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ISE Rulemaking Archive: 2011

We encourage the public to submit comments on the following International Securities Exchange, Inc. (ISE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

ISE File Number List for 2011

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-ISE-2011-61
34-66065 Dec. 28, 2011 Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Comments due:  January 25, 2012
Rebuttal comments due:  February 8, 2012
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also:   Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Notice: Rel. No. 34-65770; and Notice: Rel. No. 34-65425
Comments received are available for this notice.

SR-ISE-2011-83
34-65968 Dec. 15, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due:  January 12, 2012

SR-ISE-2011-81
34-65958 Dec. 15, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Complex Orders Executed on the Exchange
Comments due:  January 11, 2012
Additional Materials:   Exhibit 5

SR-ISE-2011-80
34-65916 Dec. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to API Fees
Comments due:  January 4, 2012
Additional Materials:   Exhibit 5

SR-ISE-2011-82
34-65900 Dec. 6, 2011 Notice of Filing of Proposed Rule Change Relating to Legging Orders
Comments due:  January 3, 2012
See also:   Order: Rel. No. 34-66234

SR-ISE-2011-78
34-65898 Dec. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Threshold Levels for Tier-based Rebates for Qualified Contingent Cross Orders and Solicitation Orders Executed on the Exchange
Comments due:  January 3, 2012
Additional Materials:   Exhibit 5

SR-ISE-2011-77
34-65861 Dec. 1, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Network and Gateway Fees
Comments due:  December 28, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-79
34-65820 Nov. 23, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2102(f) to Exclude from the Pilot Rule All Rights and Warrants
Comments due:  December 21, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-60
34-65771 Nov. 17, 2011 Order Granting Approval of Proposed Rule to Expand the Short Term Options Series Program
See also:   Notice: Rel. No. 34-65503

SR-ISE-2011-61
34-65770 Nov. 17, 2011 Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also:   Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Order: Rel. No. 34-66065; and Notice: Rel. No. 34-65425
Comments received are available for this proposal.

SR-ISE-2011-74
34-65731 Nov. 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove the Requirement that its Members Pass the DTR Examination Prior to Registering
Comments due:  December 8, 2011

SR-ISE-2011-73
34-65723 Nov. 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Orders Executed on the Exchange
Comments due:  December 8, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-72
34-65724 Nov. 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Transaction Fees and Rebates for Certain Complex Orders Executed on the Exchange
Comments due:  December 8, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-70
34-65705 Nov. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Another Tier to an Existing Rebate Program for Qualified Contingent Cross Orders and Solicitation Orders Executed on the Exchange
Comments due:  December 6, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-67
34-65678 Nov. 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Data Fees
Comments due:  December 1, 2011
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-ISE-2011-68
34-65583 Oct. 18, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Volume Threshold for Tier-Based Rebates for Qualified Contingent Cross Orders and Solicitation Orders Executed on the Exchange
Comments due:  November 14, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-69
34-65566 Oct. 14, 2011 Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in which Its Indirect Parent, Deutsche Börse AG, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V.
Comments due:  November 10, 2011
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-66171

SR-ISE-2011-65
34-65550 Oct. 13, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Certain Orders Executed on the Exchange
Comments due:  November 8, 2011

SR-ISE-2011-39
34-65548 Oct. 13, 2011 Order Approving a Proposed Rule Change Relating to Complex Orders
See also:   Notice: Rel. No. 34-64853

SR-ISE-2011-58
34-65534 Oct. 12, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Competitive Market Maker Trading Rights
Comments due:  November 8, 2011

SR-ISE-2011-66
34-65530 Oct. 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due:  November 7, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-56
34-65522 Oct. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Certain Orders Executed on the Exchange
Comments due:  November 4, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-60
34-65503 Oct. 6, 2011 Notice of Filing of Proposed Rule Change to Expand the Short Term Options Series Program
Comments due:  November 3, 2011
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-65771

SR-ISE-2011-63
34-65502 Oct. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Retire a Pilot Program and to Harmonize ISE's Rules Regarding Listing Expirations with the Existing Rules of Other Exchanges
Comments due:  November 3, 2011

SR-ISE-2011-64
34-65499 Oct. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional Customer Fees
Comments due:  November 3, 2011
Third Quarter

SR-ISE-2011-61
34-65425 Sep. 28, 2011 Notice of Proposed Rule Change Related to Trading Halts Due to Extraordinary Market Volatility
Comments due:  October 25, 2011
Additional Materials:  Exhibit 5
See also:   Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Order: Rel. No. 34-66065; and Notice: Rel. No. 34-65770
Comments received are available for this notice.

SR-ISE-2011-59
34-65384 Sep. 22, 2011 Notice of Proposed Rule to Simplify the $1 Strike Price Interval Program
Comments due:  October 20, 2011

SR-ISE-2011-42
34-65361 Sep. 20, 2011 Order Granting Approval of Proposed Rule Change Relating to Rule 717
See also:   Notice: Rel. No. 34-65011

SR-ISE-2011-48
34-65327 Sep. 13, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Fee Credits
Comments due:  October 11, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-54
34-65297 Sep. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due:  October 5, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-55
34-65295 Sep. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a New Market Data Feed
Comments due:  October 5, 2011

SR-ISE-2011-53
34-65108 Aug. 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2128
Comments due:  September 7, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-33
34-65100 Aug. 11, 2011 Order Granting Approval to a Proposed Rule Change Relating to Appointments to Competitive Market Makers
See also:   Notice: Rel. No. 34-64719

SR-ISE-2011-49
34-65084 Aug. 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Certain Complex Orders
Comments due:  September 6, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-47
34-65087 Aug. 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Tier-Based Rebates for Qualified Contingent Cross Orders and Solicitation Orders
Comments due:  September 6, 2011

SR-ISE-2011-52
34-65072 Aug. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2102 to Extend the Pilot Program
Comments due:  September 6, 2011

SR-ISE-2011-51
34-65061 Aug. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2128 to Extend the Pilot Program
Comments due:  September 6, 2011

SR-ISE-2011-36
34-65054 Aug. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt the Content Outline for the Proprietary Traders Examination (Series 56)
Comments due:  September 2, 2011

SR-ISE-2011-45
34-65021 Aug. 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Complex Orders
Comments due:  August 30, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-42
34-65011 Aug. 2, 2011 Notice of Filing of Proposed Rule Change by International Securities Exchange, Inc. Relating to Rule 717
Comments due:  August 29, 2011
See also:   Order: Rel. No. 34-65361

SR-ISE-2011-50
34-65002 Aug. 1, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Data Fees
Comments due:  August 26, 2011

SR-ISE-2011-44
34-65000 Aug. 1, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Two Market Data Feeds
Comments due:  August 26, 2011

SR-ISE-2011-43
34-64992 Jul. 29, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due:  August 26, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-41
34-64931 Jul. 20, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Price Improvement Mechanism Pilot Program
Comments due:  August 16, 2011

SR-ISE-2011-38
34-64861 Jul. 12, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due:  August 8, 2011

SR-ISE-2011-39
34-64853 Jul. 11, 2011 Notice of Filing of Proposed Rule Change Relating to Complex Orders
Comments due:  August 5, 2011
Additional Materials:   Exhibit 5
Comments received are available for this notice.
See also:   Order: Rel. No. 34-65548

SR-ISE-2011-30
34-64805 Jul. 5, 2011 Order Approving a Proposed Rule Change Relating to Complex Orders
See also:   Notice: Rel. No. 34-64423
Second Quarter

SR-ISE-2011-34
34-64760 Jun. 28, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Position and Exercise Limit for Options on the Standard & Poor's® Depository Receipts (SPDRs®)
Comments due:  July 26, 2011

SR-ISE-2011-35
34-64743 Jun. 24, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Fee Discount Pilot Program for Large-Sized Foreign Currency Options
Comments due:  July 21, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-28
34-64735 Jun. 23, 2011 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks
Additional File Nos.:  SR-BATS-2011-016, SR-BYX-2011-011, SR-BX-2011-025, SR-CBOE-2011-049, SR-CHX-2011-09, SR-EDGA-2011-15, SR-EDGX-2011-14, SR-FINRA-2011-023, SR-NASDAQ-2011-067, SR-NYSE-2011-21, SR-NYSEAmex-2011-32, SR-NYSEArca-2011-26, SR-NSX-2011-06, SR-Phlx-2011-64
See also:   Notice: Rel. No. 34-64423

SR-ISE-2011-33
34-64719 Jun. 22, 2011 Notice of Filing of Proposed Rule Change Relating to Appointments to Competitive Market Makers
Comments due:  July 19, 2011
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-65100

SR-ISE-2011-29
34-64562 May 27, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Second Market Fees
Comments due:  June 27, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-30
34-64538 May 24, 2011 Notice of Filing of Proposed Rule Change Relating to Complex Orders
Comments due:  June 21, 2011
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-64805

SR-ISE-2011-28
34-64423 May 6, 2011 Notice of Filing of Proposed Rule Change by International Securities Exchange to Amend ISE Rule 2102
Comments due:  June 2, 2011
See also:   Order: Rel. No. 34-64735

SR-ISE-2011-27
34-64359 Apr. 28, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Listing of Series with $0.50 and $1 Strike Price Increments on Certain Options Used to Calculate Volatility Indexes
Comments due:  May 25, 2011

SR-ISE-2011-26
34-64343 Apr. 26, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change the International Securities Exchange, LLC Relating to Option Expiration Months Open for Trading on the Exchange
Comments due:  May 23, 2011

SR-ISE-2011-18
34-64303 Apr. 15, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due:  May 12, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-20
34-64296 Apr. 13, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due:  May 10, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-22
34-64292 Apr. 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Network Fees
Comments due:  May 6, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-24
34-64275 Apr. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Enhancements to the Exchange's Electronic Trading Platform
Comments due:  May 5, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-13
34-64270 Apr. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Fee Cap and a Service Fee
Comments due:  May 4, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-21
34-64269 Apr. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to API Fees
Comments due:  May 4, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-23
34-64258 Apr. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the $2.50 Strike Price Program
Comments due:  May 4, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-19
34-64231 Apr. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2128 to Extend the Pilot Program
Comments due:  May 4, 2011

SR-ISE-2011-16
34-64202 Apr. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due:  May 3, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-17
34-64193 Apr. 5, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2102 to Extend the Pilot Program
Comments due:  May 2, 2011
First Quarter

SR-ISE-2006-01
34-64115 Mar. 23, 2011 Order Approving a Proposed Rule Change to Amend Exchange Rule Governing Directed Orders
See also:   Notice: Rel. No. 34-53103; Comments

SR-ISE-2011-14
34-64112 Mar. 23, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Qualified Contingent Cross Orders
Comments due:  April 19, 2011

SR-ISE-2011-04
34-64091 Mar. 17, 2011 Order Approving a Proposed Rule Change to Establish New Classes of Market Makers for Index Options
See also:   Notice: Rel. No. 34-63761

SR-ISE-2011-12
34-64038 Mar. 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Access Fees for Foreign Currency Options
Comments due:  March 31, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-11
34-64012 Mar. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due:  March 29, 2011
Additional Materials:   Exhibit 5

SR-ISE-2010-73
34-63955 Feb. 24, 2011 Order Granting Approval of a Proposed Rule Change to Modify Qualified Contingent Cross Order Rules
See also:   Notice: Rel. No. 34-62523 and Comments

SR-ISE-2009-35
34-63954 Feb. 24, 2011 Order Setting Aside the Order by Delegated Authority Approving SR-ISE-2009-35 and Dismissing CBOE's Petition for Review
See also:   Additional Materials

SR-ISE-2011-08
34-63878 Feb. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due:  March 8, 2011
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-ISE-2010-115
34-63843 Feb. 4, 2011 Order Approving Proposed Rule Change Regarding Registration, Qualification, and Continuing Education Requirements for Members and Associated Persons
See also:   Notice: Rel. No. 34-63554

SR-ISE-2011-06
34-63771 Jan. 25, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Listing of Option Series with $1 Strike Prices
Comments due:  February 22, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-04
34-63761 Jan. 25, 2011 Notice of Filing of Proposed Rule Change to Establish a New Class of Market Participant for Index Options
Comments due:  February 22, 2011
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-64091

SR-ISE-2011-05
34-63758 Jan. 24, 2011 Notice of Filing of Proposed Rule Change Relating to the Purchase of Equity Interests by International Securities Exchange Holdings, Inc. in Ballista Holdings LLC
Comments due:  February 18, 2011
Additional Materials:   Exhibit 5

SR-ISE-2010-120
34-63664 Jan. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due:  February 2, 2011

SR-ISE-2011-02
34-63655 Jan. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the $5 Strike Price Program
Comments due:  February 2, 2011

SR-ISE-2011-01
34-63653 Jan. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a $5 Strike Price Program
Comments due:  February 2, 2011

SR-ISE-2010-121
34-63639 Jan. 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due:  January 31, 2011


ISE File Number List for 2011
Release No. Date Details

SR-ISE-2011-85
34-66103 Jan. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due:  February 1, 2012
Additional Materials:   Exhibit 5

SR-ISE-2011-84
34-66084 Jan. 3, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Complex Orders Executed on the Exchange
Comments due:  January 30, 2012
Additional Materials:   Exhibit 5

SR-ISE-2011-83
34-65968 Dec. 15, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due:  January 12, 2012

SR-ISE-2011-82
34-66234 Jan. 25, 2012 Order Approving a Proposed Rule Change Relating to Legging Orders
34-65900 Dec. 6, 2011 Notice of Filing of Proposed Rule Change Relating to Legging Orders
Comments due:  January 3, 2012

SR-ISE-2011-81
34-65958 Dec. 15, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Complex Orders Executed on the Exchange
Comments due:  January 11, 2012
Additional Materials:   Exhibit 5

SR-ISE-2011-80
34-65916 Dec. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to API Fees
Comments due:  January 4, 2012
Additional Materials:   Exhibit 5

SR-ISE-2011-79
34-65820 Nov. 23, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2102(f) to Exclude from the Pilot Rule All Rights and Warrants
Comments due:  December 21, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-78
34-65898 Dec. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Threshold Levels for Tier-based Rebates for Qualified Contingent Cross Orders and Solicitation Orders Executed on the Exchange
Comments due:  January 3, 2012
Additional Materials:   Exhibit 5

SR-ISE-2011-77
34-65861 Dec. 1, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Network and Gateway Fees
Comments due:  December 28, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-74
34-65731 Nov. 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove the Requirement that its Members Pass the DTR Examination Prior to Registering
Comments due:  December 8, 2011

SR-ISE-2011-73
34-65723 Nov. 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Orders Executed on the Exchange
Comments due:  December 8, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-72
34-65724 Nov. 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Transaction Fees and Rebates for Certain Complex Orders Executed on the Exchange
Comments due:  December 8, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-70
34-65705 Nov. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Another Tier to an Existing Rebate Program for Qualified Contingent Cross Orders and Solicitation Orders Executed on the Exchange
Comments due:  December 6, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-69
34-66171 Jan. 17, 2012 Order Granting Approval of Proposed Rule Change Relating to a Corporate Transaction in which Deutsche Börse AG and NYSE Euronext Would Become Subsidiaries of Alpha Beta Netherlands Holding N.V.
34-65566 Oct. 14, 2011 Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in which Its Indirect Parent, Deutsche Börse AG, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V.
Comments due:  November 10, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-68
34-65583 Oct. 18, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Volume Threshold for Tier-Based Rebates for Qualified Contingent Cross Orders and Solicitation Orders Executed on the Exchange
Comments due:  November 14, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-67
34-65678 Nov. 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Data Fees
Comments due:  December 1, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-66
34-65530 Oct. 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due:  November 7, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-65
34-65550 Oct. 13, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Certain Orders Executed on the Exchange
Comments due:  November 9, 2011

SR-ISE-2011-64
34-65499 Oct. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional Customer Fees
Comments due:  November 3, 2011

SR-ISE-2011-63
34-65502 Oct. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Retire a Pilot Program and to Harmonize ISE's Rules Regarding Listing Expirations with the Existing Rules of Other Exchanges
Comments due:  November 3, 2011

SR-ISE-2011-61
34-67090 May 31, 2012 Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments due:  June 27, 2012
34-66680 Mar. 29, 2012 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
34-66065 Dec. 28, 2011 Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Comments due:  January 25, 2012
Rebuttal comments due:  February 8, 2012
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments received are available for this notice.
34-65770 Nov. 17, 2011 Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
34-65425 Sep. 28, 2011 Notice of Proposed Rule Change Related to Trading Halts Due to Extraordinary Market Volatility
Comments due:  October 25, 2011
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-ISE-2011-60
34-65771 Nov. 17, 2011 Order Granting Approval of Proposed Rule to Expand the Short Term Options Series Program
34-65503 Oct. 6, 2011 Notice of Filing of Proposed Rule Change to Expand the Short Term Options Series Program
Comments due:  November 3, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-59
34-65384 Sep. 22, 2011 Notice of Proposed Rule to Simplify the $1 Strike Price Interval Program
Comments due:  October 20, 2011

SR-ISE-2011-58
34-65534 Oct. 12, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Competitive Market Maker Trading Rights
Comments due:  November 8, 2011

SR-ISE-2011-56
34-65522 Oct. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Certain Orders Executed on the Exchange
Comments due:  November 4, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-55
34-65295 Sep. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a New Market Data Feed
Comments due:  October 5, 2011

SR-ISE-2011-54
34-65297 Sep. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due:  October 5, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-53
34-65108 Aug. 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2128
Comments due:  September 7, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-52
34-65072 Aug. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2102 to Extend the Pilot Program
Comments due:  September 6, 2011

SR-ISE-2011-51
34-65061 Aug. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2128 to Extend the Pilot Program
Comments due:  September 6, 2011

SR-ISE-2011-50
34-65002 Aug. 1, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Data Fees
Comments due:  August 26, 2011

SR-ISE-2011-49
34-65084 Aug. 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Certain Complex Orders
Comments due:  September 6, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-48
34-65327 Sep. 13, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Fee Credits
Comments due:  October 11, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-47
34-65087 Aug. 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Tier-Based Rebates for Qualified Contingent Cross Orders and Solicitation Orders
Comments due:  September 6, 2011

SR-ISE-2011-45
34-65021 Aug. 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Complex Orders
Comments due:  August 30, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-44
34-65000 Aug. 1, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Two Market Data Feeds
Comments due:  August 26, 2011

SR-ISE-2011-43
34-64992 Jul. 29, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due:  August 26, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-42
34-65361 Sep. 20, 2011 Order Granting Approval of Proposed Rule Change Relating to Rule 717
34-65011 Aug. 2, 2011 Notice of Filing of Proposed Rule Change by International Securities Exchange, Inc. Relating to Rule 717
Comments due:  August 29, 2011

SR-ISE-2011-41
34-64931 Jul. 20, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Price Improvement Mechanism Pilot Program
Comments due:  August 16, 2011

SR-ISE-2011-39
34-65548 Oct. 13, 2011 Order Approving a Proposed Rule Change Relating to Complex Orders
See also:   Notice: Rel. No. 34-64853
34-64853 Jul. 11, 2011 Notice of Filing of Proposed Rule Change Relating to Complex Orders
Comments due:  August 5, 2011
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-ISE-2011-38
34-64861 Jul. 12, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due:  August 8, 2011

SR-ISE-2011-36
34-65054 Aug. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt the Content Outline for the Proprietary Traders Examination (Series 56)
Comments due:  September 2, 2011

SR-ISE-2011-35
34-64743 Jun. 24, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Fee Discount Pilot Program for Large-Sized Foreign Currency Options
Comments due:  July 21, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-34
34-64760 Jun. 28, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Position and Exercise Limit for Options on the Standard & Poor's® Depository Receipts (SPDRs®)
Comments due:  July 26, 2011

SR-ISE-2011-33
34-65100 Aug. 11, 2011 Order Granting Approval to a Proposed Rule Change Relating to Appointments to Competitive Market Makers
34-64719 Jun. 22, 2011 Notice of Filing of Proposed Rule Change Relating to Appointments to Competitive Market Makers
Comments due:  July 19, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-30
34-64805 Jul. 5, 2011 Order Approving a Proposed Rule Change Relating to Complex Orders
34-64538 May 24, 2011 Notice of Filing of Proposed Rule Change Relating to Complex Orders
Comments due:  June 21, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-29
34-64562 May 27, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Second Market Fees
Comments due:  June 27, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-028
34-64735 Jun. 23, 2011 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks
Additional File Nos.:  SR-BATS-2011-016, SR-BYX-2011-011, SR-BX-2011-025, SR-CBOE-2011-049, SR-CHX-2011-09, SR-EDGA-2011-15, SR-EDGX-2011-14, SR-FINRA-2011-023, SR-NASDAQ-2011-067, SR-NYSE-2011-21, SR-NYSEAmex-2011-32, SR-NYSEArca-2011-26, SR-NSX-2011-06, SR-Phlx-2011-64
34-64423 May 6, 2011 Notice of Filing of Proposed Rule Change by International Securities Exchange to Amend ISE Rule 2102
Comments due:  June 2, 2011

SR-ISE-2011-27
34-64359 Apr. 28, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Listing of Series with $0.50 and $1 Strike Price Increments on Certain Options Used to Calculate Volatility Indexes
Comments due:  May 25, 2011

SR-ISE-2011-26
34-64343 Apr. 26, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change the International Securities Exchange, LLC Relating to Option Expiration Months Open for Trading on the Exchange
Comments due:  May 23, 2011

SR-ISE-2011-24
34-64275 Apr. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Enhancements to the Exchange's Electronic Trading Platform
Comments due:  May 5, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-23
34-64258 Apr. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the $2.50 Strike Price Program
Comments due:  May 4, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-22
34-64292 Apr. 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Network Fees
Comments due:  May 6, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-21
34-64269 Apr. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to API Fees
Comments due:  May 4, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-20
34-64296 Apr. 13, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due:  May 10, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-19
34-64231 Apr. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2128 to Extend the Pilot Program
Comments due:  May 4, 2011

SR-ISE-2011-18
34-64303 Apr. 15, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due:  May 12, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-17
34-64193 Apr. 5, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2102 to Extend the Pilot Program
Comments due:  May 2, 2011

SR-ISE-2011-16
34-64202 Apr. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due:  May 3, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-14
34-64112 Mar. 23, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Qualified Contingent Cross Orders
Comments due:  April 19, 2011

SR-ISE-2011-13
34-64270 Apr. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Fee Cap and a Service Fee
Comments due:  May 4, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-12
34-64038 Mar. 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Access Fees for Foreign Currency Options
Comments due:  March 31, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-11
34-64012 Mar. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due:  March 29, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-08
34-63878 Feb. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due:  March 8, 2011
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-ISE-2011-06
34-63771 Jan. 25, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Listing of Option Series with $1 Strike Prices
Comments due:  February 22, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-05
34-63758 Jan. 24, 2011 Notice of Filing of Proposed Rule Change Relating to the Purchase of Equity Interests by International Securities Exchange Holdings, Inc. in Ballista Holdings LLC
Comments due:  February 18, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-04
34-64091 Mar. 17, 2011 Order Approving a Proposed Rule Change to Establish New Classes of Market Makers for Index Options
34-63761 Jan. 25, 2011 Notice of Filing of Proposed Rule Change to Establish a New Class of Market Participant for Index Options
Comments due:  February 22, 2011
Additional Materials:   Exhibit 5

SR-ISE-2011-02
34-63655 Jan. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the $5 Strike Price Program
Comments due:  February 2, 2011

SR-ISE-2011-01
34-63653 Jan. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a $5 Strike Price Program
Comments due:  February 2, 2011

 

http://www.sec.gov/rules/sro/ise/isearchive/isearchive2011.shtml


Modified: 05/13/2014