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FICC Rulemaking Archive: 2009

We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List

Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

FICC File Number List for 2009

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-FICC-2009-10
34-61214 Dec. 22, 2009 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Regarding Fixed Income Clearing Corporation's Board of Directors Election Process and Delegation Authority
Comments due: January 19, 2010
Third Quarter

SR-FICC-2009-09
34-60660 Sep. 11, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Economic Sanctions and Embargo Programs Administered and Enforced by the Office of Foreign Assets Control
Other File Nos.:  SR-DTC-2009-14, SR-NSCC-2009-07
Comments due:  October 13, 2009
Comments received are available for this notice.

SR-FICC-2009-08
34-60510 Aug. 17, 2009 Notice of Filing and Order Granting Accelerated Approval on a Temporary Basis of Proposed Rule Change to Modify the Rules of the Government Securities Division Regarding the Calculation of Clearing Fund Deposits Relating to Inter-Dealer Broker Positions
Comments due: September 14, 2009

SR-FICC-2009-07
34-60421 Aug. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Haircuts Applied to Eligible Clearing Fund Securities and Eligible Participant Fund Securities
Comments due: August 28, 2009

SR-FICC-2008-07
34-60298 Jul. 13, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Schedules
Comments due: August 10, 2009
Second Quarter

SR-FICC-2009-06
34-59917 May 14, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Economic Sanctions and Embargo Programs Administered and Enforced by the Office of Foreign Assets Control
Additional File Nos.:  SR-DTC-2009-08 and SR-NSCC-2009-03
Comments due:  June 11, 2009
Comments received are available for this notice.

SR-FICC-2009-03
34-59802 Apr. 20, 2009 Order Granting Approval of a Proposed Rule Change to Impose a Charge on Members with a Fail-to-Deliver in Treasury Securities
See also:   Notice: Rel. No. 34-59569
First Quarter

SR-FICC-2009-05
34-59622 Mar. 23, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Modifications
Comments due: April 20, 2009

SR-FICC-2009-03
34-59569 Mar. 12, 2009 Notice of Filing of Proposed Rule to Impose a Charge on Members with a Fail-to-Deliver in Treasury Securities
Comments due: April 9, 2009
See also:   Order: Rel. No. 34-59802
Comments received are available for this notice.

SR-FICC-2009-04
34-59558 Mar. 11, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Debt Securities That Are Issued Under the Debt Guarantee Program Component of the Federal Deposit Insurance Corporationís Temporary Liquidity Guarantee Program to the GCF Repo Service
Comments due: April 7, 2009

SR-FICC-2009-01
34-59498 Mar. 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Modifying the Appendix of the GSD-CME Cross-Margining Agreement, Deletion of the GSD-TCC Cross-Margining Arrangement, and Technical Changes and Corrections
Comments due: March 31, 2009

SR-FICC-2009-02
34-59463 Feb. 26, 2009 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Allow For Direct Membership for Non-Domestic Entities
Comments due: March 25, 2009


FICC File Number List for 2009
Release No. Date Details

SR-FICC-2009-11
34-61395 Jan. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fee Schedule of the Government Securities Division of the Fixed Income Clearing Corporation
Comments due: February 17, 2010

SR-FICC-2009-10
34-61214 Dec. 22, 2009 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Regarding Fixed Income Clearing Corporation's Board of Directors Election Process and Delegation Authority
Comments due: January 19, 2010

SR-FICC-2009-09
34-60660 Sep. 11, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Economic Sanctions and Embargo Programs Administered and Enforced by the Office of Foreign Assets Control
Other File Nos.:  SR-DTC-2009-14, SR-NSCC-2009-07
Comments due:  October 13, 2009
Comments received are available for this notice.

SR-FICC-2009-08
34-60510 Aug. 17, 2009 Notice of Filing and Order Granting Accelerated Approval on a Temporary Basis of Proposed Rule Change to Modify the Rules of the Government Securities Division Regarding the Calculation of Clearing Fund Deposits Relating to Inter-Dealer Broker Positions
Comments due: September 14, 2009

SR-FICC-2009-07
34-60421 Aug. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Haircuts Applied to Eligible Clearing Fund Securities and Eligible Participant Fund Securities
Comments due: August 28, 2009

SR-FICC-2009-06
34-59917 May 14, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Economic Sanctions and Embargo Programs Administered and Enforced by the Office of Foreign Assets Control
Additional File Nos.:  SR-DTC-2009-08 and SR-NSCC-2009-03
Comments due:  June 11, 2009
Comments received are available for this notice.

SR-FICC-2009-05
34-59622 Mar. 23, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Modifications
Comments due: April 20, 2009

SR-FICC-2009-04
34-59558 Mar. 11, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Debt Securities That Are Issued Under the Debt Guarantee Program Component of the Federal Deposit Insurance Corporationís Temporary Liquidity Guarantee Program to the GCF Repo Service
Comments due: April 7, 2009

SR-FICC-2009-03
34-59802 Apr. 20, 2009 Order Granting Approval of a Proposed Rule Change to Impose a Charge on Members with a Fail-to-Deliver in Treasury Securities
34-59569 Mar. 12, 2009 Notice of Filing of Proposed Rule to Impose a Charge on Members with a Fail-to-Deliver in Treasury Securities
Comments due: April 9, 2009

SR-FICC-2009-02
34-59463 Feb. 26, 2009 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Allow For Direct Membership for Non-Domestic Entities
Comments due: March 25, 2009

SR-FICC-2009-01
34-59498 Mar. 4, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Modifying the Appendix of the GSD-CME Cross-Margining Agreement, Deletion of the GSD-TCC Cross-Margining Arrangement, and Technical Changes and Corrections
Comments due: March 31, 2009

 

http://www.sec.gov/rules/sro/ficc/ficcarchive/ficcarchive2009.shtml


Modified: 06/06/2014