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ISE Rulemaking
We encourage the public to submit comments on the following International Securities Exchange, Inc. (ISE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter | First Quarter
ISE File Number List for 2013
Additional Archives
2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001
| Release No. |
Date |
Details |
| Second Quarter |
SR-ISE-2013-15 |
| 34-69467 |
Apr. 26, 2013 |
Order Granting Approval of a Proposed Rule Change to Amend the Obvious and Catastrophic Errors Rule
See also: Notice: Rel. No. 34-69085
|
SR-ISE-2013-31 |
| 34-69395 |
Apr. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees to Increase Certain Complex Order Rebates
Comments due: May 15, 2013
Additional Materials: Exhibit 5
 Submit comments on SR-ISE-2013-31
|
SR-ISE-2013-33 |
| 34-69394 |
Apr. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees to Amend the Schedule of Fees
Comments due: May 15, 2013
Additional Materials: Exhibit 5
Submit comments on SR-ISE-2013-33
|
SR-ISE-2013-32 |
| 34-69393 |
Apr. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees to Amend the Market Maker Plus Rebate Program
Comments due: May 15, 2013
Additional Materials: Exhibit 5
Submit comments on SR-ISE-2013-32
|
SR-ISE-2013-18 |
| 34-69396 |
Apr. 18, 2013 |
Order Granting Approval of Proposed Rule Change by International Securities Exchange, LLC to Address Order Handling under the Options Order Protection and Locked/Crossed Market Plan, the Authority of the Exchange to Cancel Orders When a Technical or Systems Issue Occurs, and to Describe the Operation of Linkage Handler Error Accounts
See also: Notice: Rel. No. 34-69114
|
SR-ISE-2013-14 |
| 34-69365 |
Apr. 11, 2013 |
Order Granting Approval of a Proposed Rule Change to List Options on the Dow Jones FXCM Dollar Index
See also: Notice: Rel. No. 34-68971
|
SR-ISE-2013-29 |
| 34-69337 |
Apr. 8, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: May 3, 2013
Submit comments on SR-ISE-2013-29
|
SR-ISE-2013-22 |
| 34-69329 |
Apr. 5, 2013 |
Order Approving, on an Accelerated Basis, Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, to Suspend Certain Market Maker Quotation Requirements and to Suspend Rule 720 Regarding Obvious Errors During Limit Up-Limit Down States in Securities that Underlie Options Traded on the ISE
See also: Notice: Rel. No. 34-69110
|
SR-ISE-2013-28 |
| 34-69270 |
Apr. 2, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees and Rebates for Mini Options
Comments due: April 29, 2013
Submit comments on SR-ISE-2013-28
|
| First Quarter |
SR-ISE-2013-17 |
| 34-69175 |
Mar. 19, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Market Maker Quoting Requirements
Comments due: April 15, 2013
Additional Materials: Exhibit 5
Submit comments on SR-ISE-2013-17
|
SR-ISE-2013-07 |
| 34-69164 |
Mar. 18, 2013 |
Order Approving Proposed Rule Change to Amend International Securities Exchange, LLC Amended and Restated Constitution
See also: Notice: Rel. No. 34-68740
|
SR-ISE-2013-27 |
| 34-69163 |
Mar. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders and Mini Options
Comments due: April 12, 2013
Additional Materials: Exhibit 5
Submit comments on SR-ISE-2013-27
|
SR-ISE-2013-23 |
| 34-69153 |
Mar. 15, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules Related to Mini Options Traded on the Exchange
Comments due: April 12, 2013
Additional Materials: Exhibit 5
Submit comments on SR-ISE-2013-23
|
SR-ISE-2013-20 |
| 34-69148 |
Mar. 15, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Limit Up/Limit Down
Comments due: April 11, 2013
Additional Materials: Exhibit 5
Submit comments on SR-ISE-2013-20
|
SR-ISE-2013-19 |
| 34-69139 |
Mar. 15, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees
Comments due: April 10, 2013
Additional Materials: Exhibit 5
Submit comments on SR-ISE-2013-19
|
SR-ISE-2013-08 |
| 34-69124 |
Mar. 12, 2013 |
Order Granting Accelerated Approval of Proposed Rule Changes to Permit the Minimum Price Variation for Mini Options to be the Same as Permitted for Standard Options on the Same Underlying Security
Additional File No.: SR-CBOE-2013-016
See also: Notice: Rel. No. 34-68919
|
SR-ISE-2013-21 |
| 34-69123 |
Mar. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees to Reflect Regulatory Fees Related to the Central Registration Depository
Comments due: April 8, 2013
Additional Materials: Exhibit 5
Submit comments on SR-ISE-2013-21
|
SR-ISE-2013-18 |
| 34-69114 |
Mar. 12, 2013 |
Notice of Filing of Proposed Rule Change to Address Order Handling under the Options Order Protection and Locked/Crossed Market Plan, the Authority of the Exchange to Cancel Orders When a Technical or Systems Issue Occurs, and to Describe the Operation of Linkage Handler Error Accounts
Comments due: April 8, 2013
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-69396
|
SR-ISE-2013-22 |
| 34-69110 |
Mar. 11, 2013 |
Notice of Filing of Proposed Rule Change to Suspend Certain Market Maker Quotation Requirements and to Suspend Rule 720 Regarding Obvious Errors During Limit Up-Limit Down States in Securities that Underlie Options Traded on the ISE
Comments due: April 2, 2013
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-69329
Comments received are available for this proposal.
|
SR-ISE-2013-15 |
| 34-69085 |
Mar. 8, 2013 |
Notice of Filing of Proposed Rule Change to Amend the Obvious and Catastrophic Errors Rule
Comments due: April 4, 2013
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-69467
|
SR-ISE-2013-14 |
| 34-68971 |
Feb. 22, 2013 |
Notice of Filing of Proposed Rule Change to List Options on the Dow Jones FXCM Dollar Index
Comments due: March 21, 2013
Additional Materials: Exhibit 3; Exhibit 5
See also: Order: Rel. No. 34-69365
|
SR-ISE-2013-08 |
| 34-68919 |
Feb. 13, 2013 |
Notice of Filing of Proposed Rule Change to Amend the Minimum Trading Increments for Mini Options
Comments due: March 13, 2013
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-69124
Comments received are available for this proposal.
|
SR-ISE-2013-13 |
| 34-68906 |
Feb. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 12, 2013
Additional Materials: Exhibit 5
|
SR-ISE-2013-10 |
| 34-68886 |
Feb. 8, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2102 to Extend the Pilot Program
Comments due: March 7, 2013
Additional Materials: Exhibit 5
|
SR-ISE-2012-100 |
| 34-68849 |
Feb. 6, 2013 |
Order Approving a Proposed Rule Change to Reduce the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism and Price Improvement Mechanism from One Second to 500 Milliseconds
See also: Notice: Rel. No. 34-68492
|
SR-ISE-2013-12 |
| 34-68822 |
Feb. 4, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC to Amend ISE Rule 2128 Relating to Clearly Erroneous Trades
Comments due: March 1, 2013
Additional Materials: Exhibit 5
|
SR-ISE-2013-09 |
| 34-68794 |
Jan. 31, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend ISE Rule 2102 to Extend the Market-Wide Circuit Breaker Pilot Program
Comments due: February 27, 2013
|
SR-ISE-2013-05 |
| 34-68760 |
Jan. 29, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Market Maker Fees
Comments due: February 25, 2013
Additional Materials: Exhibit 5
|
SR-ISE-2013-07 |
| 34-68740 |
Jan. 28, 2013 |
Notice of Filing of Proposed Rule Change to Amend the International Securities Exchange, LLC Amended and Restated Constitution
Comments due: February 22, 2013
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-69164
|
SR-ISE-2013-04 |
| 34-68693 |
Jan. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Obvious and Catastrophic Error Rule
Comments due: February 15, 2013
|
SR-ISE-2013-03 |
| 34-68631 |
Jan. 11, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 7, 2013
Additional Materials: Exhibit 5
|
SR-ISE-2013-01 |
| 34-68627 |
Jan. 11, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 7, 2013
Additional Materials: Exhibit 5
|
SR-ISE-2012-82 |
| 34-68570 |
Jan. 3, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Non-Substantive, Technical Corrections to ISE Rules
Comments due: January 30, 2013
Additional Materials: Exhibit 5
|
| ISE File Number List for 2013 |
| Release No. |
Date |
Details |
SR-ISE-2013-33 |
| 34-69394 |
Apr. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees to Amend the Schedule of Fees
Comments due: May 15, 2013
Additional Materials: Exhibit 5
Submit comments on SR-ISE-2013-33
|
SR-ISE-2013-32 |
| 34-69393 |
Apr. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees to Amend the Market Maker Plus Rebate Program
Comments due: May 15, 2013
Additional Materials: Exhibit 5
Submit comments on SR-ISE-2013-32
|
SR-ISE-2013-31 |
| 34-69395 |
Apr. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees to Increase Certain Complex Order Rebates
Comments due: May 15, 2013
Additional Materials: Exhibit 5
Submit comments on SR-ISE-2013-31
|
SR-ISE-2013-29 |
| 34-69337 |
Apr. 8, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: May 3, 2013
Submit comments on SR-ISE-2013-29
|
SR-ISE-2013-28 |
| 34-69270 |
Apr. 2, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees and Rebates for Mini Options
Comments due: April 29, 2013
Submit comments on SR-ISE-2013-28
|
SR-ISE-2013-27 |
| 34-69163 |
Mar. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders and Mini Options
Comments due: April 12, 2013
Additional Materials: Exhibit 5
Submit comments on SR-ISE-2013-27
|
SR-ISE-2013-23 |
| 34-69153 |
Mar. 15, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules Related to Mini Options Traded on the Exchange
Comments due: April 12, 2013
Additional Materials: Exhibit 5
Submit comments on SR-ISE-2013-23
|
SR-ISE-2013-22 |
| 34-69329 |
Apr. 5, 2013 |
Order Approving, on an Accelerated Basis, Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, to Suspend Certain Market Maker Quotation Requirements and to Suspend Rule 720 Regarding Obvious Errors During Limit Up-Limit Down States in Securities that Underlie Options Traded on the ISE
|
| 34-69110 |
Mar. 11, 2013 |
Notice of Filing of Proposed Rule Change to Suspend Certain Market Maker Quotation Requirements and to Suspend Rule 720 Regarding Obvious Errors During Limit Up-Limit Down States in Securities that Underlie Options Traded on the ISE
Comments due: April 2, 2013
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-ISE-2013-21 |
| 34-69123 |
Mar. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees to Reflect Regulatory Fees Related to the Central Registration Depository
Comments due: April 8, 2013
Additional Materials: Exhibit 5
Submit comments on SR-ISE-2013-21
|
SR-ISE-2013-20 |
| 34-69148 |
Mar. 15, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Limit Up/Limit Down
Comments due: April 11, 2013
Additional Materials: Exhibit 5
Submit comments on SR-ISE-2013-20
|
SR-ISE-2013-19 |
| 34-69139 |
Mar. 15, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees
Comments due: April 10, 2013
Additional Materials: Exhibit 5
Submit comments on SR-ISE-2013-19
|
SR-ISE-2013-18 |
| 34-69396 |
Apr. 18, 2013 |
Order Granting Approval of Proposed Rule Change by International Securities Exchange, LLC to Address Order Handling under the Options Order Protection and Locked/Crossed Market Plan, the Authority of the Exchange to Cancel Orders When a Technical or Systems Issue Occurs, and to Describe the Operation of Linkage Handler Error Accounts
|
| 34-69114 |
Mar. 12, 2013 |
Notice of Filing of Proposed Rule Change to Address Order Handling under the Options Order Protection and Locked/Crossed Market Plan, the Authority of the Exchange to Cancel Orders When a Technical or Systems Issue Occurs, and to Describe the Operation of Linkage Handler Error Accounts
Comments due: April 8, 2013
Additional Materials: Exhibit 5
|
SR-ISE-2013-17 |
| 34-69175 |
Mar. 19, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Market Maker Quoting Requirements
Comments due: April 15, 2013
Additional Materials: Exhibit 5
Submit comments on SR-ISE-2013-17
|
SR-ISE-2013-15 |
| 34-69467 |
Apr. 26, 2013 |
Order Granting Approval of a Proposed Rule Change to Amend the Obvious and Catastrophic Errors Rule
|
| 34-69085 |
Mar. 8, 2013 |
Notice of Filing of Proposed Rule Change to Amend the Obvious and Catastrophic Errors Rule
Comments due: April 4, 2013
Additional Materials: Exhibit 5
|
SR-ISE-2013-14 |
| 34-69365 |
Apr. 11, 2013 |
Order Granting Approval of a Proposed Rule Change to List Options on the Dow Jones FXCM Dollar Index
|
| 34-68971 |
Feb. 22, 2013 |
Notice of Filing of Proposed Rule Change to List Options on the Dow Jones FXCM Dollar Index
Comments due: March 21, 2013
Additional Materials: Exhibit 3; Exhibit 5
|
SR-ISE-2013-13 |
| 34-68906 |
Feb. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: March 12, 2013
Additional Materials: Exhibit 5
|
SR-ISE-2013-12 |
| 34-68822 |
Feb. 4, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC to Amend ISE Rule 2128 Relating to Clearly Erroneous Trades
Comments due: March 1, 2013
Additional Materials: Exhibit 5
|
SR-ISE-2013-10 |
| 34-68886 |
Feb. 8, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 2102 to Extend the Pilot Program
Comments due: March 7, 2013
Additional Materials: Exhibit 5
|
SR-ISE-2013-09 |
| 34-68794 |
Jan. 31, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend ISE Rule 2102 to Extend the Market-Wide Circuit Breaker Pilot Program
Comments due: February 27, 2013
|
SR-ISE-2013-08 |
| 34-69124 |
Mar. 12, 2013 |
Order Granting Accelerated Approval of Proposed Rule Changes to Permit the Minimum Price Variation for Mini Options to be the Same as Permitted for Standard Options on the Same Underlying Security
Additional File No.: SR-CBOE-2013-016
|
| 34-68919 |
Feb. 13, 2013 |
Notice of Filing of Proposed Rule Change to Amend the Minimum Trading Increments for Mini Options
Comments due: March 13, 2013
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-ISE-2013-07 |
| 34-69164 |
Mar. 18, 2013 |
Order Approving Proposed Rule Change to Amend International Securities Exchange, LLC Amended and Restated Constitution
|
| 34-68740 |
Jan. 28, 2013 |
Notice of Filing of Proposed Rule Change to Amend the International Securities Exchange, LLC Amended and Restated Constitution
Comments due: February 22, 2013
Additional Materials: Exhibit 5
|
SR-ISE-2013-05 |
| 34-68760 |
Jan. 29, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Market Maker Fees
Comments due: February 25, 2013
Additional Materials: Exhibit 5
|
SR-ISE-2013-04 |
| 34-68693 |
Jan. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Obvious and Catastrophic Error Rule
Comments due: February 15, 2013
|
SR-ISE-2013-03 |
| 34-68631 |
Jan. 11, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 7, 2013
Additional Materials: Exhibit 5
|
SR-ISE-2013-01 |
| 34-68627 |
Jan. 11, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 7, 2013
Additional Materials: Exhibit 5
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