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ISE Rulemaking

We encourage the public to submit comments on the following International Securities Exchange, Inc. (ISE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter |  Second Quarter |  First Quarter

ISE File Number List for 2014

Additional Archives


Chronological List
Release No. Date Details
Third Quarter

SR-ISE-2014-36
34-72588 Jul. 10, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-ISE-2014-35
34-72554 Jul. 8, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Price Improvement Mechanism
Comments due: 21 days after publication in the Federal Register
Second Quarter

SR-ISE-2014-34
34-72490 Jun. 27, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish New Rule 720A
Comments due: July 24, 2014

SR-ISE-2014-33
34-72467 Jun. 25, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Comments due: July 22, 2014

SR-ISE-2014-23
34-72452 Jun. 24, 2014 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 2, Regarding the Short Term Option Series Program
See also: Notice: Rel. No. 34-72098

SR-ISE-2014-09
34-72455 Jun. 24, 2014 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to Market Maker Risk Parameters
Comments due: July 21, 2014
Rebuttal Comments due: August 4, 2014
See also: Notice: Rel. No. 34-72117, Notice: Rel. No. 34-71759

SR-ISE-2014-25
34-72434 Jun. 19, 2014 Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Executions
Additional File Nos.: SR-BATS-2014-014, SR-BX-2014-021, SR-BYX-2014-007, SR-CHX-2014-06, SR-EDGA-2014-11, SR-EDGX-2014-12, SR-FINRA-2014-021, SR-ISE-2014-25, SR-NASDAQ-2014-044, SR-NSX-2014-08, SR-NYSE-2014-22, SR-NYSEArca-2014-48; SR-NYSEMKT-2014-37, SR-Phlx-2014-27
See also: Notice: Rel. No. 34-72049

SR-ISE-2014-31
34-72399 Jun. 16, 2014 Notice of Filing of a Proposed Rule Change on Bid/Offer Differentials for In-The-Money Option Series
Comments due: July 11, 2014
Additional Materials: Exhibit 5

SR-ISE-2014-30
34-72379 Jun. 12, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: July 9, 2014
Additional Materials: Exhibit 5

SR-ISE-2014-10
34-72359 Jun. 10, 2014 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Related to Limiting Certain Types of Complex Orders from Legging into the Regular Market
Comments due: July 7, 2014
Rebuttal comments due: July 21, 2014
See also: Notice: Rel. No. 34-72006, Notice: Rel. No. 34-71669
Comments received are available for this proposal.

SR-ISE-2014-29
34-72279 May 29, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: June 25, 2014

SR-ISE-2014-26
34-72254 May 27, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Complex Orders
Comments due: June 23, 2014
Additional Materials: Exhibit 5

SR-ISE-2014-12
34-72204 May 21, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1614
Comments due: June 18, 2014
Additional Materials: Exhibit 5

SR-ISE-2014-27
34-72163 May 14, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: June 10, 2014
Additional Materials: Exhibit 5

SR-ISE-2014-28
34-72130 May 8, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Quarterly Options Series Program
Comments due: June 4, 2014
Additional Materials: Exhibit 5

SR-ISE-2014-09
34-72117 May 7, 2014 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to Market Maker Risk Parameters
Comments due: July 21, 2014
Rebuttal Comments due: August 4, 2014
See also: Order: Rel. No. 34-72455, Notice: Rel. No. 34-71759

SR-ISE-2014-23
34-72098 May 6, 2014 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, Regarding the Short Term Option Series Program
Comments due: June 2, 2014
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-72452

SR-ISE-2014-25
34-72049 Apr. 30, 2014 Notice of Filing of Proposed Rule Change to Amend ISE Rule 2128 Relating to Clearly Erroneous Trades
Comments due: May 27, 2014
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-72434

SR-ISE-2014-10
34-72006 Apr. 23, 2014 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Related to Complex Orders
See also: Order: Rel. No. 34-72359, Notice: Rel. No. 34-71669

SR-ISE-2014-21
34-71932 Apr. 11, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material .13 to Rule 504
Comments due: May 8, 2014
Additional Materials: Exhibit 5

SR-ISE-2014-20
34-71914 Apr. 9, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: May 6, 2014
Additional Materials: 34-71914A (Correction), Exhibit 5

SR-ISE-2014-22
34-71884 Apr. 7, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 703A
Comments due: May 2, 2014
Additional Materials: Exhibit 5

SR-ISE-2013-72
34-71863 Apr. 3, 2014 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, to More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order
See also: Notice: Rel. No. 34-71560, Notice: Rel. No. 34-71208
First Quarter

SR-ISE-2014-18
34-71832 Mar. 31, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 623 ("Options Communications") to Conform with the Rules of the Financial Industry Regulatory Authority Inc.
Comments due: April 25, 2014

SR-ISE-2014-19
34-71806 Mar. 26, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2128 Relating to Clearly Erroneous Trades
Comments due: April 22, 2014
Additional Materials:  Exhibit 5
Comments received are available for this proposal.

SR-ISE-2014-17
34-71765 Mar. 21, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 17, 2014

SR-ISE-2014-16
34-71760 Mar. 20, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 16, 2014
Additional Materials:  Exhibit 5

SR-ISE-2014-09
34-71759 Mar. 20, 2014 Notice of Filing of Proposed Rule Change Related to Market Maker Risk Parameters
Comments due: April 16, 2014
Additional Materials:  Exhibit 5
See also: Order: Rel. No. 34-72455, Notice: Rel. No. 34-72117

SR-ISE-2014-14
34-71705 Mar. 12, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 8, 2014
Additional Materials:  Exhibit 5

SR-ISE-2014-11
34-71685 Mar. 11, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Market Makers to Enter Opening Only Orders in Appointed Options Classes
Comments due: April 7, 2014
Additional Materials:  Exhibit 5

SR-ISE-2014-10
34-71669 Mar. 10, 2014 Notice of Filing of Proposed Rule Change Related to Complex Orders
Comments due: April 4, 2014
Additional Materials:  Exhibit 5
See also: Order: Rel. No. 34-72359, Notice: Rel. No. 34-72006
Comments received are available for this proposal.
See also: Notice: Rel. No. 34-72006

SR-ISE-2013-72
34-71560 Feb. 18, 2014 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order
See also:  Notice: Rel. No. 34-71208

SR-ISE-2014-08
34-71554 Feb. 14, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 13, 2014
Additional Materials:  Exhibit 5

SR-ISE-2014-04
34-71446 Jan. 30, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market Maker Risk Parameters
Comments due: February 26, 2014

SR-ISE-2014-05
34-71406 Jan. 27, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding System Protections
Comments due: February 21, 2014
Additional Materials:  Exhibit 5

SR-ISE-2014-03
34-71387 Jan. 24, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 20, 2014
Additional Materials:  Exhibit 5

SR-ISE-2013-42
34-71365 Jan. 22, 2014 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, to List Options on the Nations VolDex Index
See also:  Notice: Rel. No. 34-70787, Notice: Rel. No. 34-70362, Notice: Rel. No. 34-70059

SR-ISE-2014-01
34-71324 Jan. 16, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 13, 2014

SR-ISE-2014-02
34-71297 Jan. 14, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Billing Dispute Practice
Comments due: February 11, 2014
Additional Materials:  Exhibit 5

SR-ISE-2013-74
34-71230 Jan. 2, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: January 28, 2014
Additional Materials:  Exhibit 5


ISE File Number List for 2014
Release No. Date Details

SR-ISE-2014-36
34-72588 Jul. 10, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-ISE-2014-35
34-72554 Jul. 8, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Price Improvement Mechanism
Comments due: 21 days after publication in the Federal Register

SR-ISE-2014-34
34-72490 Jun. 27, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish New Rule 720A
Comments due: July 24, 2014

SR-ISE-2014-33
34-72467 Jun. 25, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Comments due: July 22, 2014

SR-ISE-2014-31
34-72399 Jun. 16, 2014 Notice of Filing of a Proposed Rule Change on Bid/Offer Differentials for In-The-Money Option Series
Comments due: July 11, 2014
Additional Materials: Exhibit 5

SR-ISE-2014-30
34-72379 Jun. 12, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: July 9, 2014
Additional Materials: Exhibit 5

SR-ISE-2014-29
34-72279 May 29, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: June 25, 2014

SR-ISE-2014-28
34-72130 May 8, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Quarterly Options Series Program
Comments due: June 4, 2014
Additional Materials: Exhibit 5

SR-ISE-2014-27
34-72163 May 14, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: June 10, 2014
Additional Materials: Exhibit 5

SR-ISE-2014-26
34-72254 May 27, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Complex Orders
Comments due: June 23, 2014
Additional Materials: Exhibit 5

SR-ISE-2014-25
34-72434 Jun. 19, 2014 Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Executions
Additional File Nos.: SR-BATS-2014-014, SR-BX-2014-021, SR-BYX-2014-007, SR-CHX-2014-06, SR-EDGA-2014-11, SR-EDGX-2014-12, SR-FINRA-2014-021, SR-ISE-2014-25, SR-NASDAQ-2014-044, SR-NSX-2014-08, SR-NYSE-2014-22, SR-NYSEArca-2014-48; SR-NYSEMKT-2014-37, SR-Phlx-2014-27
34-72049 Apr. 30, 2014 Notice of Filing of Proposed Rule Change to Amend ISE Rule 2128 Relating to Clearly Erroneous Trades
Comments due: May 27, 2014
Additional Materials: Exhibit 5

SR-ISE-2014-23
34-72452 Jun. 24, 2014 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 2, Regarding the Short Term Option Series Program
34-72098 May 6, 2014 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, Regarding the Short Term Option Series Program
Comments due: June 2, 2014
Additional Materials: Exhibit 5

SR-ISE-2014-22
34-71884 Apr. 7, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 703A
Comments due: May 2, 2014
Additional Materials: Exhibit 5

SR-ISE-2014-21
34-71932 Apr. 11, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material .13 to Rule 504
Comments due: May 8, 2014
Additional Materials: Exhibit 5

SR-ISE-2014-20
34-71914 Apr. 9, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: May 6, 2014
Additional Materials: 34-71914A (Correction), Exhibit 5

SR-ISE-2014-19
34-71806 Mar. 26, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2128 Relating to Clearly Erroneous Trades
Comments due: April 22, 2014
Additional Materials:  Exhibit 5
Comments received are available for this proposal.

SR-ISE-2014-18
34-71832 Mar. 31, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 623 ("Options Communications") to Conform with the Rules of the Financial Industry Regulatory Authority Inc.
Comments due: April 25, 2014

SR-ISE-2014-17
34-71765 Mar. 21, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 17, 2014

SR-ISE-2014-16
34-71760 Mar. 20, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 16, 2014
Additional Materials:  Exhibit 5

SR-ISE-2014-14
34-71705 Mar. 12, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: April 8, 2014
Additional Materials:  Exhibit 5

SR-ISE-2014-12
34-72204 May 21, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1614
Comments due: June 18, 2014
Additional Materials: Exhibit 5

SR-ISE-2014-11
34-71685 Mar. 11, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Market Makers to Enter Opening Only Orders in Appointed Options Classes
Comments due: April 7, 2014
Additional Materials:  Exhibit 5

SR-ISE-2014-10
34-72359 Jun. 10, 2014 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Related to Limiting Certain Types of Complex Orders from Legging into the Regular Market
Comments due: July 7, 2014
Rebuttal comments due: July 21, 2014
Comments received are available for this proposal.
34-72006 Apr. 23, 2014 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Related to Complex Orders
34-71669 Mar. 10, 2014 Notice of Filing of Proposed Rule Change Related to Complex Orders
Comments due: April 4, 2014
Additional Materials:  Exhibit 5

SR-ISE-2014-09
34-72455 Jun. 24, 2014 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to Market Maker Risk Parameters
Comments due: July 21, 2014
Rebuttal Comments due: August 4, 2014
34-72117 May 7, 2014 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to Market Maker Risk Parameters
34-71759 Mar. 20, 2014 Notice of Filing of Proposed Rule Change Related to Market Maker Risk Parameters
Comments due: April 16, 2014
Additional Materials:  Exhibit 5

SR-ISE-2014-08
34-71554 Feb. 14, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 13, 2014
Additional Materials:  Exhibit 5

SR-ISE-2014-05
34-71406 Jan. 27, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding System Protections
Comments due: February 21, 2014

SR-ISE-2014-04
34-71446 Jan. 30, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market Maker Risk Parameters
Comments due: February 26, 2014

SR-ISE-2014-03
34-71387 Jan. 24, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 20, 2014
Additional Materials:  Exhibit 5

SR-ISE-2014-02
34-71297 Jan. 14, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Billing Dispute Practice
Comments due: February 11, 2014
Additional Materials:  Exhibit 5

SR-ISE-2014-01
34-71324 Jan. 16, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 13, 2014

 

http://www.sec.gov/rules/sro/ise.shtml


Modified: 07/22/2014