Notice: Rel. No. 34-65770
Comments received are available for this notice.
|
SR-ISE-2011-59 |
| 34-65384 |
Sep. 22, 2011 |
Notice of Proposed Rule to Simplify the $1 Strike Price Interval Program
Comments due: October 20, 2011
 Submit comments on SR-ISE-2011-59
|
SR-ISE-2011-42 |
| 34-65361 |
Sep. 20, 2011 |
Order Granting Approval of Proposed Rule Change Relating to Rule 717
See also: Notice: Rel. No. 34-65011
|
SR-ISE-2011-48 |
| 34-65327 |
Sep. 13, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Fee Credits
Comments due: October 11, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-54 |
| 34-65297 |
Sep. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: October 5, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-55 |
| 34-65295 |
Sep. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a New Market Data Feed
Comments due: October 5, 2011
|
SR-ISE-2011-53 |
| 34-65108 |
Aug. 11, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2128
Comments due: September 7, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-33 |
| 34-65100 |
Aug. 11, 2011 |
Order Granting Approval to a Proposed Rule Change Relating to Appointments to Competitive Market Makers
See also: Notice: Rel. No. 34-64719
|
SR-ISE-2011-49 |
| 34-65084 |
Aug. 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Certain Complex Orders
Comments due: September 6, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-47 |
| 34-65087 |
Aug. 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Tier-Based Rebates for Qualified Contingent Cross Orders and Solicitation Orders
Comments due: September 6, 2011
|
SR-ISE-2011-52 |
| 34-65072 |
Aug. 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2102 to Extend the Pilot Program
Comments due: September 6, 2011
|
SR-ISE-2011-51 |
| 34-65061 |
Aug. 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2128 to Extend the Pilot Program
Comments due: September 6, 2011
|
SR-ISE-2011-36 |
| 34-65054 |
Aug. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt the Content Outline for the Proprietary Traders Examination (Series 56)
Comments due: September 2, 2011
|
SR-ISE-2011-45 |
| 34-65021 |
Aug. 3, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Complex Orders
Comments due: August 30, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-42 |
| 34-65011 |
Aug. 2, 2011 |
Notice of Filing of Proposed Rule Change by International Securities Exchange, Inc. Relating to Rule 717
Comments due: August 29, 2011
See also: Order: Rel. No. 34-65361
|
SR-ISE-2011-50 |
| 34-65002 |
Aug. 1, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Data Fees
Comments due: August 26, 2011
|
SR-ISE-2011-44 |
| 34-65000 |
Aug. 1, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Two Market Data Feeds
Comments due: August 26, 2011
|
SR-ISE-2011-43 |
| 34-64992 |
Jul. 29, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: August 26, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-41 |
| 34-64931 |
Jul. 20, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Price Improvement Mechanism Pilot Program
Comments due: August 16, 2011
|
SR-ISE-2011-38 |
| 34-64861 |
Jul. 12, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due: August 8, 2011
|
SR-ISE-2011-39 |
| 34-64853 |
Jul. 11, 2011 |
Notice of Filing of Proposed Rule Change Relating to Complex Orders
Comments due: August 5, 2011
Additional Materials: Exhibit 5
Comments received are available for this notice.
See also: Order: Rel. No. 34-65548
|
SR-ISE-2011-30 |
| 34-64805 |
Jul. 5, 2011 |
Order Approving a Proposed Rule Change Relating to Complex Orders
See also: Notice: Rel. No. 34-64423
|
| Second Quarter |
SR-ISE-2011-34 |
| 34-64760 |
Jun. 28, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Position and Exercise Limit for Options on the Standard & Poor's® Depository Receipts (SPDRs®)
Comments due: July 26, 2011
|
SR-ISE-2011-35 |
| 34-64743 |
Jun. 24, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Fee Discount Pilot Program for Large-Sized Foreign Currency Options
Comments due: July 21, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-28 |
| 34-64735 |
Jun. 23, 2011 |
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks
Additional File Nos.: SR-BATS-2011-016, SR-BYX-2011-011, SR-BX-2011-025, SR-CBOE-2011-049, SR-CHX-2011-09, SR-EDGA-2011-15, SR-EDGX-2011-14, SR-FINRA-2011-023, SR-NASDAQ-2011-067, SR-NYSE-2011-21, SR-NYSEAmex-2011-32, SR-NYSEArca-2011-26, SR-NSX-2011-06, SR-Phlx-2011-64
See also: Notice: Rel. No. 34-64423
|
SR-ISE-2011-33 |
| 34-64719 |
Jun. 22, 2011 |
Notice of Filing of Proposed Rule Change Relating to Appointments to Competitive Market Makers
Comments due: July 19, 2011
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-65100
|
SR-ISE-2011-29 |
| 34-64562 |
May 27, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Second Market Fees
Comments due: June 27, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-30 |
| 34-64538 |
May 24, 2011 |
Notice of Filing of Proposed Rule Change Relating to Complex Orders
Comments due: June 21, 2011
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-64805
|
SR-ISE-2011-28 |
| 34-64423 |
May 6, 2011 |
Notice of Filing of Proposed Rule Change by International Securities Exchange to Amend ISE Rule 2102
Comments due: June 2, 2011
See also: Order: Rel. No. 34-64735
|
SR-ISE-2011-27 |
| 34-64359 |
Apr. 28, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Listing of Series with $0.50 and $1 Strike Price Increments on Certain Options Used to Calculate Volatility Indexes
Comments due: May 25, 2011
|
SR-ISE-2011-26 |
| 34-64343 |
Apr. 26, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change the International Securities Exchange, LLC Relating to Option Expiration Months Open for Trading on the Exchange
Comments due: May 23, 2011
|
SR-ISE-2011-18 |
| 34-64303 |
Apr. 15, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: May 12, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-20 |
| 34-64296 |
Apr. 13, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: May 10, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-22 |
| 34-64292 |
Apr. 11, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Network Fees
Comments due: May 6, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-24 |
| 34-64275 |
Apr. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Enhancements to the Exchange's Electronic Trading Platform
Comments due: May 5, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-13 |
| 34-64270 |
Apr. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Fee Cap and a Service Fee
Comments due: May 4, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-21 |
| 34-64269 |
Apr. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to API Fees
Comments due: May 4, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-23 |
| 34-64258 |
Apr. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the $2.50 Strike Price Program
Comments due: May 4, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-19 |
| 34-64231 |
Apr. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2128 to Extend the Pilot Program
Comments due: May 4, 2011
|
SR-ISE-2011-16 |
| 34-64202 |
Apr. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due: May 3, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-17 |
| 34-64193 |
Apr. 5, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2102 to Extend the Pilot Program
Comments due: May 2, 2011
|
| First Quarter |
SR-ISE-2006-01 |
| 34-64115 |
Mar. 23, 2011 |
Order Approving a Proposed Rule Change to Amend Exchange Rule Governing Directed Orders
See also: Notice: Rel. No. 34-53103; Comments |
SR-ISE-2011-14 |
| 34-64112 |
Mar. 23, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Qualified Contingent Cross Orders
Comments due: April 19, 2011
|
SR-ISE-2011-04 |
| 34-64091 |
Mar. 17, 2011 |
Order Approving a Proposed Rule Change to Establish New Classes of Market Makers for Index Options
See also: Notice: Rel. No. 34-63761
|
SR-ISE-2011-12 |
| 34-64038 |
Mar. 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Access Fees for Foreign Currency Options
Comments due: March 31, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-11 |
| 34-64012 |
Mar. 2, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due: March 29, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2010-73 |
| 34-63955 |
Feb. 24, 2011 |
Order Granting Approval of a Proposed Rule Change to Modify Qualified Contingent Cross Order Rules
See also: Notice: Rel. No. 34-62523 and Comments
|
SR-ISE-2009-35 |
| 34-63954 |
Feb. 24, 2011 |
Order Setting Aside the Order by Delegated Authority Approving SR-ISE-2009-35 and Dismissing CBOE's Petition for Review
See also: Additional Materials
|
SR-ISE-2011-08 |
| 34-63878 |
Feb. 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due: March 8, 2011
Additional Materials: Exhibit 5
Comments received are available for this notice.
|
SR-ISE-2010-115 |
| 34-63843 |
Feb. 4, 2011 |
Order Approving Proposed Rule Change Regarding Registration, Qualification, and Continuing Education Requirements for Members and Associated Persons
See also: Notice: Rel. No. 34-63554
|
SR-ISE-2011-06 |
| 34-63771 |
Jan. 25, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Listing of Option Series with $1 Strike Prices
Comments due: February 22, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-04 |
| 34-63761 |
Jan. 25, 2011 |
Notice of Filing of Proposed Rule Change to Establish a New Class of Market Participant for Index Options
Comments due: February 22, 2011
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-64091
|
SR-ISE-2011-05 |
| 34-63758 |
Jan. 24, 2011 |
Notice of Filing of Proposed Rule Change Relating to the Purchase of Equity Interests by International Securities Exchange Holdings, Inc. in Ballista Holdings LLC
Comments due: February 18, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2010-120 |
| 34-63664 |
Jan. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: February 2, 2011
|
SR-ISE-2011-02 |
| 34-63655 |
Jan. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the $5 Strike Price Program
Comments due: February 2, 2011
|
SR-ISE-2011-01 |
| 34-63653 |
Jan. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a $5 Strike Price Program
Comments due: February 2, 2011
|
SR-ISE-2010-121 |
| 34-63639 |
Jan. 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due: January 31, 2011
|
| ISE File Number List for 2011 |
| Release No. |
Date |
Details |
SR-ISE-2011-85 |
| 34-66103 |
Jan. 5, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due: February 1, 2012
Additional Materials: Exhibit 5
|
SR-ISE-2011-84 |
| 34-66084 |
Jan. 3, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Complex Orders Executed on the Exchange
Comments due: January 30, 2012
Additional Materials: Exhibit 5
|
SR-ISE-2011-83 |
| 34-65968 |
Dec. 15, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: January 12, 2012
|
SR-ISE-2011-82 |
| 34-66234 |
Jan. 25, 2012 |
Order Approving a Proposed Rule Change Relating to Legging Orders
|
| 34-65900 |
Dec. 6, 2011 |
Notice of Filing of Proposed Rule Change Relating to Legging Orders
Comments due: January 3, 2012
|
SR-ISE-2011-81 |
| 34-65958 |
Dec. 15, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Complex Orders Executed on the Exchange
Comments due: January 11, 2012
Additional Materials: Exhibit 5
|
SR-ISE-2011-80 |
| 34-65916 |
Dec. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to API Fees
Comments due: January 4, 2012
Additional Materials: Exhibit 5
|
SR-ISE-2011-79 |
| 34-65820 |
Nov. 23, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2102(f) to Exclude from the Pilot Rule All Rights and Warrants
Comments due: December 21, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-78 |
| 34-65898 |
Dec. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Threshold Levels for Tier-based Rebates for Qualified Contingent Cross Orders and Solicitation Orders Executed on the Exchange
Comments due: January 3, 2012
Additional Materials: Exhibit 5
|
SR-ISE-2011-77 |
| 34-65861 |
Dec. 1, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Network and Gateway Fees
Comments due: December 28, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-74 |
| 34-65731 |
Nov. 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove the Requirement that its Members Pass the DTR Examination Prior to Registering
Comments due: December 8, 2011
|
SR-ISE-2011-73 |
| 34-65723 |
Nov. 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Orders Executed on the Exchange
Comments due: December 8, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-72 |
| 34-65724 |
Nov. 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Transaction Fees and Rebates for Certain Complex Orders Executed on the
Exchange
Comments due: December 8, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-70 |
| 34-65705 |
Nov. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Another Tier to an Existing Rebate Program for Qualified Contingent Cross Orders and Solicitation Orders Executed on the Exchange
Comments due: December 6, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-69 |
| 34-66171 |
Jan. 17, 2012 |
Order Granting Approval of Proposed Rule Change Relating to a Corporate Transaction in which Deutsche Börse AG and NYSE Euronext Would Become Subsidiaries of Alpha Beta Netherlands Holding N.V.
|
| 34-65566 |
Oct. 14, 2011 |
Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in which Its Indirect Parent, Deutsche Börse AG, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V.
Comments due: November 10, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-68 |
| 34-65583 |
Oct. 18, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Volume Threshold for Tier-Based Rebates for Qualified Contingent Cross Orders and Solicitation Orders Executed on the Exchange
Comments due: November 14, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-67 |
| 34-65678 |
Nov. 3, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Data Fees
Comments due: December 1, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-66 |
| 34-65530 |
Oct. 11, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due: November 7, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-65 |
| 34-65550 |
Oct. 13, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Certain Orders Executed
on the Exchange
Comments due: November 9, 2011
|
SR-ISE-2011-64 |
| 34-65499 |
Oct. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional Customer Fees
Comments due: November 3, 2011
|
SR-ISE-2011-63 |
| 34-65502 |
Oct. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Retire a Pilot Program and to Harmonize ISE's Rules Regarding Listing Expirations with the Existing Rules of Other Exchanges
Comments due: November 3, 2011
|
SR-ISE-2011-61 |
| 34-67090 |
May 31, 2012 |
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments due: June 27, 2012
|
| 34-66680 |
Mar. 29, 2012 |
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
|
| 34-66065 |
Dec. 28, 2011 |
Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Comments due: January 25, 2012
Rebuttal comments due: February 8, 2012
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments received are available for this notice.
|
| 34-65770 |
Nov. 17, 2011 |
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
|
| 34-65425 |
Sep. 28, 2011 |
Notice of Proposed Rule Change Related to Trading Halts Due to Extraordinary Market Volatility
Comments due: October 25, 2011
Additional Materials: Exhibit 5
Comments received are available for this notice.
Submit comments on SR-ISE-2011-61
|
SR-ISE-2011-60 |
| 34-65771 |
Nov. 17, 2011 |
Order Granting Approval of Proposed Rule to Expand the Short Term Options Series Program
|
| 34-65503 |
Oct. 6, 2011 |
Notice of Filing of Proposed Rule Change to Expand the Short Term Options Series Program
Comments due: November 3, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-59 |
| 34-65384 |
Sep. 22, 2011 |
Notice of Proposed Rule to Simplify the $1 Strike Price Interval Program
Comments due: October 20, 2011
Submit comments on SR-ISE-2011-59
|
SR-ISE-2011-58 |
| 34-65534 |
Oct. 12, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Competitive Market Maker Trading Rights
Comments due: November 8, 2011
|
SR-ISE-2011-56 |
| 34-65522 |
Oct. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Certain Orders Executed on the Exchange
Comments due: November 4, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-55 |
| 34-65295 |
Sep. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a New Market Data Feed
Comments due: October 5, 2011
|
SR-ISE-2011-54 |
| 34-65297 |
Sep. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: October 5, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-53 |
| 34-65108 |
Aug. 11, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2128
Comments due: September 7, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-52 |
| 34-65072 |
Aug. 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2102 to Extend the Pilot Program
Comments due: September 6, 2011
|
SR-ISE-2011-51 |
| 34-65061 |
Aug. 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2128 to Extend the Pilot Program
Comments due: September 6, 2011
|
SR-ISE-2011-50 |
| 34-65002 |
Aug. 1, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Data Fees
Comments due: August 26, 2011
|
SR-ISE-2011-49 |
| 34-65084 |
Aug. 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Certain Complex Orders
Comments due: September 6, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-48 |
| 34-65327 |
Sep. 13, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Fee Credits
Comments due: October 11, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-47 |
| 34-65087 |
Aug. 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Tier-Based Rebates for Qualified Contingent Cross Orders and Solicitation Orders
Comments due: September 6, 2011
|
SR-ISE-2011-45 |
| 34-65021 |
Aug. 3, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Complex Orders
Comments due: August 30, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-44 |
| 34-65000 |
Aug. 1, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Two Market Data Feeds
Comments due: August 26, 2011
|
SR-ISE-2011-43 |
| 34-64992 |
Jul. 29, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: August 26, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-42 |
| 34-65361 |
Sep. 20, 2011 |
Order Granting Approval of Proposed Rule Change Relating to Rule 717
|
| 34-65011 |
Aug. 2, 2011 |
Notice of Filing of Proposed Rule Change by International Securities Exchange, Inc. Relating to Rule 717
Comments due: August 29, 2011
|
SR-ISE-2011-41 |
| 34-64931 |
Jul. 20, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Price Improvement Mechanism Pilot Program
Comments due: August 16, 2011
|
SR-ISE-2011-39 |
| 34-65548 |
Oct. 13, 2011 |
Order Approving a Proposed Rule Change Relating to Complex Orders
See also: Notice: Rel. No. 34-64853
|
| 34-64853 |
Jul. 11, 2011 |
Notice of Filing of Proposed Rule Change Relating to Complex Orders
Comments due: August 5, 2011
Additional Materials: Exhibit 5
Comments received are available for this notice.
|
SR-ISE-2011-38 |
| 34-64861 |
Jul. 12, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due: August 8, 2011
|
SR-ISE-2011-36 |
| 34-65054 |
Aug. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt the Content Outline for the Proprietary Traders Examination (Series 56)
Comments due: September 2, 2011
|
SR-ISE-2011-35 |
| 34-64743 |
Jun. 24, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Fee Discount Pilot Program for Large-Sized Foreign Currency Options
Comments due: July 21, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-34 |
| 34-64760 |
Jun. 28, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Position and Exercise Limit for Options on the Standard & Poor's® Depository Receipts (SPDRs®)
Comments due: July 26, 2011
|
SR-ISE-2011-33 |
| 34-65100 |
Aug. 11, 2011 |
Order Granting Approval to a Proposed Rule Change Relating to Appointments to Competitive Market Makers
|
| 34-64719 |
Jun. 22, 2011 |
Notice of Filing of Proposed Rule Change Relating to Appointments to Competitive Market Makers
Comments due: July 19, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-30 |
| 34-64805 |
Jul. 5, 2011 |
Order Approving a Proposed Rule Change Relating to Complex Orders
|
| 34-64538 |
May 24, 2011 |
Notice of Filing of Proposed Rule Change Relating to Complex Orders
Comments due: June 21, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-29 |
| 34-64562 |
May 27, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Second Market Fees
Comments due: June 27, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-028 |
| 34-64735 |
Jun. 23, 2011 |
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks
Additional File Nos.: SR-BATS-2011-016, SR-BYX-2011-011, SR-BX-2011-025, SR-CBOE-2011-049, SR-CHX-2011-09, SR-EDGA-2011-15, SR-EDGX-2011-14, SR-FINRA-2011-023, SR-NASDAQ-2011-067, SR-NYSE-2011-21, SR-NYSEAmex-2011-32, SR-NYSEArca-2011-26, SR-NSX-2011-06, SR-Phlx-2011-64
|
| 34-64423 |
May 6, 2011 |
Notice of Filing of Proposed Rule Change by International Securities Exchange to Amend ISE Rule 2102
Comments due: June 2, 2011
|
SR-ISE-2011-27 |
| 34-64359 |
Apr. 28, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Listing of Series with $0.50 and $1 Strike Price Increments on Certain Options Used to Calculate Volatility Indexes
Comments due: May 25, 2011
|
SR-ISE-2011-26 |
| 34-64343 |
Apr. 26, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change the International Securities Exchange, LLC Relating to Option Expiration Months Open for Trading on the Exchange
Comments due: May 23, 2011
|
SR-ISE-2011-24 |
| 34-64275 |
Apr. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Enhancements to the Exchange's Electronic Trading Platform
Comments due: May 5, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-23 |
| 34-64258 |
Apr. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the $2.50 Strike Price Program
Comments due: May 4, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-22 |
| 34-64292 |
Apr. 11, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Network Fees
Comments due: May 6, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-21 |
| 34-64269 |
Apr. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to API Fees
Comments due: May 4, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-20 |
| 34-64296 |
Apr. 13, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: May 10, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-19 |
| 34-64231 |
Apr. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2128 to Extend the Pilot Program
Comments due: May 4, 2011
|
SR-ISE-2011-18 |
| 34-64303 |
Apr. 15, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: May 12, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-17 |
| 34-64193 |
Apr. 5, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2102 to Extend the Pilot Program
Comments due: May 2, 2011
|
SR-ISE-2011-16 |
| 34-64202 |
Apr. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due: May 3, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-14 |
| 34-64112 |
Mar. 23, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Qualified Contingent Cross Orders
Comments due: April 19, 2011
|
SR-ISE-2011-13 |
| 34-64270 |
Apr. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Fee Cap and a Service Fee
Comments due: May 4, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-12 |
| 34-64038 |
Mar. 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Access Fees for Foreign Currency Options
Comments due: March 31, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-11 |
| 34-64012 |
Mar. 2, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due: March 29, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-08 |
| 34-63878 |
Feb. 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due: March 8, 2011
Additional Materials: Exhibit 5
Comments received are available for this notice.
|
SR-ISE-2011-06 |
| 34-63771 |
Jan. 25, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Listing of Option Series with $1 Strike Prices
Comments due: February 22, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-05 |
| 34-63758 |
Jan. 24, 2011 |
Notice of Filing of Proposed Rule Change Relating to the Purchase of Equity Interests by International Securities Exchange Holdings, Inc. in Ballista Holdings LLC
Comments due: February 18, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-04 |
| 34-64091 |
Mar. 17, 2011 |
Order Approving a Proposed Rule Change to Establish New Classes of Market Makers for Index Options
|
| 34-63761 |
Jan. 25, 2011 |
Notice of Filing of Proposed Rule Change to Establish a New Class of Market Participant for Index Options
Comments due: February 22, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2011-02 |
| 34-63655 |
Jan. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the $5 Strike Price Program
Comments due: February 2, 2011
|
SR-ISE-2011-01 |
| 34-63653 |
Jan. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a $5 Strike Price Program
Comments due: February 2, 2011
|
http://www.sec.gov/rules/sro/ise/isearchive/isearchive2011.shtml
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