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FICC Rulemaking Archive: 2010

We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter | Third Quarter |  Second Quarter | First Quarter

FICC File Number List for 2010

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-FICC-2010-10
34-63612 Dec. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Modifications to the Fee Schedule
Comments due: January 26, 2011
Comments received are available for this notice.

SR-FICC-2010-08
34-63611 Dec. 28, 2010 Order Approving Proposed Rule Change to Eliminate Certain Cash Adjustments Currently Processed by the MBSD
See also:  Notice: Rel. No. 34-63301

SR-FICC-2010-09
34-63361 Nov. 23, 2010 Notice of Filing of a Proposed Rule Change to Introduce Cross-Margining of Certain Positions Cleared at the Fixed Income Clearing Corporation and Certain Positions Cleared at New York Portfolio Clearing, LLC
Comments due: December 21, 2010
See also:  Order: Rel. No. 34-63986
Comments received are available for this notice.

SR-FICC-2010-08
34-63301 Nov. 10, 2010 Notice of Filing of Proposed Rule Change to Eliminate Certain Cash Adjustments Currently Processed by the MBSD
Comments due: December 8, 2010
See also:  Order: Rel. No. 34-63611

SR-FICC-2010-07
34-63215 Oct. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Proposed Fee
Comments due: November 26, 2010

SR-FICC-2010-04
34-63038 Oct. 5, 2010 Order Approving Proposed Rule Change to Provide Clarity with Respect to the Close Out Netting of the Government Securities Division in the Event of the Fixed Income Clearing Corporation's Default or Insolvency
See also:  Notice: Rel. No. 34-62767
Third Quarter

SR-FICC-2010-02
34-62828 Sep. 2, 2010 Order Approving Proposed Rule Change to Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division to Change the Classification of U.S. Branches or Agencies of Non-U.S. Banks from Foreign to U.S. Members
See also:  Notice: Rel. No. 34-62478

SR-FICC-2010-06
34-62796 Aug. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules Relating to Authority to Waive Rules, Procedures, and Regulations of the Mortgage-Backed Securities Division
Comments due: September 29, 2010

SR-FICC-2010-04
34-62767 Aug. 26, 2010 Notice of Filing of Proposed Rule Change to Provide Clarity with Respect to the Close Out Netting of the Government Securities Division in the Event of FICC's Default or Insolvency
Comments due: September 21, 2010
See also:  Order: Rel. No. 34-63038

SR-FICC-2010-05
34-62743 Aug. 19, 2010 Notice of Filing and Order Granting Accelerated Approval on a Temporary Basis of Proposed Rule Change to Modify the Rules of the Government Securities Division Regarding the Calculation of Clearing Fund Deposits Relating to Inter-Dealer Broker Positions
Comments due: September 16, 2010

SR-FICC-2010-02
34-62478 Jul. 9, 2010 Notice of Filing of Proposed Rule Change to Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division to Change the Classification of U.S. Branches or Agencies of Non-U.S. Banks from Foreign to U.S. Members
Comments due: August 9, 2010
See also:  Order: Rel. No. 34-62828
Second Quarter

SR-FICC-2010-01
34-62236 Jun. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Modifications to the Rules of the Government Securities Division
Comments due: 21 days after publication in the Federal Register
First Quarter

SR-FICC-2009-11
34-61395 Jan. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fee Schedule of the Government Securities Division of the Fixed Income Clearing Corporation
Comments due: February 17, 2010


FICC File Number List for 2010
Release No. Date Details

SR-FICC-2010-10
34-63612 Dec. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Modifications to the Fee Schedule
Comments due: January 26, 2011
Comments received are available for this notice.

SR-FICC-2010-09
34-63986 Feb. 28, 2011 Order Granting Approval of a Proposed Rule Change to Introduce Cross-Margining of Certain Positions Cleared at the Fixed Income Clearing Corporation and Certain Positions Cleared at New York Portfolio Clearing, LLC
34-63361 Nov. 23, 2010 Notice of Filing of a Proposed Rule Change to Introduce Cross-Margining of Certain Positions Cleared at the Fixed Income Clearing Corporation and Certain Positions Cleared at New York Portfolio Clearing, LLC
Comments due: December 21, 2010
Comments received are available for this notice.

SR-FICC-2010-08
34-63611 Dec. 28, 2010 Order Approving Proposed Rule Change to Eliminate Certain Cash Adjustments Currently Processed by the MBSD
34-63301 Nov. 10, 2010 Notice of Filing of Proposed Rule Change to Eliminate Certain Cash Adjustments Currently Processed by the MBSD
Comments due: December 8, 2010

SR-FICC-2010-07
34-63215 Oct. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Proposed Fee
Comments due: November 26, 2010

SR-FICC-2010-06
34-62796 Aug. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules Relating to Authority to Waive Rules, Procedures, and Regulations of the Mortgage-Backed Securities Division
Comments due: September 29, 2010

SR-FICC-2010-05
34-62743 Aug. 19, 2010 Notice of Filing and Order Granting Accelerated Approval on a Temporary Basis of Proposed Rule Change to Modify the Rules of the Government Securities Division Regarding the Calculation of Clearing Fund Deposits Relating to Inter-Dealer Broker Positions
Comments due: September 16, 2010

SR-FICC-2010-04
34-63038 Oct. 5, 2010 Order Approving Proposed Rule Change to Provide Clarity with Respect to the Close Out Netting of the Government Securities Division in the Event of the Fixed Income Clearing Corporation's Default or Insolvency
34-62767 Aug. 26, 2010 Notice of Filing of Proposed Rule Change to Provide Clarity with Respect to the Close Out Netting of the Government Securities Division in the Event of FICC's Default or Insolvency
Comments due: September 21, 2010

SR-FICC-2010-02
34-62828 Sep. 2, 2010 Order Approving Proposed Rule Change to Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division to Change the Classification of U.S. Branches or Agencies of Non-U.S. Banks from Foreign to U.S. Members
34-62478 Jul. 9, 2010 Notice of Filing of Proposed Rule Change to Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division to Change the Classification of U.S. Branches or Agencies of Non-U.S. Banks from Foreign to U.S. Members
Comments due: August 9, 2010

SR-FICC-2010-01
34-62236 Jun. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Modifications to the Rules of the Government Securities Division
Comments due: 21 days after publication in the Federal Register

 

http://www.sec.gov/rules/sro/ficc/ficcarchive/ficcarchive2010.shtml


Modified: 03/11/2011