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ICE Clear Credit Rulemaking: 2012

We encourage the public to submit comments on the following ICE Clear Credit (ICC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

ICC File Number List for 2012

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-ICC-2012-25
34-68530 Dec. 21, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules for the December 20, 2012 Index Maturity
Comments due: January 22, 2013

SR-ICC-2012-24
34-68482 Dec. 19, 2012 Notice of Filing of Proposed Rule Change to Add Rules Related to the Clearing of European Corporate Single-Name CDS
Comments due: January 16, 2013
See also:  Order: Rel. No. 34-68939, Notice: Rel. No. 34-68881

SR-ICC-2012-23
34-68481 Dec. 19, 2012 Notice of Filing of Proposed Rule Change to Add Rules Related to the Clearing of iTraxx Europe Index CDS
Comments due: January 16, 2013
See also:  Order: Rel. No. 34-68938, Notice: Rel. No. 34-68882

SR-ICC-2012-22
34-68338 Dec. 3, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules to Update the Contract Reference Obligation ISIN Associated with One Single Name Contract
Comments due: December 28, 2012

SR-ICC-2012-18
34-68337 Dec. 3, 2012 Notice of Withdrawal of Proposed Rule Change to Add Rules Related to the Clearing of iTraxx Europe Index CDS and European Corporate Single-Name CDS
See also:  Notice: Rel. No. 34-68035

SR-ICC-2012-21
34-68300 Nov. 27, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct One Term in the ICC Rules
Comments due: December 24, 2012

SR-ICC-2012-20
34-68253 Nov. 16, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules to Update the Contract Reference Obligation ISIN Associated with One Single Name Contract
Comments due: December 14, 2012

SR-ICC-2012-19
34-68069 Oct. 18, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules to Update the Contract Reference Obligation ISINs Associated with Eight Single Name Contracts
Comments due:  November 14, 2012

SR-ICC-2012-18
34-68035 Oct. 11, 2012 Notice of Filing of Proposed Rule Change to Add Rules Related to the Clearing of iTraxx Europe Index CDS and European Corporate Single-Name CDS
Comments due:  November 7, 2012
See also:  Notice: Rel. No. 34-68337

SR-ICC-2012-14
34-68016 Oct. 9, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Schedule 502 of the ICC Rules
Comments due:  November 5, 2012

SR-ICC-2012-17
34-67983 Oct. 5, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Revise Rules Related to Legal Segregation with Operational Commingling
Comments due:  November 2, 2012

SR-ICC-2012-12
34-67970 Oct. 3, 2012 Order Approving Proposed Rule Change to Amend Schedule 502 of the ICE Clear Credit Rules to Provide for Clearing of Additional Single Name Investment Grade CDS Contracts
See also:   Notice: Rel. No. 34-67696

SR-ICC-2012-15
34-67964 Oct. 2, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules for the September 20, 2012 and September 27, 2012 Scheduled Index Series Listings
Comments due:  October 30, 2012

SR-ICC-2012-16
34-67954 Oct. 1, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Revise Rules Related to Clearing Certainty Requirements
Comments due:  October 26, 2012
Third Quarter

SR-ICC-2012-12
34-67696 Aug. 20, 2012 Notice of Filing of Proposed Rule Change to Amend Schedule 502 of the ICE Clear Credit Rules to Provide for Clearing of Additional Single Name Investment Grade CDS Contracts
Comments due:  September 14, 2012
See also:   Order: Rel. No. 34-67970

SR-ICC-2012-13
34-67692 Aug. 20, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules to Provide for Clearing of Additional Markit CDX North American Investment Grade Indices
Comments due:  September 14, 2012

SR-ICC-2012-10
34-67356 Jul. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules for the June 20, 2012 Index Maturity
Comments due:  August 1, 2012
Second Quarter

SR-ICC-2012-04
34-67289 Jun. 28, 2012 Order Approving Proposed Rule Change to Add Rules Related to the Clearing of Emerging Markets Sovereign Index CDS
See also:   Notice: Rel. No. 34-67070

SR-ICC-2012-11
34-67276 Jun. 27, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules to Update the Contract Reference Obligation ISIN Associated with One Single Name Contract
Comments due:  July 24, 2012

SR-ICC-2012-09
34-67156A Jun. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICE Clear Credit LLC Rules to Amend the Reference Entity Name for Three Credit Default Swap Contracts and the Reference Obligation International Securities Identification Number Associated with One Credit Default Swap Contract; Correction
Comments due:  July 5, 2012
See also:   Notice: Rel. No. 34-67156

SR-ICC-2012-09
34-67156 Jun. 7, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICE Clear Credit LLC Rules to Amend the Reference Entity Name for three Credit Default Swap Contracts and the Reference Obligation International Securities Identification Number Associated with one Credit Default Swap Contract
Comments due:  July 5, 2012
See also:   Correction: Rel. No. 34-67156A

SR-ICC-2012-04
34-67070 May 29, 2012 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Add Rules Related to the Clearing of Emerging Markets Sovereign Index Credit Default Swaps
See also:   Order: Rel. No. 34-67289; Notice: Rel. No. 34-66777

SR-ICC-2012-05
34-66922 May 4, 2012 Order Granting Accelerated Approval of Proposed Rule Change to Membership Qualifications
See also:   Notice: Rel. No. 34-66766

SR-ICC-2012-08
34-66918 May 3, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Add Margin Collection Requirements for Futures Commission Merchant Clearing Participants
Comments due:  May 30, 2012

SR-ICC-2012-03
34-66916 May 3, 2012 Order Approving Proposed Rule Change to Reduce the Current Level of Risk Mutualization Among Clearing Participants and to Modify the Initial Margin Risk Model so That it is Easier for Clearing Participants to Measure their Recovery Rate Risk Exposure
See also:   Notice: Rel. No. 34-66631

SR-ICC-2012-07
34-66895 May 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules to Update the Contract Reference Obligation ISINs Associated with Four Single Name Contracts
Comments due:  May 29, 2012

SR-ICC-2012-02
34-66853 Apr. 24, 2012 Order Approving Proposed Rule Change to Provide for a T+1 Settlement of the Initial Payment Related to the CDS Contracts Cleared by ICE Clear Credit LLC
See also:   Notice: Rel. No. 34-66517

SR-ICC-2012-01
34-66825 Apr. 18, 2012 Order Approving Proposed Rule to Provide that One Hundred Percent (100%) of the Initial Margin Requirement for Client-related Positions Cleared in a Clearing Participant's Customer Account Origin May be Satisfied by a Clearing Participant Utilizing US Treasuries
See also:   Notice: Rel. No. 34-66500

SR-ICC-2012-04
34-66777 Apr. 10, 2012 Notice of Filing of Proposed Rule Change to Add Rules Related to the Clearing of Emerging Markets Sovereign Index CDS
Comments due:  May 7, 2012
See also:   Order: Rel. No. 34-67289; Notice: Rel. No. 34-67070

SR-ICC-2012-05
34-66766 Apr. 6, 2012 Notice of Filing of Proposed Rule Change to Membership Qualifications
Comments due:  May 3, 2012
See also:   Order: Rel. No. 34-66922

SR-ICC-2012-06
34-66732 Apr. 4, 2012 Notice of Filing of Proposed Rule Change to Amend Schedule 502 of the ICE Clear Credit LLC Rules to Provide for Clearing of the Markit CDX North American High Yield Series 15 Credit Default Swap Contracts Maturing on December 20, 2013
Comments due:  May 1, 2012
First Quarter

SR-ICC-2012-03
34-66631 Mar. 20, 2012 Notice of Filing of Proposed Rule Change to its Risk Model to Reduce the Current Level of Risk Mutualization Among its Clearing Participants and to Modify the Initial Margin Risk Model so that it is Easier for Market Participants to Measure their Risk
Comments due:  April 16, 2012
See also:   Order: Rel. No. 34-66916

SR-ICC-2012-02
34-66517 Mar. 6, 2012 Notice of Filing of Proposed Rule Change to Provide for a T+1 Settlement of the Initial Payment Related to the CDS Contracts Cleared by ICE Clear Credit LLC
Comments due:  April 2, 2012
See also:   Order: Rel. No. 34-66853

SR-ICC-2012-01
34-66500 Mar. 1, 2012 Notice of Filing of Proposed Rule to Provide that One Hundred Percent (100%) of the Initial Margin Requirement for Client-related Positions Cleared in a Clearing Participantís Customer Account Origin May be Satisfied by a Clearing Participant Utilizing US Treasuries
Comments due:  March 28, 2012
See also:   Order: Rel. No. 34-66825


ICC File Number List for 2012
Release No. Date Details

SR-ICC-2012-25
34-68530 Dec. 21, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules for the December 20, 2012 Index Maturity
Comments due: January 22, 2013

SR-ICC-2012-24
34-68939 Feb. 15, 2013 Order Approving Proposed Rule Change to Add Rules Related to the Clearing of European Corporate Single-Name CDS
34-68881 Feb. 8, 2013 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Add Rules Related to the Clearing of European Corporate Single-Name CDS
34-68482 Dec. 19, 2012 Notice of Filing of Proposed Rule Change to Add Rules Related to the Clearing of European Corporate Single-Name CDS
Comments due: January 16, 2013

SR-ICC-2012-23
34-68938 Feb. 15, 2013 Order Approving Proposed Rule Change to Add Rules Related to the Clearing of iTraxx Europe Index CDS
34-68882 Feb. 8, 2013 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Add Rules Related to the Clearing of iTraxx Europe Index CDS
34-68481 Dec. 19, 2012 Notice of Filing of Proposed Rule Change to Add Rules Related to the Clearing of iTraxx Europe Index CDS
Comments due: January 16, 2013

SR-ICC-2012-22
34-68338 Dec. 3, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules to Update the Contract Reference Obligation ISIN Associated with One Single Name Contract
Comments due: December 28, 2012

SR-ICC-2012-21
34-68300 Nov. 27, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct One Term in the ICC Rules
Comments due: December 24, 2012

SR-ICC-2012-20
34-68253 Nov. 16, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules to Update the Contract Reference Obligation ISIN Associated with One Single Name Contract
Comments due: December 14, 2012

SR-ICC-2012-19
34-68069 Oct. 18, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules to Update the Contract Reference Obligation ISINs Associated with Eight Single Name Contracts
Comments due:  November 14, 2012

SR-ICC-2012-18
34-68337 Dec. 3, 2012 Notice of Withdrawal of Proposed Rule Change to Add Rules Related to the Clearing of iTraxx Europe Index CDS and European Corporate Single-Name CDS
34-68035 Oct. 11, 2012 Notice of Filing of Proposed Rule Change to Add Rules Related to the Clearing of iTraxx Europe Index CDS and European Corporate Single-Name CDS
Comments due:  November 7, 2012

SR-ICC-2012-17
34-67983 Oct. 5, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Revise Rules Related to Legal Segregation with Operational Commingling
Comments due:  November 2, 2012

SR-ICC-2012-16
34-67954 Oct. 1, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Revise Rules Related to Clearing Certainty Requirements
Comments due:  October 26, 2012

SR-ICC-2012-15
34-67964 Oct. 2, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules for the September 20, 2012 and September 27, 2012 Scheduled Index Series Listings
Comments due:  October 30, 2012

SR-ICC-2012-14
34-68016 Oct. 9, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Schedule 502 of the ICC Rules
Comments due:  November 5, 2012

SR-ICC-2012-13
34-67692 Aug. 20, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules to Provide for Clearing of Additional Markit CDX North American Investment Grade Indices
Comments due:  September 14, 2012

SR-ICC-2012-12
34-67970 Oct. 3, 2012 Order Approving Proposed Rule Change to Amend Schedule 502 of the ICE Clear Credit Rules to Provide for Clearing of Additional Single Name Investment Grade CDS Contracts
34-67696 Aug. 20, 2012 Notice of Filing of Proposed Rule Change to Amend Schedule 502 of the ICE Clear Credit Rules to Provide for Clearing of Additional Single Name Investment Grade CDS Contracts
Comments due:  September 14, 2012

SR-ICC-2012-11
34-67276 Jun. 27, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules to Update the Contract Reference Obligation ISIN Associated with One Single Name Contract
Comments due:  July 24, 2012

SR-ICC-2012-10
34-67356 Jul. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules for the June 20, 2012 Index Maturity
Comments due:  August 1, 2012

SR-ICC-2012-09
34-67156A Jun. 13, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICE Clear Credit LLC Rules to Amend the Reference Entity Name for Three Credit Default Swap Contracts and the Reference Obligation International Securities Identification Number Associated with One Credit Default Swap Contract; Correction
Comments due:  July 5, 2012
34-67156 Jun. 7, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICE Clear Credit LLC Rules to Amend the Reference Entity Name for three Credit Default Swap Contracts and the Reference Obligation International Securities Identification Number Associated with one Credit Default Swap Contract
Comments due:  July 5, 2012

SR-ICC-2012-08
34-66918 May 3, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Add Margin Collection Requirements for Futures Commission Merchant Clearing Participants
Comments due:  May 30, 2012

SR-ICC-2012-07
34-66895 May 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules to Update the Contract Reference Obligation ISINs Associated with Four Single Name Contracts
Comments due:  May 29, 2012

SR-ICC-2012-06
34-66732 Apr. 4, 2012 Notice of Filing of Proposed Rule Change to Amend Schedule 502 of the ICE Clear Credit LLC Rules to Provide for Clearing of the Markit CDX North American High Yield Series 15 Credit Default Swap Contracts Maturing on December 20, 2013
Comments due:  May 1, 2012

SR-ICC-2012-05
34-66922 May 4, 2012 Order Granting Accelerated Approval of Proposed Rule Change to Membership Qualifications
34-66766 Apr. 6, 2012 Notice of Filing of Proposed Rule Change to Membership Qualifications
Comments due:  May 3, 2012

SR-ICC-2012-04
34-67289 Jun. 28, 2012 Order Approving Proposed Rule Change to Add Rules Related to the Clearing of Emerging Markets Sovereign Index CDS
34-67070 May 29, 2012 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Add Rules Related to the Clearing of Emerging Markets Sovereign Index Credit Default Swaps
34-66777 Apr. 10, 2012 Notice of Filing of Proposed Rule Change to Add Rules Related to the Clearing of Emerging Markets Sovereign Index CDS
Comments due:  May 7, 2012

SR-ICC-2012-03
34-66916 May 3, 2012 Order Approving Proposed Rule Change to Reduce the Current Level of Risk Mutualization Among Clearing Participants and to Modify the Initial Margin Risk Model so That it is Easier for Clearing Participants to Measure their Recovery Rate Risk Exposure
34-66631 Mar. 20, 2012 Notice of Filing of Proposed Rule Change to its Risk Model to Reduce the Current Level of Risk Mutualization Among its Clearing Participants and to Modify the Initial Margin Risk Model so that it is Easier for Market Participants to Measure their Risk
Comments due:  April 16, 2012

SR-ICC-2012-02
34-66853 Apr. 24, 2012 Order Approving Proposed Rule Change to Provide for a T+1 Settlement of the Initial Payment Related to the CDS Contracts Cleared by ICE Clear Credit LLC
34-66517 Mar. 6, 2012 Notice of Filing of Proposed Rule Change to Provide for a T+1 Settlement of the Initial Payment Related to the CDS Contracts Cleared by ICE Clear Credit LLC
Comments due:  April 2, 2012

SR-ICC-2012-01
34-66825 Apr. 18, 2012 Order Approving Proposed Rule to Provide that One Hundred Percent (100%) of the Initial Margin Requirement for Client-related Positions Cleared in a Clearing Participant's Customer Account Origin May be Satisfied by a Clearing Participant Utilizing US Treasuries
34-66500 Mar. 1, 2012 Notice of Filing of Proposed Rule to Provide that One Hundred Percent (100%) of the Initial Margin Requirement for Client-related Positions Cleared in a Clearing Participantís Customer Account Origin May be Satisfied by a Clearing Participant Utilizing US Treasuries
Comments due:  March 28, 2012

 

http://www.sec.gov/rules/sro/icc.shtml


Modified: 09/10/2014