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ISE Rulemaking Archive: 2006

We encourage the public to submit comments on the following International Securities Exchange, Inc. (ISE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

ISE File Number List for 2006

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-ISE-2006-65
34-54971 Dec. 20, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due:  January 18, 2007

SR-ISE-2006-73
34-54923 Dec. 12, 2006 Notice of Filing of a Proposed Rule Change Relating to the Definition of a Complex Trade as Applied to Trades Through the Intermarket Linkage
Comments due:  January 10, 2007
See also:   Order: Rel. No. 34-55138

SR-ISE-2006-68
34-54905 Dec. 8, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 2107 (Priority and Execution of Orders)
Comments due:  January 5, 2007

SR-ISE-2006-76
34-54897 Dec. 8, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ISE Stock Exchange Fees
Comments due:  January 5, 2007

SR-ISE-2006-74
34-54896 Dec. 8, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Prefatory Language in Chapter 21 (ISE Stock Exchange LLC Trading Rules)
Comments due:  January 5, 2007

SR-ISE-2006-75
34-54895 Dec. 8, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 2101 (Equity Securities Traded) and 2106 (Opening Process)
Comments due:  January 5, 2007

SR-ISE-2006-70
34-54875 Dec. 5, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an ISE Stock Exchange Fee Waiver
Comments due:  January 3, 2007

SR-ISE-2006-69
34-54841 Nov. 30, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fee Changes
Comments due:  December 28, 2006

SR-ISE-2006-63
34-54809 Nov. 21, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due:  December 20, 2006

SR-ISE-2006-56
34-54751 Nov. 14, 2006 Order Approving Proposed Rule Change and Amendment No. 1 Relating to Customer Fees for Certain Complex Orders
See also:   Notice: Rel. No. 34-54571

SR-ISE-2006-44
34-54704 Nov. 3, 2006 Order Approving a Proposed Rule Change to Amend the Schedule of Fees to Expand the Broker Marketing Alliance to Include Non-Broker-Dealers With Regard to the Enhanced Sentiment Market Data Offering
See also:   Notice: Rel. No. 34-54508

SR-ISE-2006-61
34-54697 Nov. 2, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes
Comments due:  November 30, 2006

SR-ISE-2004-17
34-54644 Oct. 23, 2006 Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to Market Maker Orders
See also:   Notice: Rel. No. 34-54415

SR-ISE-2006-62
34-54603 Oct. 16, 2006 Notice of Filing of Proposed Rule Change to Implement a Pilot Program to Quote and to Trade Certain Options in Pennies
Comments due:  November 13, 2006
See also:   Order: Rel. No. 34-55161
Comments received are available for this notice.

SR-ISE-2006-60
34-54589 Oct. 11, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due:  November 8, 2006

SR-ISE-2006-40
34-54580 Oct. 6, 2006 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of the Second Market
See also:   Notice: Rel. No. 34-54340

SR-ISE-2006-56
34-54571 Oct. 4, 2006 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Relating to Customer Fees for Certain Complex Orders
Comments due:  November 3, 2006
See also:   Order: Rel. No. 34-54751

SR-ISE-2006-54
34-54561 Oct. 2, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ISE Stock Exchange Fees
Comments due:  November 1, 2006
Third Quarter

SR-ISE-2006-58
34-54540 Sep. 29, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exercise Deadline for Quarterly Options Series
Comments due:  October 27, 2006

SR-ISE-2006-57
34-54542 Sep. 29, 2006 Notice of Filing and Immediately Effectiveness of Proposed Rule Change Extending a Pilot Relating to Directed Orders
Comments due:  October 27, 2006

SR-ISE-2006-52
34-54531 Sep. 28, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Block Order Mechanism
Comments due:  October 25, 2006

SR-ISE-2006-48
34-54528 Sep. 28, 2006 Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to the Adoption of Rules to Govern Its Electronic Trading System for Equities
Comments due:  October 25, 2006
Additional Materials:   Amendment No. 1
See also:   Notice: Rel. No. 34-54287

SR-ISE-2006-44
34-54508 Sep. 26, 2006 Notice of Filing of a Proposed Rule Change to Expand the Broker Marketing Alliance to Include Non-Broker-Dealers With Regard to the Enhanced Sentiment Market Data Offering
Comments due:  October 24, 2006
See also:   Order: Rel. No. 34-54704

SR-ISE-2006-51
34-54418 Sep. 8, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of a Directed Order
Comments due:  October 6, 2006

SR-ISE-2004-17
34-54415 Sep. 7, 2006 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Market Maker Orders
Comments due:  October 5, 2006
See also:   Order: Rel. No. 34-54644

SR-ISE-2006-49
34-54414 Sep. 7, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due:  October 6, 2006

SR-ISE-2006-53
34-54401 Sep. 1, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Doing Business with the Public
Comments due:  October 2, 2006

SR-ISE-2006-45
34-54399 Sep. 1, 2006 Order Granting Accelerated Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to Establishing ISE Stock Exchange, LLC as a Facility of the International Securities Exchange, Inc.
Comments due:  October 3, 2006
See also:   Notice: Rel. No. 34-54273

SR-ISE-2006-42
34-54398 Aug. 31, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Short Sales
Comments due:  October 3, 2006

SR-ISE-2006-40
34-54340 Aug. 21, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of the Second Market
Comments due:  September 19, 2006
See also:   Order: Rel. No. 34-54580

SR-ISE-2006-47
34-54335 Aug. 18, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Period to Increase Position Limits and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock
Comments due:  September 18, 2006

SR-ISE-2006-46
34-54321 Aug. 15, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancellation Fee Changes
Comments due:  September 13, 2006

SR-ISE-2006-43
34-54315 Aug. 14, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes
Comments due:  September 11, 2006

SR-ISE-2006-30
34-54296 Aug. 9, 2006 Order Approving a Proposed Rule Change, and Amendment No. 1 Thereto, Increasing the Linkage Inbound Principal Order Fee
See also:   Notice: Rel. No. 34-54074

SR-ISE-2006-48
34-54287 Aug. 8, 2006 Notice of Filing of Proposed Rule Change Relating to the Adoption of Rules to Govern its Electronic Trading System for Equities
Comments due:  September 5, 2006
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-54528

SR-ISE-2006-45
34-54273 Aug. 3, 2006 Notice of Filing of a Proposed Rule Change Relating to Establishing ISE Stock Exchange as a Facility of International Securities Exchange, Inc.
Comments due:  August 31, 2006
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-54399

SR-ISE-2006-34
34-54270 Aug. 3, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 1406, Regulatory Cooperation
Comments due:  August 31, 2006

SR-ISE-2006-14
34-54228 Jul. 27, 2006 Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to ISE Rule 720
See also:   Notice: Rel. No. 34-53948

SR-ISE-2006-38
34-54204 Jul. 25, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Linkage Fee Pilot Program
Comments due:  August 22, 2006

SR-ISE-2006-36
34-54152 Jul. 14, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Payment for Order Flow Fee Changes
Comments due:  August 11, 2006

SR-ISE-2006-27
34-54151 Jul. 14, 2006 Order Granting Approval of Proposed Rule Change Relating to Automatic Execution of Non-Customer Orders
See also:   Notice: Rel. No. 34-53946

SR-ISE-2006-39
34-54146 Jul. 14, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a One-Year Pilot Extension Until July 18, 2007 for the Price Improvement Mechanism
Comments due:  August 11, 2006

SR-ISE-2005-49
34-54124 Jul. 11, 2006 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Complex Order Execution
See also:   Notice: Rel. No. 34-53903

SR-ISE-2006-31
34-54121 Jul. 10, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PrecISE Fees
Comments due:  August 7, 2006

SR-ISE-2006-37
34-54117 Jul. 10, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Short Term Option Series Pilot Program
Comments due:  August 7, 2006

SR-ISE-2006-24
34-54113 Jul. 7, 2006 Order Approving a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2 and 3 Thereto to Permit the Listing and Trading of Quarterly Options Series
Comments due:  August 3, 2006
See also:   Notice: Rel. No. 34-53857
Second Quarter

SR-ISE-2005-60
34-54087 Jun. 30, 2006 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to the Criteria for Securities that Underlie Options Traded on the Exchange
Comments due:  July 31, 2006
See also:   Notice: Rel. No. 34-53783

SR-ISE-2006-35
34-54083 Jun. 30, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Directed Orders System Change
Comments due:  July 31, 2006

SR-ISE-2006-30
34-54074 Jun. 30, 2006 Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to Increase the Linkage Inbound Principal Order Fee
Comments due:  July 31, 2006
See also:   Order: Rel. No. 34-54296

SR-ISE-2006-32
34-54016 Jun. 19, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes
Comments due:  July 18, 2006

SR-ISE-2006-29
34-53954 Jun. 7, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Waiver Extensions
Comments due:  July 6, 2006

SR-ISE-2006-14
34-53948 Jun. 6, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to ISE Rule 720
Comments due:  July 5, 2006
See also:   Order: Rel. No. 34-54228

SR-ISE-2006-27
34-53946 Jun. 6, 2006 Notice of Filing of Proposed Rule Change Relating to Automatic Execution of Non-Customer Orders
Comments due:  July 5, 2006
See also:   Order: Rel. No. 34-54151

SR-ISE-2006-28
34-53921 Jun. 1, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Extend the Pilot Period for Preferenced Orders
Comments due:  June 28, 2006

SR-ISE-2006-25
34-53914 May 31, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes
Comments due:  June 28, 2006

SR-ISE-2006-22
34-53910 May 31, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes
Comments due:  June 28, 2006

SR-ISE-2005-49
34-53903 May 31, 2006 Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Complex Order Execution
Comments due:  June 27, 2006
See also:   Order: Rel. No. 34-54124

SR-ISE-2006-23
34-53862 May 24, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Cancellation Fee Changes
Comments due:  June 22, 2006
Comments received are available for this notice.

SR-ISE-2006-24
34-53857 May 24, 2006 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Permit the Listing and Trading of Quarterly Options Series
Comments due:  June 22, 2006
See also:   Order: Rel. No. 34-54113

SR-ISE-2006-21
34-53850 May 23, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exposure Period for Crossing Orders
Comments due:  June 20, 2006

SR-ISE-2006-20
34-53806 May 15, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due:  June 13, 2006

SR-ISE-2006-19
34-53788 May 11, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to PrecISE Fees
Comments due:  June 7, 2006

SR-ISE-2005-60
34-53783 May 10, 2006 Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Criteria for Securities that Underlie Options Traded on the Exchange
Comments due:  June 6, 2006
See also:   Order: Rel. No. 34-54087

SR-ISE-2005-56
34-53756 May 3, 2006 Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Establishing Fees for Enhanced Sentiment Market Data
See also:   Notice: Rel. No. 34-53532

SR-ISE-2006-15
34-53729 Apr. 26, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Execution of Complex Orders
Comments due:  May 24, 2006

SR-ISE-2006-04
34-53705 Apr. 21, 2006 Order Approving Proposed Rule Change and Amendments No. 1 and 2 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Relating to the Proposal to Reorganize from Its Current Structure into a Holding Company Structure
Comments due:  May 19, 2006
Additional Material: Amendment No. 3
See also:   Notice: Rel. No. 34-53450

SR-ISE-2006-16
34-53634 Apr. 12, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Regulatory Fees
Comments due:  May 10, 2006

SR-ISE-2006-18
34-53630 Apr. 11, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Non-ISE Market Maker Orders
Comments due:  May 9, 2006

SR-ISE-2006-17
34-53608 Apr. 6, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees on the Russell 1000 Index
Comments due:  May 4, 2006
First Quarter

SR-ISE-2005-56
34-53532 Mar. 21, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Establish Fees for Enhanced Sentiment Market Data
Comments due:  April 18, 2006
See also:   Order: Rel. No. 34-53756

SR-ISE-2006-09
34-53522 Mar. 20, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Session/API Fees
Comments due:  April 14, 2006

SR-ISE-2006-13
34-53491 Mar. 16, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fee Changes
Comments due:  April 13, 2006

SR-ISE-2005-25
34-53484 Mar. 14, 2006 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Trading Options on Full and Reduced Values of the FTSE 100 Index and the FTSE 250 Index, Including Long-Term Options
Comments due:  April 11, 2006

SR-ISE-2006-04
34-53450 Mar. 8, 2006 Notice of Filing of Proposed Rule Change Relating to its Proposal to Reorganize from its Current Structure into a Holding Company Structure
Comments due:  April 7, 2006
See also:   Order: Rel. No. 34-53705
Additional Materials
Amendment No. 2
Exhibit 5

SR-ISE-2006-11
34-53439 Mar. 7, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ISE Rule 1100(g) "Exercise of Options Contracts"
Comments due:  April 6, 2006

SR-ISE-2005-50
34-53419 Mar. 6, 2006 Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, to Amend ISE Rule 803 to Provide for a Back-Up Primary Market Maker
See also:   Notice: Rel. No. 34-53164

SR-ISE-2006-08
34-53390 Feb. 28, 2006 Order Granting Accelerated Approval of a Proposed Rule Change Establishing Fees for Historical Options Tick Market Data for Non-Members
See also:   Notice: Rel. No. 34-53211

SR-ISE-2006-10
34-53345 Feb. 22, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Period to Increase Position Limits and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock
Comments due:  March 22, 2006

SR-ISE-2006-05
34-53329 Feb. 16, 2006 Notice of Filing and Immediate Effectivenss of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes
Comments due:  March 21, 2006

SR-ISE-2005-58
34-53248 Feb. 7, 2006 Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto to Amend ISE Rule 700 Governing the Hours of Trading in Equity Options and Narrow-Based Index Options
See also:   Notice: Rel. No. 34-53055

SR-ISE-2006-06
34-53223 Feb. 3, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Competitive Market Maker Inactivity Fees
Comments due:  March 3, 2006

SR-ISE-2006-07
34-53212 Feb. 2, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fees for Historical Options Tick Market Data
Comments due:  March 2, 2006

SR-ISE-2006-08
34-53211 Feb. 2, 2006 Notice of Filing of Proposed Rule Change Establishing Fees for Historical Options Tick Market Data for Non-Members
Comments due:  February 24, 2006
See also:   Order: Rel. No. 34-53390

SR-ISE-2006-03
34-53173 Jan. 24, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes for Transactions in Options on Three Narrow-Based Indexes
Comments due:  February 21, 2006

SR-ISE-2005-50
34-53164 Jan. 20, 2006 Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, to Amend ISE Rule 803 to Provide for a Back-Up Primary Market Maker
Comments due:  February 21, 2006
See also:   Order: Rel. No. 34-53419

SR-ISE-2005-57
34-53127 Jan. 13, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Payment for Order Flow Fee Changes
Comments due:  February 13, 2006

SR-ISE-2006-02
34-53104 Jan. 11, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Directed Orders System Change
Comments due:  February 9, 2006
Comments received are available for this notice.

SR-ISE-2006-01
34-53103 Jan. 11, 2006 Notice of Filing of Proposed Rule Change to Amend Exchange Rule Governing Directed Orders
Comments due:  February 9, 2006
See also:   Order: Rel. No. 34-64115
Comments received are available for this notice.

SR-ISE-2005-58
34-53055 Jan. 5, 2006 Notice of Filing of a Proposed Rule Change to Amend Rule 700 with Respect to the Hours of Trading in Equity Options and Narrow-Based Index Options
Comments due:  January 30, 2006
See also:   Order: Rel. No. 34-53248


ISE File Number List for 2006
Release No. Date Details

SR-ISE-2006-80
34-55089 Jan. 11, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due:  February 9, 2007

SR-ISE-2006-79
34-55234 Feb. 2, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to a Fee Refund
Comments due:  March 5, 2007

SR-ISE-2006-78
34-55557 Mar. 29, 2007 Order Granting Approval of Proposed Rule Change Relating to the Facilitation Mechanism
34-55236 Feb. 2, 2007 Notice of Filing of Proposed Rule Change Relating to the Facilitation Mechanism
Comments due:  March 5, 2007

SR-ISE-2006-77
34-55683 Apr. 30, 2007 Order Granting Approval to Proposed Rule Change, as Modified by Amendment No. 1, Relating to Penny Increments for Block Mechanism Orders
34-55493 Mar. 20, 2007 Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Penny Increments for Block Mechanism Orders
Comments due:  April 17, 2007

SR-ISE-2006-76
34-54897 Dec. 8, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ISE Stock Exchange Fees
Comments due:  January 5, 2007

SR-ISE-2006-75
34-54895 Dec. 8, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 2101 (Equity Securities Traded) and 2106 (Opening Process)
Comments due:  January 5, 2007

SR-ISE-2006-74
34-54896 Dec. 8, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Prefatory Language in Chapter 21 (ISE Stock Exchange LLC Trading Rules)
Comments due:  January 5, 2007

SR-ISE-2006-73
34-55138 Jan. 19, 2007 Order Approving Proposed Rule Change; Order Granting Accelerated Approval to Proposed Rule Changes; and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to the Definition of "Complex Trade" as Applied to Trades Through the Options Intermarket Linkage
Additional Rel. Nos.:  SR-Amex-2006-119; SR-BSE-2006-55; SR-CBOE-2006-109; and SR-NYSEArca-2007-01
34-54923 Dec. 12, 2006 Notice of Filing of a Proposed Rule Change Relating to the Definition of a Complex Trade as Applied to Trades Through the Intermarket Linkage
Comments due:  January 10, 2007

SR-ISE-2006-72
34-55060 Jan. 8, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Special Order Fees
Comments due:  21 days after publication in the Federal Register

SR-ISE-2006-71
34-55140 Jan. 19, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 2113 (Long and Short Sales)
Comments due:  February 16, 2007

SR-ISE-2006-70
34-54875 Dec. 5, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an ISE Stock Exchange Fee Waiver
Comments due:  January 3, 2007

SR-ISE-2006-69
34-54841 Nov. 30, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fee Changes
Comments due:  December 28, 2006

SR-ISE-2006-68
34-54905 Dec. 8, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 2107 (Priority and Execution of Orders)
Comments due:  January 5, 2007

SR-ISE-2006-65
34-54971 Dec. 20, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due:  January 18, 2007

SR-ISE-2006-63
34-54809 Nov. 21, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due:  December 20, 2006

SR-ISE-2006-62
34-55161 Jan. 24, 2007 Order Granting Approval to Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto, to Implement a Penny Pilot Program to Quote Certain Options in Pennies
Comments received are available for this notice.
34-54603 Oct. 16, 2006 Notice of Filing of Proposed Rule Change to Implement a Pilot Program to Quote and to Trade Certain Options in Pennies
Comments due:  November 13, 2006
Comments received are available for this notice.

SR-ISE-2006-61
34-54697 Nov. 2, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes
Comments due:  November 30, 2006

SR-ISE-2006-60
34-54589 Oct. 11, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due:  November 8, 2006

SR-ISE-2006-59
34-55575 Apr. 3, 2007 Notice of Filing of Amendment No. 2 to and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto Relating to Foreign Currency Options
Comments due:  May 1, 2007
34-55336 Feb. 23, 2007 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Foreign Currency Options
Comments due:  March 22, 2007
Additional Information:   Exhibit 3

SR-ISE-2006-58
34-54540 Sep. 29, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exercise Deadline for Quarterly Options Series
Comments due:  October 27, 2006

SR-ISE-2006-57
34-54542 Sep. 29, 2006 Notice of Filing and Immediately Effectiveness of Proposed Rule Change Extending a Pilot Relating to Directed Orders
Comments due:  October 27, 2006

SR-ISE-2006-56
34-54751 Nov. 14, 2006 Order Approving Proposed Rule Change and Amendment No. 1 Relating to Customer Fees for Certain Complex Orders
34-54571 Oct. 4, 2006 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Relating to Customer Fees for Certain Complex Orders
Comments due:  November 3, 2006

SR-ISE-2006-54
34-54561 Oct. 2, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ISE Stock Exchange Fees
Comments due:  November 1, 2006

SR-ISE-2006-53
34-54401 Sep. 1, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Doing Business with the Public
Comments due:  October 2, 2006

SR-ISE-2006-52
34-54531 Sep. 28, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Block Order Mechanism
Comments due:  October 25, 2006

SR-ISE-2006-51
34-54418 Sep. 8, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of a Directed Order
Comments due:  October 6, 2006

SR-ISE-2006-49
34-54414 Sep. 7, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due:  October 6, 2006

SR-ISE-2006-48
34-54528 Sep. 28, 2006 Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to the Adoption of Rules to Govern Its Electronic Trading System for Equities
Comments due:  October 25, 2006
Additional Materials:   Amendment No. 1
34-54287 Aug. 8, 2006 Notice of Filing of Proposed Rule Change Relating to the Adoption of Rules to Govern its Electronic Trading System for Equities
Comments due:  September 5, 2006
Additional Materials:   Exhibit 5

SR-ISE-2006-47
34-54335 Aug. 18, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Period to Increase Position Limits and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock
Comments due:  September 18, 2006

SR-ISE-2006-46
34-54321 Aug. 15, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancellation Fee Changes
Comments due:  September 13, 2006

SR-ISE-2006-45
34-54399 Sep. 1, 2006 Order Granting Accelerated Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to Establishing ISE Stock Exchange, LLC as a Facility of the International Securities Exchange, Inc.
Comments due:  October 3, 2006
34-54273 Aug. 3, 2006 Notice of Filing of a Proposed Rule Change Relating to Establishing ISE Stock Exchange as a Facility of International Securities Exchange, Inc.
Comments due:  August 31, 2006
Additional Materials:   Exhibit 5

SR-ISE-2006-44
34-54704 Nov. 3, 2006 Order Approving a Proposed Rule Change to Amend the Schedule of Fees to Expand the Broker Marketing Alliance to Include Non-Broker-Dealers With Regard to the Enhanced Sentiment Market Data Offering
34-54508 Sep. 26, 2006 Notice of Filing of a Proposed Rule Change to Expand the Broker Marketing Alliance to Include Non-Broker-Dealers With Regard to the Enhanced Sentiment Market Data Offering
Comments due:  October 24, 2006

SR-ISE-2006-43
34-54315 Aug. 14, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes
Comments due:  September 11, 2006

SR-ISE-2006-42
34-54398 Aug. 31, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Short Sales
Comments due:  October 3, 2006

SR-ISE-2006-40
34-54580 Oct. 6, 2006 Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of the Second Market
34-54340 Aug. 21, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of the Second Market
Comments due:  September 19, 2006

SR-ISE-2006-39
34-54146 Jul. 14, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a One-Year Pilot Extension Until July 18, 2007 for the Price Improvement Mechanism
Comments due:  August 11, 2006

SR-ISE-2006-38
34-54204 Jul. 25, 2006 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Linkage Fee Pilot Program
Comments due:  August 22, 2006

SR-ISE-2006-37
34-54117 Jul. 10, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Short Term Option Series Pilot Program
Comments due:  August 7, 2006

SR-ISE-2006-36
34-54152 Jul. 14, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Payment for Order Flow Fee Changes
Comments due:  August 11, 2006

SR-ISE-2006-35
34-54083 Jun. 30, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Directed Orders System Change
Comments due:  July 31, 2006

SR-ISE-2006-34
34-54270 Aug. 3, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Rule 1406, Regulatory Cooperation
Comments due:  August 31, 2006

SR-ISE-2006-32
34-54016 Jun. 19, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes
Comments due:  July 18, 2006

SR-ISE-2006-31
34-54121 Jul. 10, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PrecISE Fees
Comments due:  August 7, 2006

SR-ISE-2006-30
34-54296 Aug. 9, 2006 Order Approving a Proposed Rule Change, and Amendment No. 1 Thereto, Increasing the Linkage Inbound Principal Order Fee
34-54074 Jun. 30, 2006 Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to Increase the Linkage Inbound Principal Order Fee
Comments due:  July 31, 2006

SR-ISE-2006-29
34-53954 Jun. 7, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Waiver Extensions
Comments due:  July 6, 2006

SR-ISE-2006-28
34-53921 Jun. 1, 2006 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Extend the Pilot Period for Preferenced Orders
Comments due:  June 28, 2006

SR-ISE-2006-27
34-54151 Jul. 14, 2006 Order Granting Approval of Proposed Rule Change Relating to Automatic Execution of Non-Customer Orders
34-53946 Jun. 6, 2006 Notice of Filing of Proposed Rule Change Relating to Automatic Execution of Non-Customer Orders
Comments due:  July 5, 2006

SR-ISE-2006-26
34-59287 Jan. 23, 2009 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Professional Account Holders Comments due:  February 20, 2009
34-57254 Feb. 1, 2008 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Professional Account Holders
Comments due:  February 28, 2008
Comments received are available for this notice.

SR-ISE-2006-25
34-53914 May 31, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes
Comments due:  June 28, 2006

SR-ISE-2006-24
34-54113 Jul. 7, 2006 Order Approving a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2 and 3 Thereto to Permit the Listing and Trading of Quarterly Options Series
Comments due:  August 3, 2006
34-53857 May 24, 2006 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Permit the Listing and Trading of Quarterly Options Series
Comments due:  June 22, 2006

SR-ISE-2006-23
34-53862 May 24, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Cancellation Fee Changes
Comments due:  June 22, 2006

SR-ISE-2006-22
34-53910 May 31, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes
Comments due:  June 28, 2006

SR-ISE-2006-21
34-53850 May 23, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exposure Period for Crossing Orders
Comments due:  June 20, 2006

SR-ISE-2006-20
34-53806 May 15, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due:  June 13, 2006

SR-ISE-2006-19
34-53788 May 11, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to PrecISE Fees
Comments due:  June 7, 2006

SR-ISE-2006-18
34-53630 Apr. 11, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Non-ISE Market Maker Orders
Comments due:  May 9, 2006

SR-ISE-2006-17
34-53608 Apr. 6, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees on the Russell 1000 Index
Comments due:  May 4, 2006

SR-ISE-2006-16
34-53634 Apr. 12, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Regulatory Fees
Comments due:  May 10, 2006

SR-ISE-2006-15
34-53729 Apr. 26, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Execution of Complex Orders
Comments due:  May 24, 2006

SR-ISE-2006-14
34-54228 Jul. 27, 2006 Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to ISE Rule 720
34-53948 Jun. 6, 2006 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to ISE Rule 720
Comments due:  July 5, 2006

SR-ISE-2006-13
34-53491 Mar. 16, 2006 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fee Changes
Comments due:  April 13, 2006

SR-ISE-2006-11
34-53439 Mar. 7, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ISE Rule 1100(g) "Exercise of Options Contracts"
Comments due:  April 6, 2006

SR-ISE-2006-10
34-53345 Feb. 22, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Period to Increase Position Limits and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock
Comments due:  March 22, 2006

SR-ISE-2006-09
34-53522 Mar. 20, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Session/API Fees
Comments due:  April 14, 2006

SR-ISE-2006-08
34-53390 Feb. 28, 2006 Order Granting Accelerated Approval of a Proposed Rule Change Establishing Fees for Historical Options Tick Market Data for Non-Members
34-53211 Feb. 2, 2006 Notice of Filing of Proposed Rule Change Establishing Fees for Historical Options Tick Market Data for Non-Members
Comments due:  February 24, 2006

SR-ISE-2006-07
34-53212 Feb. 2, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fees for Historical Options Tick Market Data
Comments due:  March 2, 2006

SR-ISE-2006-06
34-53223 Feb. 3, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Competitive Market Maker Inactivity Fees
Comments due:  March 3, 2006

SR-ISE-2006-05
34-53329 Feb. 16, 2006 Notice of Filing and Immediate Effectivenss of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes
Comments due:  March 21, 2006

SR-ISE-2006-04
34-53705 Apr. 21, 2006 Order Approving Proposed Rule Change and Amendments No. 1 and 2 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Relating to the Proposal to Reorganize from Its Current Structure into a Holding Company Structure
Comments due:  May 19, 2006
Additional Material: Amendment No. 3
34-53450 Mar. 8, 2006 Notice of Filing of Proposed Rule Change Relating to its Proposal to Reorganize from its Current Structure into a Holding Company Structure
Comments due:  April 7, 2006
Additional Materials
Amendment No. 2
Exhibit 5

SR-ISE-2006-03
34-53173 Jan. 24, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes for Transactions in Options on Three Narrow-Based Indexes
Comments due:  February 21, 2006

SR-ISE-2006-02
34-53104 Jan. 11, 2006 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Directed Orders System Change
Comments due:  February 9, 2006

SR-ISE-2006-01
34-64115 Mar. 23, 2011 Order Approving a Proposed Rule Change to Amend Exchange Rule Governing Directed Orders
34-53103 Jan. 11, 2006 Notice of Filing of Proposed Rule Change to Amend Exchange Rule Governing Directed Orders
Comments due:  February 9, 2006
Comments received are available for this notice.

 

http://www.sec.gov/rules/sro/ise/isearchive/isearchive2006.shtml


Modified: 06/06/2014