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ISE Rulemaking Archive: 2010
We encourage the public to submit comments on the following International Securities Exchange, Inc. (ISE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
ISE File Number List for 2010
Additional Archives
2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-ISE-2010-115 |
| 34-63554 |
Dec. 15, 2010 |
Notice of Filing of Proposed Rule Change Regarding Registration and Qualification Requirements for Associated Persons
Comments due: January 11, 2011
See also: Order: Rel. No. 34-63843
Comments received are available for this notice.
|
SR-ISE-2010-114 |
| 34-63534 |
Dec. 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: January 10, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2010-109 |
| 34-63531 |
Dec. 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Fee Waiver
Comments due: January 7, 2011
|
SR-ISE-2010-117 |
| 34-63506 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2102 to Extend the Pilot Program
Comments due: January 5, 2011
|
SR-ISE-2010-112 |
| 34-63494 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: January 5, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2010-118 |
| 34-63481 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2128 to Extend the Pilot Program
Comments due: January 5, 2011
|
SR-ISE-2010-113 |
| 34-63469 |
Dec. 8, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Payment for Order Flow Fees
Comments due: January 4, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2010-116 |
| 34-63437 |
Dec. 6, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program
Comments due: January 3, 2011
|
SR-ISE-2010-110 |
| 34-63357 |
Nov. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Directed Orders
Comments due: December 20, 2010
|
SR-ISE-2010-103 |
| 34-63324 |
Nov. 17, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Data Fees
Comments due: December 14, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-108 |
| 34-63304 |
Nov. 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the $0.50 Strike Program
Comments due: December 8, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-106 |
| 34-63283 |
Nov. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: December 7, 2010
|
SR-ISE-2010-107 |
| 34-63271 |
Nov. 8, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Options on Leveraged Exchange-Traded Notes and to Broaden the Definition of "Futures-Linked Securities"
Comments due: December 6, 2010
|
SR-ISE-2010-104 |
| 34-63179 |
Oct. 26, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees
Comments due: November 22, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-105 |
| 34-63177 |
Oct. 25, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Date for the Additional Expiration Months Pilot Program
Comments due: November 22, 2010
|
SR-ISE-2010-102 |
| 34-63165 |
Oct. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Sales Value Fee
Comments due: November 18, 2010
|
SR-ISE-2010-99 |
| 34-63139 |
Oct. 20, 2010 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Adopt ISE Rule 421 Relating to Proxy Voting
Comments due: November 16, 2010
|
SR-ISE-2010-101 |
| 34-63117 |
Oct. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Enhancements to the Exchange's Electronic Trading Platform
Comments due: November 12, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-91 |
| 34-63104 |
Oct. 14, 2010 |
Order Approving Proposed Rule Change To Adopt a Pilot Program to List Additional Expiration Months for Each Class of Options Opened for Trading on the Exchange
See also: Notice: Rel. No. 34-62772
|
SR-ISE-2010-97 |
| 34-63077 |
Oct. 12, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Delta Hedge Exemptions
Comments due: November 8, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-100 |
| 34-63045 |
Oct. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due: November 3, 2010
Additional Materials: Exhibit 5
|
| Third Quarter |
SR-ISE-2010-95 |
| 34-63017 |
Sep. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 717
Comments due: October 27, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-81 |
| 34-63002 |
Sep. 28, 2010 |
Order Granting Approval of Proposed Rule Change Relating to Trading Options on a Reduced Value of the DAX Index, Including Long-Term Options
See also: Notice: Rel. No. 34-62703
|
SR-ISE-2010-62 |
| 34-62886 |
Sep. 10, 2010 |
Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also: Notice: Rel. No. 34-62330
|
SR-ISE-2010-66 |
| 34-62884 |
Sep. 10, 2010 |
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000® Index and Specified Exchange Traded Products
Additional File Nos.: SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-NASDAQ-2010-079; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NSX-2010-08
See also: Notice: Rel. No. 34-62419
|
SR-ISE-2010-92 |
| 34-62817 |
Sep. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's MRVP
Comments due: September 29, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-86 |
| 34-62815 |
Sep. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 413 and 2006
Comments due: September 30, 2010
|
SR-ISE-2010-90 |
| 34-62805 |
Aug. 31, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: September 29, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-62 |
| 34-62797 |
Aug. 30, 2010 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also: Notice: Rel. No. 34-62730
|
SR-ISE-2010-91 |
| 34-62772 |
Aug. 26, 2010 |
Notice of Filing of a Proposed Rule Change by the International Securities Exchange, LLC to Adopt a Pilot Program to List Additional Expiration Months for Each Class of Options Opened for Trading on the Exchange
Comments due: September 23, 2010
See also: Order: Rel. No. 34-63104
|
SR-ISE-2010-66 |
| 34-62763 |
Aug. 24, 2010 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
|
SR-ISE-2010-62 |
| 34-62730 |
Aug. 16, 2010 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-NASDAQ2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca2010-58
See also: Notice: Rel. No. 34-62330
|
SR-ISE-2010-81 |
| 34-62703 |
Aug. 12, 2010 |
Notice of Filing of Proposed Rule Change Relating to Trading Options on a Reduced Value of the DAX Index, Including Long-Term Options
Comments due: September 8, 2010
Additional Materials: Exhibit 3 and Exhibit 5
See also: Order: Rel. No. 34-63002
|
SR-ISE-2010-66 |
| 34-62688A |
Aug. 11, 2010 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.: SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
See also: Notice: Rel. No. 34-62419
|
SR-ISE-2010-82 |
| 34-62665 |
Aug. 9, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by International Securities Exchange, LLC Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: September 7, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-61 |
| 34-62644 |
Aug. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Crossing Mechanisms
Comments due: August 31, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-80 |
| 34-62607 |
Jul. 30, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by International Securities Exchange, LLC that Constitutes a Stated Interpretation with Respect to the Meaning, Administration, and Enforcement of Rule 2128
Comments due: August 26, 2010
|
SR-ISE-2010-79 |
| 34-62594 |
Jul. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add 75 Options Classes to the Penny Pilot Program
Comments due: August 25, 2010
|
SR-ISE-2010-76 |
| 34-62568 |
Jul. 26, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Foreign Currency Options Orders Fee Discount for Market Makers and Non-ISE Market Makers
Comments due: August 20, 2010
Comments received are available for this notice.
|
SR-ISE-2010-73 |
| 34-62523 |
Jul. 16, 2010 |
Notice of Filing of Proposed Rule Change Relating To Modified Rules For Qualified Contingent Cross Orders
Comments due: August 9, 2010
See also: Order: Rel. No. 34-63955
|
SR-ISE-2010-75 |
| 34-62513 |
Jul. 16, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Price Improvement Mechanism Pilot Program
Comments due: August 13, 2010
|
SR-ISE-2010-65 |
| 34-62508 |
Jul. 15, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: August 12, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-68 |
| 34-62507 |
Jul. 15, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Qualification Standards for Market Makers to Receive a Rebate for Adding Liquidity
Comments due: August 12, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-67 |
| 34-62506 |
Jul. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes With Respect to Foreign Currency Options Orders
Comments due: August 12, 2010
|
SR-ISE-2010-71 |
| 34-62503 |
Jul. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due: August 12, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-74 |
| 34-62473 |
Jul. 8, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Options on the Sprott Physical Gold Trust
Comments due: August 5, 2010
|
SR-ISE-2010-72 |
| 34-62444 |
Jul. 2, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the International Securities Exchange, LLC to Expand and Permanently Establish its Short Term Option Series Program
Comments due: July 30, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-64 |
| 34-62442 |
Jul. 2, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand its $1 Strike Program
Comments due: July 30, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-70 |
| 34-62431 |
Jul. 1, 2010 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members
Comments due: July 29, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-69 |
| 34-62430 |
Jul. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule
Comments due: July 29, 2010
Additional Materials: Exhibit 5
|
| Second Quarter |
SR-ISE-2010-66 |
| 34-62419 |
Jun. 30, 2010 |
Notice of Filing of Proposed Rule Change to Amend ISE Rule 2102 to Add Additional Securities to the Pilot Rule
Comments due: July 19, 2010
Additional Materials: Exhibit 3
See also: Notice: Rel. No. 34-62688A; Order: Rel. No. 34-62884
Comments received are available for this notice.
|
SR-ISE-2010-34 |
| 34-62399 |
Jun. 28, 2010 |
Order Approving Proposed Rule Change Relating to Fees for the ISE Order Feed
See also: Notice: Rel. No. 34-62117
|
SR-ISE-2010-63 |
| 34-62389 |
Jun. 28, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by International Securities Exchange, LLC to List Options on Trust Issued Receipts in $1 Strike Intervals
Comments due: 21 days after publication in the Federal Register
|
SR-ISE-2010-62 |
| 34-62330 |
Jun. 21, 2010 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Clearly Erroneous Executions
Comments due: July 19, 2010
See also: Notice: Rel. No. 34-62730; Order: Rel. No. 34-62886
Comments received are available for this notice.
|
SR-ISE-2010-57 |
| 34-62319 |
Jun. 17, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: July 15, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-15 |
| 34-62316 |
Jun. 17, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Related to the Price Improvement Mechanism
Comments due: July 16, 2010
|
SR-ISE-2010-49 |
| 34-62301 |
Jun. 16, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Do-Not-Route Orders
Comments due: July 15, 2010
|
SR-ISE-2010-54 |
| 34-62282 |
Jun. 11, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Qualification Standards for Market Makers to Receive a Rebate for Adding Liquidity
Comments due: July 8, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-58 |
| 34-62271 |
Jun. 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trading Halts
Comments due: July 8, 2010
|
SR-ISE-2010-48 |
| 34-62252 |
Jun. 10, 2010 |
Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
See also: Notice: Rel. No. 34-62125
|
SR-ISE-2010-52 |
| 34-62230 |
Jun. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Temporary Rule 1903
Comments due: July 6, 2010
|
SR-ISE-2010-53 |
| 34-62229 |
Jun. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Outdated References in the Exchange’s Schedule of Fees
Comments due: July 6, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-51 |
| 34-62216 |
Jun. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Listing Options Series that are Restricted to Closing Transactions if Such Series are Listed and Restricted to Closing Transactions on Another National Securities Exchange and to Permit Opening Transactions by Market Makers to Accommodate Closing Transactions of Other Market Participants in Option Series Where the Underlying Security Does Not Meet the Then Current Requirements for Continuance of Such Approval
Comments due: July 1, 2010
|
SR-ISE-2010-55 |
| 34-62207 |
Jun. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule
Comments due: June 29, 2010
|
SR-ISE-2010-56 |
| 34-62206 |
Jun. 2, 2010 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members
Comments due: July 29, 2010
|
SR-ISE-2010-46 |
| 34-62195 |
May 28, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: June 29, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-41 |
| 34-62152 |
May 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional Customer Fees
Comments due: June 18, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-48 |
| 34-62125 |
May 19, 2010 |
Notice of Filing of Proposed Rule Change by International Securities Exchange LLC to Amend ISE Rule 2102 to Provide for a Trading Pause for Individual Securities When the Price Moves Ten Percent or More
Comments due: June 3, 2010
See also: Order: Rel. No. 34-62252
Comments received are available for this notice.
|
SR-ISE-2010-34 |
| 34-62117 |
May 18, 2010 |
Notice of Filing of Proposed Rule Change Relating to Fees for the ISE Order Feed
Comments due: June 15, 2010
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-62399
|
SR-ISE-2010-40 |
| 34-62101 |
May 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 502(k)
Comments due: June 10, 2010
|
SR-ISE-2010-35 |
| 34-62053 |
May 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Fee Waiver for its PrecISE Terminals
Comments due: June 3, 2010
|
SR-ISE-2010-38 |
| 34-62051 |
May 6, 2010 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members
Comments due: June 3, 2010
|
SR-ISE-2010-37 |
| 34-62050 |
May 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule
Comments due: June 3, 2010
|
SR-ISE-2010-43 |
| 34-62048 |
May 6, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: June 2, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-042 |
| 34-62042 |
May 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add 75 Options Classes to the Penny Pilot Program
Comments due: June 1, 2010
|
SR-ISE-2010-28 |
| 34-62027 |
May 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Stopped Orders
Comments due: June 1, 2010
|
SR-ISE-2010-36 |
| 34-62012 |
Apr. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: May 28, 2010
|
SR-ISE-2010-19 |
| 34-61983 |
Apr. 26, 2010 |
Order Granting Approval of Proposed Rule Change to List and Trade Options on the ETFS Palladium Trust and the ETFS Platinum Trust
See also: Notice: Rel. No. 34-61742
|
SR-ISE-2010-32 |
| 34-61972 |
Apr. 23, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: May 21, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-33 |
| 34-61959 |
Apr. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities
Comments due: May 25, 2010
|
SR-ISE-2010-25 |
| 34-61869 |
Apr. 7, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: May 5, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-31 |
| 34-61866 |
Apr. 7, 2010 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members
Comments due: May 5, 2010
|
SR-ISE-2010-29 |
| 34-61865 |
Apr. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule
Comments due: May 5, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-26 |
| 34-61855 |
Apr. 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Intermarket Sweep Orders
Comments due: May 5, 2010
|
SR-ISE-2010-27 |
| 34-61851 |
Apr. 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due: May 3, 2010
|
SR-ISE-2010-24 |
| 34-61826 |
Apr. 1, 2010 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members
Comments due: April 29, 2010
|
SR-ISE-2010-23 |
| 34-61825 |
Apr. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule
Comments due: April 29, 2010
|
| First Quarter |
SR-ISE-2010-19 |
| 34-61742 |
Mar. 19, 2010 |
Notice of Filing of Proposed Rule Change to List and Trade Options on the ETFS Palladium Trust and the ETFS Platinum Trust
Comments due: April 16, 2010
See also: Order: Rel. No. 34-61983
|
SR-ISE-2010-22 |
| 34-61737 |
Mar. 18, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Concurrent Listing of $3.50 and $4 Strikes for Classes in the $0.50 Strike and $1 Strike Programs
Comments due: April 14, 2010
|
SR-ISE-2010-18 |
| 34-61731 |
Mar. 18, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Fee Credit
Comments due: April 14, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-20 |
| 34-61720 |
Mar. 16, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: April 14, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-02 |
| 34-61710 |
Mar. 15, 2010 |
Order Approving Proposed Rule Change to Amend Exchange Rules Related to Cut-off Time for Contrary Exercise Advice Submissions
See also: Notice: Rel. No. 34-61458
|
SR-ISE-2010-16 |
| 34-61693 |
Mar. 11, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Payment For Order Flow Fees
Comments due: April 8, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-17 |
| 34-61675 |
Mar. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Fees for the Block Order Mechanism
Comments due: April 8, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-13 |
| 34-61640 |
Mar. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Minimum Quantity Order Type
Comments due: April 1, 2010
|
SR-ISE-2010-12 |
| 34-61522 |
Feb. 16, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Trading Hours for Foreign Currency Options
Comments due: March 16, 2010
|
SR-ISE-2009-90 |
| 34-61498 |
Feb. 4, 2010 |
Order Approving Proposed Rule Change Relating to Changes to the U.S. Exchange Holdings, Inc. Corporate Documents and International Securities Exchange Trust Agreement
See also: Notice: Rel. No. 34-61005
|
SR-ISE-2010-11 |
| 34-61491 |
Feb. 4, 2010 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members
Comments due: March 3, 2010
|
SR-ISE-2010-10 |
| 34-61490 |
Feb. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule
Comments due: March 3, 2010
|
SR-ISE-2009-106 |
| 34-61483 |
Feb. 3, 2010 |
Order Granting Approval of Proposed Rule Changes and Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Listing and Trading Options on the ETFS Gold Trust and the ETFS Silver Trust
Additional File Nos: SR-CBOE-2010-007; SR-NYSEAmex-2009-86; and SR-NYSEArca-2009-110
Comments due: 21 days after publication in the Federal Register
See also: Notice: Rel. No. 34-61228
|
SR-ISE-2010-09 |
| 34-61470 |
Feb. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to add 75 Options Classes to the Penny Pilot Program
Comments due: March 2, 2010
|
SR-ISE-2010-07 |
| 34-61459 |
Feb. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Foreign Currency Options
Comments due: March 1, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-02 |
| 34-61458 |
Feb. 1, 2010 |
Notice of Filing of Proposed Rule Change Related to Cutoff Time for Contrary Exercise Advice Submissions
Comments due: March 1, 2010
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-61710
|
SR-ISE-2010-06 |
| 34-61434 |
Jan. 27, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to Fee Changes
Comments due: February 25, 2010
|
SR-ISE-2010-04 |
| 34-61433 |
Jan. 27, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct Inconsistencies in Certain Execution Rules
Comments due: February 25, 2010
|
SR-ISE-2010-08 |
| 34-61430 |
Jan. 27, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow All SPY and IWM Options Series to Quote in Penny Increments
Comments due: February 23, 2010
|
SR-ISE-2010-05 |
| 34-61411 |
Jan. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Market Maker Trading Licenses for Foreign Currency Options
Comments due: February 19, 2010
|
SR-ISE-2010-03 |
| 34-61387 |
Jan. 20, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: February 16, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2009-87 |
| 34-61368 |
Jan. 15, 2010 |
Order Approving Proposed Rule Change Relating to Foreign Currency Options
See also: Notice: Rel. No. 34-61010
|
SR-ISE-2010-01 |
| 34-61348 |
Jan. 14, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposal to Codify Certain Provisions of the Options Listing Procedures Plan into ISE's Rules
Comments due: February 11, 2010
|
SR-ISE-2009-115 |
| 34-61334 |
Jan. 12, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due: February 9, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2009-103 |
| 34-61317 |
Jan. 8, 2010 |
Order Approving a Proposed Rule Change Relating to Market Data Fees
See also: Notice: Rel. No. 34-61086
|
SR-ISE-2009-114 |
| 34-61296 |
Jan. 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: February 2, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2009-109 |
| 34-61290 |
Jan. 5, 2010 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members
Comments due: 21 days after publication in the Federal Register
|
SR-ISE-2009-108 |
| 34-61289 |
Jan. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule
Comments due: February 2, 2010
|
SR-ISE-2009-113 |
| 34-61287 |
Jan. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make the Exchange's Pilot Program to Expose All-Or-None Orders Permanent
Comments due: February 1, 2010
|
SR-ISE-2009-112 |
| 34-61286 |
Jan. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program to Expose All-Or-None Orders Until January 31, 2010
Comments due: February 1, 2010
|
SR-ISE-2009-110 |
| 34-61279 |
Jan. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options on the Brazilian Real
Comments due: February 1, 2010
|
| Release No. |
Date |
Details |
SR-ISE-2010-121 |
| 34-63639 |
Jan. 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due: 21 days after publication in the Federal Register
|
SR-ISE-2010-120 |
| 34-63664 |
Jan. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: February 2, 2011
|
SR-ISE-2010-118 |
| 34-63481 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2128 to Extend the Pilot Program
Comments due: January 5, 2011
|
SR-ISE-2010-117 |
| 34-63506 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2102 to Extend the Pilot Program
Comments due: January 5, 2011
|
SR-ISE-2010-116 |
| 34-63437 |
Dec. 6, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program
Comments due: January 3, 2011
|
SR-ISE-2010-115 |
| 34-63843 |
Feb. 4, 2011 |
Order Approving Proposed Rule Change Regarding Registration, Qualification, and Continuing Education Requirements for Members and Associated Persons
|
| 34-63554 |
Dec. 15, 2010 |
Notice of Filing of Proposed Rule Change Regarding Registration and Qualification Requirements for Associated Persons
Comments due: January 11, 2011
Comments received are available for this notice.
|
SR-ISE-2010-114 |
| 34-63534 |
Dec. 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: January 10, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2010-113 |
| 34-63469 |
Dec. 8, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Payment for Order Flow Fees
Comments due: January 4, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2010-112 |
| 34-63494 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: January 5, 2011
Additional Materials: Exhibit 5
|
SR-ISE-2010-110 |
| 34-63357 |
Nov. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Directed Orders
Comments due: December 20, 2010
|
SR-ISE-2010-109 |
| 34-63531 |
Dec. 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Fee Waiver
Comments due: January 7, 2011
|
SR-ISE-2010-108 |
| 34-63304 |
Nov. 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the $0.50 Strike Program
Comments due: December 8, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-107 |
| 34-63271 |
Nov. 8, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Options on Leveraged Exchange-Traded Notes and to Broaden the Definition of "Futures-Linked Securities"
Comments due: December 6, 2010
|
SR-ISE-2010-106 |
| 34-63283 |
Nov. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: December 7, 2010
|
SR-ISE-2010-105 |
| 34-63177 |
Oct. 25, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Date for the Additional Expiration Months Pilot Program
Comments due: November 22, 2010
|
SR-ISE-2010-104 |
| 34-63179 |
Oct. 26, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees
Comments due: November 22, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-103 |
| 34-63324 |
Nov. 17, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Data Fees
Comments due: December 14, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-102 |
| 34-63165 |
Oct. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Sales Value Fee
Comments due: November 18, 2010
|
SR-ISE-2010-101 |
| 34-63117 |
Oct. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Enhancements to the Exchange's Electronic Trading Platform
Comments due: November 12, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-100 |
| 34-63045 |
Oct. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due: November 3, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-99 |
| 34-63139 |
Oct. 20, 2010 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Adopt ISE Rule 421 Relating to Proxy Voting
Comments due: November 16, 2010
|
SR-ISE-2010-97 |
| 34-63077 |
Oct. 12, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Delta Hedge Exemptions
Comments due: November 8, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-95 |
| 34-63017 |
Sep. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 717
Comments due: October 27, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-92 |
| 34-62817 |
Sep. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's MRVP
Comments due: September 29, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-91 |
| 34-63104 |
Oct. 14, 2010 |
Order Approving Proposed Rule Change To Adopt a Pilot Program to List Additional Expiration Months for Each Class of Options Opened for Trading on the Exchange
|
| 34-62772 |
Aug. 26, 2010 |
Notice of Filing of a Proposed Rule Change by the International Securities Exchange, LLC to Adopt a Pilot Program to List Additional Expiration Months for Each Class of Options Opened for Trading on the Exchange
Comments due: September 23, 2010
|
SR-ISE-2010-90 |
| 34-62805 |
Aug. 31, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: September 29, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-86 |
| 34-62815 |
Sep. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 413 and 2006
Comments due: September 30, 2010
|
SR-ISE-2010-82 |
| 34-62665 |
Aug. 9, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by International Securities Exchange, LLC Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: September 7, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-81 |
| 34-63002 |
Sep. 28, 2010 |
Order Granting Approval of Proposed Rule Change Relating to Trading Options on a Reduced Value of the DAX Index, Including Long-Term Options
|
| 34-62703 |
Aug. 12, 2010 |
Notice of Filing of Proposed Rule Change Relating to Trading Options on a Reduced Value of the DAX Index, Including Long-Term Options
Comments due: September 8, 2010
Additional Materials: Exhibit 3 and Exhibit 5
|
SR-ISE-2010-80 |
| 34-62607 |
Jul. 30, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by International Securities Exchange, LLC that Constitutes a Stated Interpretation with Respect to the Meaning, Administration, and Enforcement of Rule 2128
Comments due: August 26, 2010
|
SR-ISE-2010-79 |
| 34-62594 |
Jul. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add 75 Options Classes to the Penny Pilot Program
Comments due: August 25, 2010
|
SR-ISE-2010-76 |
| 34-62568 |
Jul. 26, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Foreign Currency Options Orders Fee Discount for Market Makers and Non-ISE Market Makers
Comments due: August 20, 2010
Comments received are available for this notice.
|
SR-ISE-2010-75 |
| 34-62513 |
Jul. 16, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Price Improvement Mechanism Pilot Program
Comments due: August 13, 2010
|
SR-ISE-2010-74 |
| 34-62473 |
Jul. 8, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Options on the Sprott Physical Gold Trust
Comments due: August 5, 2010
|
SR-ISE-2010-73 |
| 34-63955 |
Feb. 24, 2011 |
Order Granting Approval of a Proposed Rule Change to Modify Qualified Contingent Cross Order Rules
|
| 34-62523 |
Jul. 16, 2010 |
Notice of Filing of Proposed Rule Change Relating To Modified Rules For Qualified Contingent Cross Orders
Comments due: August 9, 2010
Comments received are available for this notice.
|
SR-ISE-2010-72 |
| 34-62444 |
Jul. 2, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the International Securities Exchange, LLC to Expand and Permanently Establish its Short Term Option Series Program
Comments due: July 30, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-71 |
| 34-62503 |
Jul. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due: August 12, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-70 |
| 34-62431 |
Jul. 1, 2010 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members
Comments due: July 29, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-69 |
| 34-62430 |
Jul. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule
Comments due: July 29, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-68 |
| 34-62507 |
Jul. 15, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Qualification Standards for Market Makers to Receive a Rebate for Adding Liquidity
Comments due: August 12, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-67 |
| 34-62506 |
Jul. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes With Respect to Foreign Currency Options Orders
Comments due: August 12, 2010
|
SR-ISE-2010-66 |
| 34-62884 |
Sep. 10, 2010 |
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000® Index and Specified Exchange Traded Products
Additional File Nos.: SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-NASDAQ-2010-079; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NSX-2010-08
|
| 34-62763 |
Aug. 24, 2010 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
|
| 34-62688A |
Aug. 11, 2010 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.: SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
|
| 34-62419 |
Jun. 30, 2010 |
Notice of Filing of Proposed Rule Change to Amend ISE Rule 2102 to Add Additional Securities to the Pilot Rule
Comments due: July 19, 2010
Additional Materials: Exhibit 3
Comments received are available for this notice.
|
SR-ISE-2010-65 |
| 34-62508 |
Jul. 15, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: August 12, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-64 |
| 34-62442 |
Jul. 2, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand its $1 Strike Program
Comments due: July 30, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-63 |
| 34-62389 |
Jun. 28, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by International Securities Exchange, LLC to List Options on Trust Issued Receipts in $1 Strike Intervals
Comments due: 21 days after publication in the Federal Register
|
SR-ISE-2010-62 |
| 34-62886 |
Sep. 10, 2010 |
Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
|
| 34-62797 |
Aug. 30, 2010 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also: Notice: Rel. No. 34-62730
|
| 34-62730 |
Aug. 16, 2010 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca2010-58
|
| 34-62330 |
Jun. 21, 2010 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Clearly Erroneous Executions
Comments due: July 19, 2010
Comments received are available for this notice.
|
SR-ISE-2010-61 |
| 34-62644 |
Aug. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Crossing Mechanisms
Comments due: August 31, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-58 |
| 34-62271 |
Jun. 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trading Halts
Comments due: July 8, 2010
|
SR-ISE-2010-57 |
| 34-62319 |
Jun. 17, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: July 15, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-56 |
| 34-62206 |
Jun. 2, 2010 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members
Comments due: July 29, 2010
|
SR-ISE-2010-55 |
| 34-62207 |
Jun. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule
Comments due: June 29, 2010
|
SR-ISE-2010-54 |
| 34-62282 |
Jun. 11, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Qualification Standards for Market Makers to Receive a Rebate for Adding Liquidity
Comments due: July 8, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-53 |
| 34-62229 |
Jun. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Outdated References in the Exchange’s Schedule of Fees
Comments due: July 6, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-52 |
| 34-62230 |
Jun. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Temporary Rule 1903
Comments due: July 6, 2010
|
SR-ISE-2010-51 |
| 34-62216 |
Jun. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Listing Options Series that are Restricted to Closing Transactions if Such Series are Listed and Restricted to Closing Transactions on Another National Securities Exchange and to Permit Opening Transactions by Market Makers to Accommodate Closing Transactions of Other Market Participants in Option Series Where the Underlying Security Does Not Meet the Then Current Requirements for Continuance of Such Approval
Comments due: July 1, 2010
|
SR-ISE-2010-49 |
| 34-62301 |
Jun. 16, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Do-Not-Route Orders
Comments due: July 15, 2010
|
SR-ISE-2010-48 |
| 34-62252 |
Jun. 10, 2010 |
Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
|
| 34-62125 |
May 19, 2010 |
Notice of Filing of Proposed Rule Change by International Securities Exchange LLC to Amend ISE Rule 2102 to Provide for a Trading Pause for Individual Securities When the Price Moves Ten Percent or More
Comments due: June 3, 2010
Comments received are available for this notice.
|
SR-ISE-2010-46 |
| 34-62195 |
May 28, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: June 29, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-43 |
| 34-62048 |
May 6, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: June 2, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-042 |
| 34-62042 |
May 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add 75 Options Classes to the Penny Pilot Program
Comments due: June 1, 2010
|
SR-ISE-2010-41 |
| 34-62152 |
May 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional Customer Fees
Comments due: June 18, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-40 |
| 34-62101 |
May 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 502(k)
Comments due: June 10, 2010
|
SR-ISE-2010-38 |
| 34-62051 |
May 6, 2010 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members
Comments due: June 3, 2010
|
SR-ISE-2010-37 |
| 34-62050 |
May 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule
Comments due: June 3, 2010
|
SR-ISE-2010-36 |
| 34-62012 |
Apr. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: May 28, 2010
|
SR-ISE-2010-35 |
| 34-62053 |
May 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Fee Waiver for its PrecISE Terminals
Comments due: June 3, 2010
|
SR-ISE-2010-34 |
| 34-62399 |
Jun. 28, 2010 |
Order Approving Proposed Rule Change Relating to Fees for the ISE Order Feed
|
| 34-62117 |
May 18, 2010 |
Notice of Filing of Proposed Rule Change Relating to Fees for the ISE Order Feed
Comments due: June 15, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-33 |
| 34-61959 |
Apr. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities
Comments due: May 25, 2010
|
SR-ISE-2010-32 |
| 34-61972 |
Apr. 23, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: May 21, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-31 |
| 34-61866 |
Apr. 7, 2010 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members
Comments due: May 5, 2010
|
SR-ISE-2010-29 |
| 34-61865 |
Apr. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule
Comments due: May 5, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-28 |
| 34-62027 |
May 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Stopped Orders
Comments due: June 1, 2010
|
SR-ISE-2010-27 |
| 34-61851 |
Apr. 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due: May 3, 2010
|
SR-ISE-2010-26 |
| 34-61855 |
Apr. 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Intermarket Sweep Orders
Comments due: May 5, 2010
|
SR-ISE-2010-25 |
| 34-61869 |
Apr. 7, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity
Comments due: May 5, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-24 |
| 34-61826 |
Apr. 1, 2010 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members
Comments due: April 29, 2010
|
SR-ISE-2010-23 |
| 34-61825 |
Apr. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule
Comments due: April 29, 2010
|
SR-ISE-2010-22 |
| 34-61737 |
Mar. 18, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Concurrent Listing of $3.50 and $4 Strikes for Classes in the $0.50 Strike and $1 Strike Programs
Comments due: April 14, 2010
|
SR-ISE-2010-20 |
| 34-61720 |
Mar. 16, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: April 14, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-19 |
| 34-61983 |
Apr. 26, 2010 |
Order Granting Approval of Proposed Rule Change to List and Trade Options on the ETFS Palladium Trust and the ETFS Platinum Trust
|
| 34-61742 |
Mar. 19, 2010 |
Notice of Filing of Proposed Rule Change to List and Trade Options on the ETFS Palladium Trust and the ETFS Platinum Trust
Comments due: April 16, 2010
|
SR-ISE-2010-18 |
| 34-61731 |
Mar. 18, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Fee Credit
Comments due: April 14, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-17 |
| 34-61675 |
Mar. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Fees for the Block Order Mechanism
Comments due: April 8, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-16 |
| 34-61693 |
Mar. 11, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Payment For Order Flow Fees
Comments due: April 8, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-15 |
| 34-62316 |
Jun. 17, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Related to the Price Improvement Mechanism
Comments due: July 16, 2010
|
SR-ISE-2010-13 |
| 34-61640 |
Mar. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Minimum Quantity Order Type
Comments due: April 1, 2010
|
SR-ISE-2010-12 |
| 34-61522 |
Feb. 16, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Trading Hours for Foreign Currency Options
Comments due: March 16, 2010
|
SR-ISE-2010-11 |
| 34-61491 |
Feb. 4, 2010 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members
Comments due: March 3, 2010
|
SR-ISE-2010-10 |
| 34-61490 |
Feb. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule
Comments due: March 3, 2010
|
SR-ISE-2010-09 |
| 34-61470 |
Feb. 2, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to add 75 Options Classes to the Penny Pilot Program
Comments due: March 2, 2010
|
SR-ISE-2010-08 |
| 34-61430 |
Jan. 27, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow All SPY and IWM Options Series to Quote in Penny Increments
Comments due: February 23, 2010
|
SR-ISE-2010-07 |
| 34-61459 |
Feb. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Foreign Currency Options
Comments due: March 1, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-06 |
| 34-61434 |
Jan. 27, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to Fee Changes
Comments due: February 25, 2010
|
SR-ISE-2010-05 |
| 34-61411 |
Jan. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Market Maker Trading Licenses for Foreign Currency Options
Comments due: February 19, 2010
|
SR-ISE-2010-04 |
| 34-61433 |
Jan. 27, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct Inconsistencies in Certain Execution Rules
Comments due: February 25, 2010
|
SR-ISE-2010-03 |
| 34-61387 |
Jan. 20, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: February 16, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-02 |
| 34-61710 |
Mar. 15, 2010 |
Order Approving Proposed Rule Change to Amend Exchange Rules Related to Cut-off Time for Contrary Exercise Advice Submissions
|
| 34-61458 |
Feb. 1, 2010 |
Notice of Filing of Proposed Rule Change Related to Cutoff Time for Contrary Exercise Advice Submissions
Comments due: March 1, 2010
Additional Materials: Exhibit 5
|
SR-ISE-2010-01 |
| 34-61348 |
Jan. 14, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposal to Codify Certain Provisions of the Options Listing Procedures Plan into ISE's Rules
Comments due: February 11, 2010
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http://www.sec.gov/rules/sro/ise/isearchive/isearchive2010.shtml
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