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FICC Rulemaking: 2011

We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter | Third Quarter |  Second Quarter | First Quarter

FICC File Number List for 2011

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-FICC-2008-01
34-65899A Dec. 12, 2011 Notice of Filing of Proposed Rule Change to Allow the Mortgage-Backed Securities Division to Provide Guaranteed Settlement and Central Counterparty Services; Correction
See also:  Order: Rel. No. 34-66550, Notice: Rel. No. 34-66124, and Notice: Rel. No. 34-65899
Comments received are available for this proposal.

SR-FICC-2011-08
34-65910 Dec. 8, , 2011 Order Approving Proposed Rule Change to Expand the Applicability of the Fails Charge to Agency Debt Securities Transactions
See also:  Notice: Rel. No. 34-65632

SR-FICC-2008-01
34-65899 Dec. 6, 2011 Notice of Filing of Proposed Rule Change to Allow the Mortgage-Backed Securities Division to Provide Guaranteed Settlement and Central Counterparty Services
Comments due: January 3, 2011
See also:  Order: Rel. No. 34-66550, Notice: Rel. No. 34-66124, and Correction: Rel. No. 34-65899A
Comments received are available for this proposal.

SR-FICC-2011-08
34-65632 Oct. 26, 2011 Notice of Filing of Proposed Rule Change to Expand the Applicability of the Fails Charge to Agency Debt Securities Transactions
Comments due: November 22, 2011
See also:  Order: Rel. No. 34-65910

SR-FICC-2011-07
34-65539 Oct. 12, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Technical Corrections to the Schedule of Timeframes, GCF Schedule of Timeframes, and Fee Structure in the GSD Rules
Comments due: November 8, 2011

SR-FICC-2011-06
34-65479 Oct. 4, 2011 Order Approving Proposed Rule Change to Eliminate Two Rules of the Mortgage-Backed Securities Division That FICC Believes Are No Longer Utilized or Necessary
See also:  Notice: Rel. No. 34-65198
Third Quarter

SR-FICC-2011-05
34-65213 Aug. 29, 2011 Order Approving Proposed Rule Change to Amend the Rules Regarding the GCF Repo Service to Adopt Changes Recommended by the Tri-Party Repo Infrastructure Reform Task Force
See also:  Notice: Rel. No. 34-64955

SR-FICC-2011-06
34-65198 Aug. 25, 2011 Notice of Filing of Proposed Rule Change to Eliminate Two Rules of the Mortgage-Backed Securities Division That FICC Believes Are No Longer Utilized or Necessary
Comments due: September 21, 2011
See also:  Order: Rel. No. 34-65479

SR-FICC-2011-05
34-64955 Jul. 25, 2011 Notice of Filing of Proposed Rule Change to Amend the Rules Regarding the GCF Repo Service to Adopt Changes Recommended by the Tri-Party Repo Infrastructure Reform Task Force
Comments due: August 19, 2011
* Submit comments on SR-FICC-2011-05
Second Quarter

SR-FICC-2011-04
34-64604 Jun. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule to Permit Brokers to Process Specified Pool Trade Activity at the Mortgage-Backed Securities Division in Broker Accounts
Comments due: July 1, 2011

SR-FICC-2011-03
34-64488 May 13, 2011 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating To Updating the Range of Haircuts to be Applied to Eligible Clearing Fund Securities and Eligible Participants Fund Securities
Comments due: June 9, 2011
First Quarter

SR-FICC-2011-01
34-64053 Mar. 8, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Notify Participants That The Mortgage Backed Securities Division Intends To Move The Time At Which It Runs Its Daily Morning Pass
Comments due: April 4, 2011

SR-FICC-2011-02
34-64004 Mar. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make a Technical, Clarifying Change to the Corporation Default Rule of the Government Securities Division
Comments due: March 29, 2011

SR-FICC-2010-09
34-63986 Feb. 28, 2011 Order Granting Approval of a Proposed Rule Change to Introduce Cross-Margining of Certain Positions Cleared at the Fixed Income Clearing Corporation and Certain Positions Cleared at New York Portfolio Clearing, LLC
See also:  Notice: Rel. No. 34-63361


FICC File Number List for 2011
Release No. Date Details

SR-FICC-2011-08
34-65910 Dec. 8, , 2011 Order Approving Proposed Rule Change to Expand the Applicability of the Fails Charge to Agency Debt Securities Transactions
34-65632 Oct. 26, 2011 Notice of Filing of Proposed Rule Change to Expand the Applicability of the Fails Charge to Agency Debt Securities Transactions
Comments due: November 22, 2011

SR-FICC-2011-07
34-65539 Oct. 12, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Technical Corrections to the Schedule of Timeframes, GCF Schedule of Timeframes, and Fee Structure in the GSD Rules
Comments due: November 8, 2011

SR-FICC-2011-06
34-65479 Oct. 4, 2011 Order Approving Proposed Rule Change to Eliminate Two Rules of the Mortgage-Backed Securities Division That FICC Believes Are No Longer Utilized or Necessary
34-65198 Aug. 25, 2011 Notice of Filing of Proposed Rule Change to Eliminate Two Rules of the Mortgage-Backed Securities Division That FICC Believes Are No Longer Utilized or Necessary
Comments due: September 21, 2011

SR-FICC-2011-05
34-65213 Aug. 29, 2011 Order Approving Proposed Rule Change to Amend the Rules Regarding the GCF Repo Service to Adopt Changes Recommended by the Tri-Party Repo Infrastructure Reform Task Force
See also:  Notice: Rel. No. 34-64955
34-64955 Jul. 25, 2011 Notice of Filing of Proposed Rule Change to Amend the Rules Regarding the GCF Repo Service to Adopt Changes Recommended by the Tri-Party Repo Infrastructure Reform Task Force
Comments due: August 19, 2011
* Submit comments on SR-FICC-2011-05

SR-FICC-2011-04
34-64604 Jun. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule to Permit Brokers to Process Specified Pool Trade Activity at the Mortgage-Backed Securities Division in Broker Accounts
Comments due: July 1, 2011

SR-FICC-2011-03
34-64488 May 13, 2011 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating To Updating the Range of Haircuts to be Applied to Eligible Clearing Fund Securities and Eligible Participants Fund Securities
Comments due: June 9, 2011

SR-FICC-2011-02
34-64004 Mar. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make a Technical, Clarifying Change to the Corporation Default Rule of the Government Securities Division
Comments due: March 29, 2011

SR-FICC-2011-01
34-64053 Mar. 8, 2011 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Notify Participants That The Mortgage Backed Securities Division Intends To Move The Time At Which It Runs Its Daily Morning Pass
Comments due: April 4, 2011

 

http://www.sec.gov/rules/sro/ficc/ficcarchive/ficcarchive2011.shtml


Modified: 07/20/2012