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ISE Rulemaking Archive: 2004

We encourage the public to submit comments on the following International Securities Exchange, Inc. (ISE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

ISE File Number List for 2004

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-ISE-2004-09
34-50937 Dec. 27, 2004 Order Approving Proposed Rule Change and Amendment Nos. 1 and No. 2 Relating to the Listing and Trading of Options on the S&P 1000 Index
See also:  Notice: Rel. No. 34-50674

SR-ISE-2004-36
34-50900 Dec. 21, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes
Comments due:  January 19, 2005

SR-ISE-2004-39
34-50839 Dec. 10, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to the Hours of Trading for Options on Fund Shares, Including the Nasdaq 100 Tracking Stock
Comments due:  January 7, 2005

SR-ISE-2003-06
34-50819 Dec. 8, 2004 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2 and 3 Thereto to Establish Rules Implementing a Price Improvement Mechanism
See also:  Notice: Rel. No. 34-49323
Comments received are available for this notice.

SR-ISE-2004-31
34-50813 Dec. 7, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to System-Assisted Quotation Services
Comments due:  January 4, 2005
See also:  Order: Rel. No. 34-51050

SR-ISE-2004-35
34-50778 Dec. 1, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Ethernet Connection Fee
Comments due:  December 29, 2004

SR-ISE-2004-09
34-50674 Nov. 16, 2004 Notice of Filing of a Proposed Rule Change and Amendments No. 1 and No. 2 Relating to the Listing and Trading of Options on the S&P 1000 Index
Comments due:  December 13, 2004
See also:  Order: Rel. No. 34-50937

SR-ISE-2004-32
34-50658 Nov. 12, 2004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto by International Securities Exchange, Inc., Relating to Fee Changes
Comments due:  December 10, 2004

SR-ISE-2004-29
34-50641 Nov. 5, 2004 Notice of Filing of a Proposed Rule Change by International Securities Exchange, Inc., Relating to Proposed Amendments to its Certificate of Incorporation and Constitution
Comments due:  December 3, 2004
See also:  Order: Rel. No. 34-51029
Additional Materials:
  • Exhibit A: Amended and Restated Certificate of Incorporation of International Securities Exchange, Inc.
  • Exhibit B: Amended and Restated Constitution of International Securities Exchange, Inc.

    SR-ISE-2004-01
    34-50562 Oct. 19, 2004 Order Approving a Proposed Rule Change and Amendment No. 1 by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Inc.; a Proposed Rule Change and Amendments No. 1 and 2 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to Minimum Size Guarantees for Linkage Orders SR-BSE-2004-14; SR-CBOE-2004-41; SR-ISE-2004-01; SR-PCX-2004-84; SR-Phlx-2004-16
    See also:  Notice: Rel. No. 34-50339
    Third Quarter

    SR-ISE-2004-18
    34-50433 Sep. 23, 2004 Order Approving Proposed Rule Change and Amendments No. 1 and 2 Thereto to Amend the Market Maker Information Barrier Requirements under ISE Rule 810
    See also:  Notice: Rel. No. 34-50197

    SR-ISE-2004-01
    34-50339 Sep. 9, 2004 Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to Minimum Size Guarantees for Linkage Orders
    Comments due:  October 7, 2004
    See also:  Order: Rel. No. 34-50562

    SR-ISE-2004-19
    34-50208 Aug. 17, 2004 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Entry of Electronically Generated Orders
    See also:  Notice: Rel. No. 34-49956

    SR-ISE-2004-18
    34-50197 Aug. 13, 2004 Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto to Amend the Market Maker Information Barrier Requirements under ISE Rule 810
    Comments due:  September 10, 2004
    See also:  Order: Rel. No. 34-50433

    SR-ISE-2004-20
    34-50184 Aug. 12, 2004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend ISE Rule 722 Relating to Ratio Orders
    Comments due:  September 9, 2004

    SR-ISE-2004-26
    34-50060 Jul. 22, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Until June 5, 2005, a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals
    Comments due:  August 20, 2004

    SR-ISE-2003-22
    34-50015 Jul. 14, 2004 Order Approving Proposed Rule Change and Amendment No. 1 Relating to Permanent Approval of a Pilot Program for Quotation Spreads
    See also:  Notice: Rel. No. 34-49754

    SR-ISE-2004-25
    34-50010 Jul. 13, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Extension of the Linkage Fee Pilot Program
    Comments due:  August 11, 2004

    SR-ISE-2004-13
    34-50000 Jul. 9, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Anti-Money Laundering Rule.
    Comments due:  August 6, 2004

    SR-ISE-2004-07
    34-49966 Jul. 2, 2004 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Handling of Satisfaction Orders Pursuant to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage
    Comments due:  August 2, 2004

    SR-ISE-2004-22
    34-49957 Jul. 1, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
    Comments due:  July 29, 2004

    SR-ISE-2004-19
    34-49956 Jul. 1, 2004 Notice of Filing of Proposed Rule Change Relating to Electronically Generated Orders
    Comments due:  July 29, 2004
    See also:  Order: Rel. No. 34-50208
    Second Quarter

    SR-ISE-2001-22
    34-49943 Jun. 30, 2004 Order Approving Proposed Rule Change to Establish a Solicited Order Mechanism

    SR-ISE-2004-24
    34-49931 Jun. 28, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Interaction of Market Maker Quotations
    Comments due:  July 27, 2004

    SR-ISE-2004-23
    34-49918 Jun. 25, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Program for Quotation Spreads
    Comments due:  July 23, 2004

    SR-ISE-2004-06
    34-49888 Jun. 17, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Handling of Principal Acting as Agent Orders Under Linkage
    Comments due:  July 19, 2004

    SR-ISE-2004-14
    34-49866 Jun. 15, 2004 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Limitations on End-of-Day Trade-Through Liability
    Comments due:  July 15, 2004

    SR-ISE-2004-15
    34-49853 Jun. 14, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes
    Comments due:  July 14, 2004

    SR-ISE-2004-21
    34-49827 Jun. 8, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals until August 5, 2004
    Comments due:  July 8, 2004

    SR-ISE-2004-12
    34-49755 May 21, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change , Relating to Fee Changes
    Comments due:  June 22, 2004

    SR-ISE-2003-22
    34-49754 May 21, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto, Relating to Permanent Approval of the Pilot Program for Quotation Spreads
    Comments due:  June 17, 2004
    See also:  Order: Rel. No. 34-50015

    SR-ISE-2004-08
    34-49696 May 13, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Trading Options on the S&P MidCap 400 Index
    Comments due:  June 9, 2004

    SR-ISE-2004-05
    34-49627 Apr. 28, 2004 Order Approving Proposed Rule Change Relating to Customized Market Data Reports ("ISEmine")
    See also:  Notice: Rel. No. 34-49442

    SR-ISE-2003-26
    34-49602 Apr. 22, 2004 Order Granting Approval to Proposed Rule Change to Amend its Rules Governing Limits on the Entry of Orders of Less than Ten Contracts and Revising the Quotation Size Requirements for Market Makers

    SR-ISE-2004-11
    34-49557 Apr. 12, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the ISE Schedule of Fees to Adopt a $.10 Per Contract Surcharge for Certain Transactions in Options on Exchange Traded Funds Based on the S&P SmallCap 600 Index and the S&P MidCap 400 Index
    Comments due:  May 10, 2004
    First Quarter

    SR-ISE-2004-10
    34-49509 Mar. 31, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension and Expansion of the Pilot Program for Quotation Spreads
    Comments due:  April 28, 2004

    SR-ISE-2003-36
    34-49447 Mar. 18, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Trading Options on the Morgan Stanley Technology Index
    Comments due:  April 19, 2004

    SR-ISE-2004-05
    34-49442 Mar. 17, 2004 Notice of Filing of Proposed Rule Change Relating to Customized Market Data Reports ("ISEmine")
    Comments due:  April 14, 2004
    See also:  Order: Rel. No. 34-49627

    SR–ISE–2003–06
    34-49323 Feb. 26, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Establish Rules Implementing a Price Improvement Mechanism
    See also:  Order: Rel. No. 34-50819
    Comments received are available for this notice.

    SR-ISE-2003-34
    34-49278 Feb. 19, 2004 Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Firm Quotations
    See also:  Notice: Rel. No. 34-48892
    Comments received electronically are available for this notice.

    SR–ISE–2003–07
    34-49056 Jan. 12, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Pricing of Block and Facilitation Trades
    See also:  Order: Rel. No. 34-51666
    Comments received are available for this notice.


    ISE File Number List for 2004
    Release No. Date Details

    SR-ISE-2004-40
    34-51663 May 6, 2005 Order Granting Approval to Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to Procedures for the Allocation of Options on Index-based Products
    34-51443 Mar. 29, 2005 Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to Procedures for the Allocation of Market Maker Appointments
    Comments due:  April 26, 2005

    SR-ISE-2004-39
    34-50839 Dec. 10, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to the Hours of Trading for Options on Fund Shares, Including the Nasdaq 100 Tracking Stock
    Comments due:  January 7, 2005

    SR-ISE-2004-38
    34-50981 Jan. 6, 2005 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
    Comments due:  February 3, 2005

    SR-ISE-2004-36
    34-50900 Dec. 21, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes
    Comments due:  January 19, 2005

    SR-ISE-2004-35
    34-50778 Dec. 1, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Ethernet Connection Fee
    Comments due:  December 29, 2004

    SR-ISE-2004-33
    34-52327 Aug. 24, 2005 Order Approving Proposed Rule Change and Amendment No. 1 Relating to the Entry of Complex Orders into the Facilitation Mechanism
    34-51968 Jul. 1, 2005 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Facilitation of Complex Orders
    Comments due:  August 2, 2005

    SR-ISE-2004-32
    34-50658 Nov. 12, 2004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes
    Comments due:  December 10, 2004

    SR-ISE-2004-31
    34-51050 Jan. 18, 2005 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to System-Assisted Quotation Services
    34-50813 Dec. 7, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to System-Assisted Quotation Services
    Comments due:  January 4, 2005

    SR-ISE-2004-29
    34-51029 Jan. 12, 2005 Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change Relating to Proposed Amendments to its Certificate of Incorporation and Constitution and ISE Rule 303
    Additional Materials:
    *
    *
    Amendment No. 2, Exhibit 5
    34-50641 Nov. 5, 2004 Notice of Filing of a Proposed Rule Change Relating to Proposed Amendments to its Certificate of Incorporation and Constitution
    Comments due:  December 3, 2004
    Additional Materials:Exhibit A: Amended and Restated Certificate of Incorporation of International Securities Exchange, Inc.
    Exhibit B: Amended and Restated Constitution of International Securities Exchange, Inc.

    SR-ISE-2004-28
    34-51447 Mar. 30, 2005 Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Relating to Trading Options on Full and Reduced Values of the ISE 250 Index, the ISE 100 Index and the ISE 50 Index, Including Long-Term Options
    Comments due:  April 27, 2005

    SR-ISE-2004-27
    34-51682 May 11, 2005 Order Approving Proposed Rule Change and Amendments No. 1 and No. 2 Relating to Trading Options on Reduced Values of the NYSE U.S. 100 Index, the NYSE International 100 Index, the NYSE World Leaders Index, and the NYSE TMT Index, Including Long-Term Options
    34-51410 Mar. 22, 2005 Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Trading Options on Reduced Values of the NYSE U.S. 100 Index, the NYSE International 100 Index, the NYSE World Leaders Index, and the NYSE TMT Index, Including Long-Term Options
    Comments due:  April 19, 2005

    SR-ISE-2004-26
    34-50060 Jul. 22, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Until June 5, 2005, a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals
    Comments due:  August 20, 2004

    SR-ISE-2004-25
    34-50010 Jul. 13, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Extension of the Linkage Fee Pilot Program
    Comments due:  August 11, 2004

    SR-ISE-2004-24
    34-49931 Jun. 28, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Interaction of Market Maker Quotations
    Comments due:  July 27, 2004

    SR-ISE-2004-23
    34-49918 Jun. 25, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Pilot Program for Quotation Spreads
    Comments due:  July 23, 2004

    SR-ISE-2004-22
    34-49957 Jul. 1, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
    Comments due:  July 29, 2004

    SR-ISE-2004-21
    34-49827 Jun. 8, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals until August 5, 2004
    Comments due:  July 8, 2004

    SR-ISE-2004-20
    34-50184 Aug. 12, 2004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend ISE Rule 722 Relating to Ratio Orders
    Comments due:  September 9, 2004

    SR-ISE-2004-19
    34-50208 Aug. 17, 2004 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Entry of Electronically Generated Orders
    34-49956 Jul. 1, 2004 Notice of Filing of Proposed Rule Change Relating to Electronically Generated Orders
    Comments due:  July 29, 2004

    SR-ISE-2004-18
    34-50433 Sep. 23, 2004 Order Approving Proposed Rule Change and Amendments No. 1 and 2 Thereto to Amend the Market Maker Information Barrier Requirements under ISE Rule 810
    34-50197 Aug. 13, 2004 Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto to Amend the Market Maker Information Barrier Requirements under ISE Rule 810
    Comments due:  September 10, 2004

    SR-ISE-2004-17
    34-54644 Oct. 23, 2006 Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to Market Maker Orders
    34-54415 Sep. 7, 2006 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Market Maker Orders
    Comments due:  October 5, 2006

    SR-ISE-2004-16
    34-52331 Aug. 24, 2005 Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Establishing a Directed Order Process
    34-51835 Jun. 13, 2005 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Establishing a Directed Order Process
    Comments due:  July 11, 2005

    SR-ISE-2004-15
    34-49853 Jun. 14, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes
    Comments due:  July 14, 2004

    SR-ISE-2004-14
    34-49866 Jun. 15, 2004 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Limitations on End-of-Day Trade-Through Liability
    Comments due:  July 15, 2004

    SR-ISE-2004-13
    34-50000 Jul. 9, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Anti-Money Laundering Rule.
    Comments due:  August 6, 2004

    SR-ISE-2004-12
    34-49755 May 21, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change , Relating to Fee Changes
    Comments due:  June 22, 2004

    SR-ISE-2004-11
    34-49557 Apr. 12, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the ISE Schedule of Fees to Adopt a $.10 Per Contract Surcharge for Certain Transactions in Options on Exchange Traded Funds Based on the S&P SmallCap 600 Index and the S&P MidCap 400 Index
    Comments due:  May 10, 2004

    SR-ISE-2004-10
    34-49509 Mar. 31, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension and Expansion of the Pilot Program for Quotation Spreads
    Comments due:  April 28, 2004

    SR-ISE-2004-09
    34-50937 Dec. 27, 2004 Order Approving Proposed Rule Change and Amendment Nos. 1 and No. 2 Relating to the Listing and Trading of Options on the S&P 1000 Index
    34-50674 Nov. 16, 2004 Notice of Filing of a Proposed Rule Change and Amendments No. 1 and No. 2 Relating to the Listing and Trading of Options on the S&P 1000 Index
    Comments due:  December 13, 2004

    SR-ISE-2004-08
    34-49696 May 13, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Trading Options on the S&P MidCap 400 Index
    Comments due:  June 9, 2004

    SR-ISE-2004-07
    34-49966 Jul. 2, 2004 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Handling of Satisfaction Orders Pursuant to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage
    Comments due:  August 2, 2004

    SR-ISE-2004-06
    34-49888 Jun. 17, 2004 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Handling of Principal Acting as Agent Orders Under Linkage
    Comments due:  July 19, 2004

    SR-ISE-2004-05
    34-49627 Apr. 28, 2004 Order Approving Proposed Rule Change Relating to Customized Market Data Reports ("ISEmine")
    34-49442 Mar. 17, 2004 Notice of Filing of Proposed Rule Change Relating to Customized Market Data Reports ("ISEmine")
    Comments due:  April 14, 2004

    SR-ISE-2004-04
    34-52711 Nov. 1, 2005 Order Approving Proposed Rule Change and Amendments No. 1 and 2 Relating to Exposure Periods in the Facilitation and Solicited Order Mechanisms
    34-52479 Sep. 21, 2005 Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Relating to Exposure Periods in the Facilitation and Solicited Order Mechanisms
    Comments due:  September 21, 2005

    SR-ISE-2004-01
    34-50562 Oct. 19, 2004 Order Approving a Proposed Rule Change and Amendment No. 1 by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Inc.; a Proposed Rule Change and Amendments No. 1 and 2 ; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to Minimum Size Guarantees for Linkage Orders SR-BSE-2004-14; SR-CBOE-2004-41; SR-ISE-2004-01; SR-PCX-2004-84; SR-Phlx-2004-16
    34-50339 Sep. 9, 2004 Notice of Filing of Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to Minimum Size Guarantees for Linkage Orders
    Comments due:  October 7, 2004

     

    http://www.sec.gov/rules/sro/ise/isearchive/isearchive2004.shtml


    Modified: 10/16/2014