SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


ICE Clear Credit Rulemaking

We encourage the public to submit comments on the following ICE Clear Credit (ICC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter |  Second Quarter |   First Quarter

ICC File Number List for 2014

Additional Archives


Chronological List
Release No. Date Details
Third Quarter

SR-ICC-2014-15
34-73231 Sep. 26, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Implementation of the Revised 2014 ISDA Credit Derivatives Definitions
Comments due: 21 days after publication in the Federal Register

SR-ICC-2014-13
34-73220 Sep. 25, 2014 Order Approving Proposed Rule Change to Provide for the Clearance of Additional Standard Emerging European and Middle Eastern Sovereign Single Names
See also: Notice: Rel. No. 34-72802

SR-ICC-2014-11
34-73007 Sep. 5, 2014 Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to Revise Rules to Provide for the 2014 ISDA Definitions
See also: Notice: Rel. No. 34-72701

SR-ICC-2014-08
34-72944 Aug. 28, 2014 Order Approving Proposed Rule Change Related to ICC's Authority to Use Guaranty Fund and House Initial Margin as an Internal Liquidity Resource
See also: Notice: Rel. No. 34-72556

SR-ICC-2014-14
34-72941 Aug. 28, 2014 Notice of Filing of Proposed Rule Change to Add Rules Related to the Clearing of Standard Western European Sovereign CDS Contracts
Comments due: September 25, 2014

SR-ICC-2014-13
34-72802 Aug. 11, 2014 Notice of Filing of Proposed Rule Change to Provide for the Clearance of Additional Standard Emerging European and Middle Eastern Sovereign Single Names
Comments due: September 5, 2014
See also: Order: Rel. No. 34-73220

SR-ICC-2014-12
34-72762 Aug. 5, 2014 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Revise the ICC Treasury Policies and Procedures
Comments due: September 2, 2014

SR-ICC-2014-11
34-72701 Jul. 29, 2014 Notice of Filing of Proposed Rule Change to Revise Rules to Provide for the 2014 ISDA Definitions
Comments due: August 26, 2014
Additional Materials:  Exhibit 5a, Exhibit 5b
See also: Order: Rel. No. 34-73007

SR-ICC-2014-07
34-72596 Jul. 11, 2014 Notice of Order Approving Proposed Rule Change to Revise End-of-Day Price Discovery Policies and Procedures
Comments due: 21 days after publication in the Federal Register
See also: Notice: Rel. No. 34-72306

SR-ICC-2014-08
34-72556 Jul. 8, 2014 Notice of Filing of Proposed Rule Change Related to ICC's Authority to Use Guaranty Fund and House Initial Margin as an Internal Liquidity Resource
Comments due: August 4, 2014
See also: Order: Rel. No. 34-72944
Second Quarter

SR-ICC-2014-06
34-72437 Jun. 19, 2014 Order Approving Proposed Rule Change to Provide for the Clearance of Additional Non-Investment Grade Instruments on Standard North American Corporate Single Name Reference Entities
See also: Notice: Rel. No. 34-72124

SR-ICC-2014-05
34-72397 Jun. 16, 2014 Order Approving Proposed Rule Change to Update ICC's Policy Regarding Valuation of Maturing U.S. Treasury Securities and Update ICC's Collateral Asset Haircut Methodology
See also: Notice: Rel. No. 34-72083

SR-ICC-2014-09
34-72358 Jun. 10, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the ICC Risk Management Framework
Comments due: July 7, 2014

SR-ICC-2014-07
34-72306 Jun. 4, 2014 Notice of Filing of Proposed Rule Change to Revise End-of-Day Price Discovery Policies and Procedures
Comments due: July 1, 2014
See also: Notice and Order: Rel. No. 34-72596

SR-ICC-2014-06
34-72124 May 8, 2014 Notice of Filing of Proposed Rule Change to Provide for the Clearance of Additional Non-Investment Grade Instruments on Standard North American Corporate Single Name Reference Entities
Comments due: June 4, 2014
See also: Order: Rel. No. 34-72437

SR-ICC-2014-02
34-72116 May 7, 2014 Order Approving Proposed Rule Change to Update ICC's Liquidity Thresholds for Euro Denominated Products
See also: Notice: Rel. No. 34-71810

SR-ICC-2014-05
34-72083 May 2, 2014 Notice of Filing of Proposed Rule Change to Update ICC's Policy Regarding Valuation of Maturing U.S. Treasury Securities and Update ICC's Collateral Asset Haircut Methodology
Comments due: May 29, 2014
See also: Order: Rel. No. 34-72397

SR-ICC-2014-04
34-72036 Apr. 28, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Revisions Consistent with U.S. Commodity Futures Trading Commission ("CFTC") Recommendations
Comments due: May 23, 2014
First Quarter

SR-ICC-2014-02
34-71810 Mar. 26, 2014 Notice of Filing of Proposed Rule Change to Update ICC's Liquidity Thresholds for Euro Denominated Products
Comments due: 21 April 22, 2014
See also: Order: Rel. No. 34-72116

SR-ICC-2014-01
34-71511 Feb. 7, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement Collateral and Cash Management Fee Changes
Comments due: March 6, 2014


ICC File Number List for 2014
Release No. Date Details

SR-ICC-2014-15
34-73231 Sep. 26, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Implementation of the Revised 2014 ISDA Credit Derivatives Definitions
Comments due: 21 days after publication in the Federal Register

SR-ICC-2014-14
34-72941 Aug. 28, 2014 Notice of Filing of Proposed Rule Change to Add Rules Related to the Clearing of Standard Western European Sovereign CDS Contracts
Comments due: September 25, 2014

SR-ICC-2014-13
34-73220 Sep. 25, 2014 Order Approving Proposed Rule Change to Provide for the Clearance of Additional Standard Emerging European and Middle Eastern Sovereign Single Names
34-72802 Aug. 11, 2014 Notice of Filing of Proposed Rule Change to Provide for the Clearance of Additional Standard Emerging European and Middle Eastern Sovereign Single Names
Comments due: September 5, 2014

SR-ICC-2014-12
34-72762 Aug. 5, 2014 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Revise the ICC Treasury Policies and Procedures
Comments due: September 2, 2014

SR-ICC-2014-11
34-73007 Sep. 5, 2014 Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to Revise Rules to Provide for the 2014 ISDA Definitions
34-72701 Jul. 29, 2014 Notice of Filing of Proposed Rule Change to Revise Rules to Provide for the 2014 ISDA Definitions
Comments due: August 26, 2014
Additional Materials:  Exhibit 5a, Exhibit 5b

SR-ICC-2014-09
34-72358 Jun. 10, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the ICC Risk Management Framework
Comments due: July 7, 2014

SR-ICC-2014-08
34-72944 Aug. 28, 2014 Order Approving Proposed Rule Change Related to ICC's Authority to Use Guaranty Fund and House Initial Margin as an Internal Liquidity Resource
34-72556 Jul. 8, 2014 Notice of Filing of Proposed Rule Change Related to ICC's Authority to Use Guaranty Fund and House Initial Margin as an Internal Liquidity Resource
Comments due: August 4, 2014

SR-ICC-2014-07
34-72596 Jul. 11, 2014 Notice of Order Approving Proposed Rule Change to Revise End-of-Day Price Discovery Policies and Procedures
Comments due: 21 days after publication in the Federal Register
34-72306 Jun. 4, 2014 Notice of Filing of Proposed Rule Change to Revise End-of-Day Price Discovery Policies and Procedures
Comments due: July 1, 2014

SR-ICC-2014-06
34-72437 Jun. 19, 2014 Order Approving Proposed Rule Change to Provide for the Clearance of Additional Non-Investment Grade Instruments on Standard North American Corporate Single Name Reference Entities
34-72124 May 8, 2014 Notice of Filing of Proposed Rule Change to Provide for the Clearance of Additional Non-Investment Grade Instruments on Standard North American Corporate Single Name Reference Entities
Comments due: June 4, 2014

SR-ICC-2014-05
34-72397 Jun. 16, 2014 Order Approving Proposed Rule Change to Update ICC's Policy Regarding Valuation of Maturing U.S. Treasury Securities and Update ICC's Collateral Asset Haircut Methodology
34-72083 May 2, 2014 Notice of Filing of Proposed Rule Change to Update ICC's Policy Regarding Valuation of Maturing U.S. Treasury Securities and Update ICC's Collateral Asset Haircut Methodology
Comments due: May 29, 2014

SR-ICC-2014-04
34-72036 Apr. 28, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Revisions Consistent with U.S. Commodity Futures Trading Commission ("CFTC") Recommendations
Comments due: May 23, 2014

SR-ICC-2014-02
34-72116 May 7, 2014 Order Approving Proposed Rule Change to Update ICC's Liquidity Thresholds for Euro Denominated Products
34-71810 Mar. 26, 2014 Notice of Filing of Proposed Rule Change to Update ICC's Liquidity Thresholds for Euro Denominated Products
Comments due: April 22, 2014

SR-ICC-2014-01
34-71511 Feb. 7, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement Collateral and Cash Management Fee Changes
Comments due: March 6, 2014

 

http://www.sec.gov/rules/sro/icc.shtml


Modified: 09/29/2014