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FICC Rulemaking Archive: 2012

We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

FICC File Number List for 2012

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-FICC-2012-10
34-68553 Dec. 31, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Remove the Fee Related to the DTCC GCF Repo Index® from the Fee Structure of the Government Securities Division
Comments due: January 28, 2013

SR-FICC-2012-07
34-68245 Nov. 15, 2012 Notice of Filing of Proposed Rule Change Relating to Enhancements that the Mortgage-Backed Securities Division Intends to Implement to its Services and Certain Other Clarifications and Corrections to its Rules
Comments due: December 12, 2012
See also:  Order: Rel. No. 34-68555

SR-FICC-2012-08
34-68133 Nov. 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to Clarify a Stated Policy With Regard to Existing Provisions of the Loss Allocation Rules of the Government Securities Division and the Mortgage-Backed Securities Division
Comments due:  November 28, 2012
Third Quarter

SR-FICC-2012-06
34-67931 Sep. 26, 2012 Order Approving Proposed Rule Change to Move the Time at Which the Mortgage-Backed Securities Division Runs Its Daily Morning Pass
See also:   Notice: Rel. No. 34-67653

SR-FICC-2012-06
34-67653 Aug. 14, 2012 Notice of Filing of Proposed Rule Change to Move the Time at Which the Mortgage-Backed Securities Division Runs Its Daily Morning Pass
Comments due: September 10, 2012
See also:   Order: Rel. No. 34-67931

SR-FICC-2012-05
34-67621 Aug. 8, 2012 Order Approving Proposed Rule Change to Amend the Rules Regarding the GCF Repo Service to Adopt Changes Recommended by the Tri-Party Repo Infrastructure Reform Task Force
See also:   Notice: Rel. No. 34-67227

SR-FICC-2012-04
34-67336 Jul. 2, 2012 Order Approving Proposed Rule Change To Clarify the Ability of the Government Securities Division To Use Implied Volatility Indicators as Part of the Volatility Model in Its Clearing Fund Formula
See also:   Notice: Rel. No. 34-67059
Second Quarter

SR-FICC-2012-05
34-67227 Jun. 20, 2012 Notice of Filing of Proposed Rule Change to Amend the Rules Regarding the GCF Repo Service to Adopt Changes Recommended by the Tri-Party Repo Infrastructure Reform Task Force
Comments due: July 17, 2012
See also:   Order: Rel. No. 34-67621

SR-FICC-2012-04
34-67059 May 24, 2012 Notice of Filing of Proposed Rule Change to Clarify the Ability of the Government Securities Division to Use Implied Volatility Indicators as part of the Volatility Model in its Clearing Fund Formula
Comments due: June 21, 2012
See also:   Order: Rel. No. 34-67336

SR-FICC-2012-03
34-66989 May 15, 2012 Order Approving Proposed Rule Change to Expand the One-Pot Cross-Margining Program with New York Portfolio Clearing, LLC to Certain "Market Professionals"
See also:   Notice: Rel. No. 34-66679

SR-FICC-2012-02
34-66856 Apr. 25, 2012 Order Approving Proposed Rule Change Relating to Remove Functionality in the Government Securities Division's Rules That Is No Longer Utilized by Participants
See also:   Notice: Rel. No. 34-66574

SR-FICC-2012-01
34-66785 Apr. 11, 2012 Order Approving Proposed Rule Change to Make a Technical Correction to the Rule Relating to the Calculation of Funds-Only Settlement Amounts for Repo Brokers
See also:   Notice: Rel. No. 34-66485
First Quarter

SR-FICC-2012-03
34-66679 Mar. 29, 2012 Notice of Filing of Proposed Rule Change to Expand the One-Pot Cross-Margining Program with New York Portfolio Clearing, LLC to Certain "Market Professionals"
Comments due: April 25, 2012
See also:   Order: Rel. No. 34-66989
Comments received are available for this proposal.

SR-FICC-2012-02
34-66574 Mar. 12, 2012 Notice of Filing of Proposed Rule Change to Remove Functionality in the Government Securities Division's Rules That Is No Longer Utilized by Participants
Comments due: April 6, 2012
See also:   Order: Rel. No. 34-66856

SR-FICC-2008-01
34-66550 Mar. 9, 2012 Order Approving Amended Proposed Rule Change to Allow the Mortgage-Backed Securities Division to Provide Guaranteed Settlement and Central Counterparty Services
See also:   Notice: Rel. No. 34-66124, Notice: Rel. No. 34-65899, and Correction: Rel. No. 34-65899A

SR-FICC-2012-01
34-66485 Feb. 28, 2012 Notice of Filing of Proposed Rule Change to Make a Technical Correction to the Rule Relating to the Calculation of Funds-Only Settlement Amounts for Repo Brokers
Comments due: March 26, 2012
See also:   Order: Rel. No. 34-66785

SR-FICC-2008-01
34-66124 Jan. 10, 2012 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Allow the Mortgage-Backed Securities Division to Provide Guaranteed Settlement and Central Counterparty Services
Comments due: 21 days after publication in the Federal Register
See also:   Order: Rel. No. 34-66550, Notice: Rel. No. 34-65899, and Correction: Rel. No. 34-65899A


FICC File Number List for 2012
Release No. Date Details

SR-FICC-2012-10
34-68553 Dec. 31, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Remove the Fee Related to the DTCC GCF Repo Index® from the Fee Structure of the Government Securities Division
Comments due: January 28, 2013

SR-FICC-2012-08
34-68133 Nov. 1, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to Clarify a Stated Policy With Regard to Existing Provisions of the Loss Allocation Rules of the Government Securities Division and the Mortgage-Backed Securities Division
Comments due:  November 28, 2012

SR-FICC-2012-07
34-68555 Jan. 2, 2013 Order Approving Proposed Rule Change Relating to Enhancements that the Mortgage-Backed Securities Division Intends to Implement to its Services and Certain Other Clarifications and Corrections to its Rules
34-68245 Nov. 15, 2012 Notice of Filing of Proposed Rule Change Relating to Enhancements that the Mortgage-Backed Securities Division Intends to Implement to its Services and Certain Other Clarifications and Corrections to its Rules
Comments due: December 12, 2012

SR-FICC-2012-06
34-67931 Sep. 26, 2012 Order Approving Proposed Rule Change to Move the Time at Which the Mortgage-Backed Securities Division Runs Its Daily Morning Pass
34-67653 Aug. 14, 2012 Notice of Filing of Proposed Rule Change to Move the Time at Which the Mortgage-Backed Securities Division Runs Its Daily Morning Pass
Comments due: September 10, 2012

SR-FICC-2012-05
34-67621 Aug. 8, 2012 Order Approving Proposed Rule Change to Amend the Rules Regarding the GCF Repo Service to Adopt Changes Recommended by the Tri-Party Repo Infrastructure Reform Task Force
34-67227 Jun. 20, 2012 Notice of Filing of Proposed Rule Change to Amend the Rules Regarding the GCF Repo Service to Adopt Changes Recommended by the Tri-Party Repo Infrastructure Reform Task Force
Comments due: July 17, 2012

SR-FICC-2012-04
34-67336 Jul. 2, 2012 Order Approving Proposed Rule Change To Clarify the Ability of the Government Securities Division To Use Implied Volatility Indicators as Part of the Volatility Model in Its Clearing Fund Formula
34-67059 May 24, 2012 Notice of Filing of Proposed Rule Change to Clarify the Ability of the Government Securities Division to Use Implied Volatility Indicators as part of the Volatility Model in its Clearing Fund Formula
Comments due: June 21, 2012

SR-FICC-2012-03
34-66989 May 15, 2012 Order Approving Proposed Rule Change to Expand the One-Pot Cross-Margining Program with New York Portfolio Clearing, LLC to Certain "Market Professionals"
34-66679 Mar. 29, 2012 Notice of Filing of Proposed Rule Change to Expand the One-Pot Cross-Margining Program with New York Portfolio Clearing, LLC to Certain "Market Professionals"
Comments due: April 25, 2012
Comments received are available for this proposal.

SR-FICC-2012-02
34-66856 Apr. 25, 2012 Order Approving Proposed Rule Change Relating to Remove Functionality in the Government Securities Division's Rules That Is No Longer Utilized by Participants
34-66574 Mar. 12, 2012 Notice of Filing of Proposed Rule Change to Remove Functionality in the Government Securities Division's Rules That Is No Longer Utilized by Participants
Comments due: April 6, 2012

SR-FICC-2012-01
34-66785 Apr. 11, 2012 Order Approving Proposed Rule Change to Make a Technical Correction to the Rule Relating to the Calculation of Funds-Only Settlement Amounts for Repo Brokers
34-66485 Feb. 28, 2012 Notice of Filing of Proposed Rule Change to Make a Technical Correction to the Rule Relating to the Calculation of Funds-Only Settlement Amounts for Repo Brokers
Comments due: March 26, 2012

 

http://www.sec.gov/rules/sro/ficc/ficcarchive/ficcarchive2012.shtml


Modified: 10/20/2014