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ISE Rulemaking

We encourage the public to submit comments on the following International Securities Exchange, Inc. (ISE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

ISE File Number List for 2010

Additional Archives


Chronological List
Release No. Date Details
First Quarter

SR-ISE-2010-11
34-61491 Feb. 4, 2010 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-ISE-2010-11

SR-ISE-2010-10
34-61490 Feb. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-ISE-2010-10

SR-ISE-2009-106
34-61483 Feb. 3, 2010 Order Granting Approval of Proposed Rule Changes and Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Listing and Trading Options on the ETFS Gold Trust and the ETFS Silver Trust
Additional File Nos:  SR-CBOE-2010-007; SR-NYSEAmex-2009-86; and SR-NYSEArca-2009-110
Comments due:  21 days after publication in the Federal Register
See also:  Notice: Rel. No. 34-61228
* Submit comments on SR-ISE-2009-106

SR-ISE-2010-09
34-61470 Feb. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to add 75 Options Classes to the Penny Pilot Program
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-ISE-2010-09

SR-ISE-2010-07
34-61459 Feb. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Foreign Currency Options
Comments due:  21 days after publication in the Federal Register
Additional Materials:   Exhibit 5
* Submit comments on SR-ISE-2010-07

SR-ISE-2010-02
34-61458 Feb. 1, 2010 Notice of Filing of Proposed Rule Change Related to Cutoff Time for Contrary Exercise Advice Submissions
Comments due:  21 days after publication in the Federal Register
Additional Materials:   Exhibit 5
* Submit comments on SR-ISE-2010-02

SR-ISE-2010-06
34-61434 Jan. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to Fee Changes
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-ISE-2010-06

SR-ISE-2010-04
34-61433 Jan. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct Inconsistencies in Certain Execution Rules
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-ISE-2010-04

SR-ISE-2010-08
34-61430 Jan. 27, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow All SPY and IWM Options Series to Quote in Penny Increments
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-ISE-2010-08

SR-ISE-2010-05
34-61411 Jan. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Market Maker Trading Licenses for Foreign Currency Options
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-ISE-2010-05

SR-ISE-2010-03
34-61387 Jan. 20, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due:  21 days after publication in the Federal Register
Additional Materials:   Exhibit 5
* Submit comments on SR-ISE-2010-03

SR-ISE-2009-87
34-61368 Jan. 15, 2010 Order Approving Proposed Rule Change Relating to Foreign Currency Options
See also:  Notice: Rel. No. 34-61010

SR-ISE-2010-01
34-61348 Jan. 14, 2010 Notice of Filing and Immediate Effectiveness of a Proposal to Codify Certain Provisions of the Options Listing Procedures Plan into ISE's Rules
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-ISE-2010-01

SR-ISE-2009-115
34-61334 Jan. 12, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Comments due:  February 9, 2010
Additional Materials:   Exhibit 5
* Submit comments on SR-ISE-2009-115

SR-ISE-2009-103
34-61317 Jan. 8, 2010 Order Approving a Proposed Rule Change Relating to Market Data Fees
See also:  Notice: Rel. No. 34-61086

SR-ISE-2009-114
34-61296 Jan. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due:  February 2, 2010
Additional Materials:   Exhibit 5
* Submit comments on SR-ISE-2009-114

SR-ISE-2009-109
34-61290 Jan. 5, 2010 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-ISE-2009-109

SR-ISE-2009-108
34-61289 Jan. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule
Comments due:  February 2, 2010
* Submit comments on SR-ISE-2009-108

SR-ISE-2009-113
34-61287 Jan. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make the Exchange's Pilot Program to Expose All-Or-None Orders Permanent
Comments due:  February 1, 2010
* Submit comments on SR-ISE-2009-113

SR-ISE-2009-112
34-61286 Jan. 5, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program to Expose All-Or-None Orders Until January 31, 2010
Comments due:  February 1, 2010
* Submit comments on SR-ISE-2009-112

SR-ISE-2009-110
34-61279 Jan. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options on the Brazilian Real
Comments due:  February 1, 2010
* Submit comments on SR-ISE-2009-110


ISE File Number List
Release No. Date Details

SR-ISE-2010-11
34-61491 Feb. 4, 2010 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-ISE-2010-11

SR-ISE-2010-10
34-61490 Feb. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending the Direct Edge ECN Fee Schedule
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-ISE-2010-10

SR-ISE-2010-09
34-61470 Feb. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to add 75 Options Classes to the Penny Pilot Program
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-ISE-2010-09

SR-ISE-2010-08
34-61430 Jan. 27, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow All SPY and IWM Options Series to Quote in Penny Increments
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-ISE-2010-08

SR-ISE-2010-07
34-61459 Feb. 1, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Foreign Currency Options
Comments due:  21 days after publication in the Federal Register
Additional Materials:   Exhibit 5
* Submit comments on SR-ISE-2010-07

SR-ISE-2010-06
34-61434 Jan. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to Fee Changes
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-ISE-2010-06

SR-ISE-2010-05
34-61411 Jan. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Market Maker Trading Licenses for Foreign Currency Options
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-ISE-2010-05

SR-ISE-2010-04
34-61433 Jan. 27, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct Inconsistencies in Certain Execution Rules
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-ISE-2010-04

SR-ISE-2010-03
34-61387 Jan. 20, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due:  21 days after publication in the Federal Register
Additional Materials:   Exhibit 5
* Submit comments on SR-ISE-2010-03

SR-ISE-2010-02
34-61458 Feb. 1, 2010 Notice of Filing of Proposed Rule Change Related to Cutoff Time for Contrary Exercise Advice Submissions
Comments due:  21 days after publication in the Federal Register
Additional Materials:   Exhibit 5
* Submit comments on SR-ISE-2010-02

SR-ISE-2010-01
34-61348 Jan. 14, 2010 Notice of Filing and Immediate Effectiveness of a Proposal to Codify Certain Provisions of the Options Listing Procedures Plan into ISE's Rules
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-ISE-2010-01

 

http://www.sec.gov/rules/sro/ise.shtml


Modified: 02/05/2010