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FICC Rulemaking Archive: 2007

We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

FICC File Number List for 2007

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-FICC-2007-06
34-56864 Nov. 29, 2007 Notice of Filing of Proposed Rule Change to Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them with Similar Rules of its Affiliates
Comments due: December 21, 2007
See also:  Order: Rel. No. 34-57405

SR-FICC-2007-10
34-56837 Nov. 26, 2007 Notice of Filing of Proposed Rule Change to Replace the Mortgage-Backed Securities Division Clearing Fund Calculation Methodology with a Yield-Driven Value-at-Risk Methodology
Comments due: December 21, 2007
* Submit comments on SR-FICC-2007-10

SR-FICC-2007-09
34-56820 Nov. 20, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Correspondent Clearing Service
Comments due: December 18, 2007
Third Quarter

SR-FICC-2007-08
34-56303 Aug. 22, 2007 Notice of Filing of Proposed Rule Change to Resume Interbank Clearing for the General Collateral Finance Repo Service
Comments due: September 18, 2007
See also:  Order: Rel. No. 34-57652; Notice: Rel. No. 34-57281

SR-FICC-2007-07
34-56189 Aug. 2, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule to Make Technical Changes to Update and Align Provisions with Current Practice
Comments due: August 30, 2007

SR-FICC-2006-19
34-56182 Aug. 1, 2007 Order Granting Approval of a Proposed Rule Change Relating to Membership, Definitions, and the Electronic Pool Notification Service
See also:  Notice: Rel. No. 34-55515
Second Quarter

SR-FICC-2007-02
34-55701 May 3, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Rules of Its Government Securities Division With Respect to Obligations Associated With Brokered Repo Trades
Comments due: May 31, 2007

SR-FICC-2007-03
34-55616 Apr. 11, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Clarify the Government Securities Division Rules with Respect to Repo Collateral Substitution Requests
Comments due: May 9, 2007
First Quarter

SR-FICC-2006-19
34-55515 Mar. 22, 2007 Notice of Filing of a Proposed Rule Change Relating to Membership, Definitions, and the Electronic Pool Notification Service
Comments due: April 19, 2007
See also:  Order: Rel. No. 34-56182

SR-FICC-2007-01
34-55370 Feb. 28, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule To Interpret Rule 5 Section 6 of the Government Securities Division Rules
Comments due: March 28, 2007

SR-FICC-2006-05
34-55364 Feb. 27, 2007 Order Granting Approval of a Proposed Rule Change Relating to the Wind-Down of a Participant
See also:  Notice: Rel. No. 34-54929

SR-FICC-2006-16
34-55217 Jan. 31, 2007 Order Approving Proposed Rule Change to Replace the Government Securities Division Clearing Fund Calculation Methodology with a Yield-Driven Value-at-Risk Methodology
See also:  Notice: Rel. No. 34-54964

SR-FICC-2006-20
34-55164 Jan. 24, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the EPN Rules of its Mortgage-Backed Securities Division to Implement New Messaging Capabilities and Establish a Fee Structure
Comments due: February 22, 2007

SR-FICC-2006-17
34-55136 Jan. 19, 2007 Order Approving Proposed Rule Change Relating to Clearing Fund Deficiency Calls
See also:  Notice: Rel. No. 34-54819

SR-FICC-2006-14
34-55134 Jan. 19, 2007 Order Granting Approval of Proposed Rule Change Relating To Returning Excess Clearing Fund Collateral
See also:  Notice: Rel. No. 34-54787

SR-FICC-2006-10
34-55037 Jan. 3, 2007 Order Approving Proposed Rule Change to Amend the Rules of its Mortgage-Backed Securities Division Regarding Membership Requirements for Unregistered Investment Pools
See also:  Notice: Rel. No. 34-54769


FICC File Number List for 2007
Release No. Date Details

SR-FICC-2007-11
34-57596 Apr. 1, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule To Modify the Fee Structure of the Government Securities Division Rules Regarding GCF Repo Transactions and the Fee Structure of the Mortgage-Backed Securities Division Rule Regarding Trade-for-Trade and Settlement Balance Order Processing Fees
Comments due: 21 days after publication in the Federal Register

SR-FICC-2007-10
34-57586 Mar. 31, 2008 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Replace the Mortgage-Backed Securities Division Clearing Fund Calculation Methodology with a Yield-Driven Value-at-Risk Methodology
34-56837 Nov. 26, 2007 Notice of Filing of Proposed Rule Change to Replace the Mortgage-Backed Securities Division Clearing Fund Calculation Methodology with a Yield-Driven Value-at-Risk Methodology
Comments due: December 21, 2007

SR-FICC-2007-09
34-56820 Nov. 20, 2007 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Correspondent Clearing Service
Comments due: December 18, 2007

SR-FICC-2007-08
34-57652 Apr. 11, 2008 Order Approving Proposed Rule Change as Amended to Resume Interbank Clearing for the GCF Repo Service
34-57281 Feb. 6, 2008 Notice of Filing of Proposed Rule Change as amended by Amendment No. 1 to Resume Interbank Clearing for the GCF Repo Service
Comments due: March 4, 2008
34-56303 Aug. 22, 2007 Notice of Filing of Proposed Rule Change to Resume Interbank Clearing for the General Collateral Finance Repo Service
Comments due: September 18, 2007

SR-FICC-2007-07
34-56189 Aug. 2, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule to Make Technical Changes to Update and Align Provisions with Current Practice
Comments due: August 30, 2007

SR-FICC-2007-06
34-57405 Feb. 29, 2008 Order Approving Proposed Rule Change to Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them with Similar Rules of its Affiliates
34-56864 Nov. 29, 2007 Notice of Filing of Proposed Rule Change to Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them with Similar Rules of its Affiliates
Comments due: December 21, 2007

SR-FICC-2007-05
34-58156 Jul. 15, 2008 Order Approving Proposed Rule Change as Amended to Restructure the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Relating to Fines and to Harmonize Them with Similar Rules of its Affiliates and to Restructure the Watch List
34-57666 Apr. 15, 2008 Notice of Filing of Proposed Rule Change to Restructure the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Relating to Fines and to Harmonize Them with Similar Rules of its Affiliates and to Restructure the Watch List
Comments due: May 13, 2008

SR-FICC-2007-04
34-59111 Dec. 17, 2008 Order Approving a Proposed Rule Change Relating to Applicant and Member Disqualification Criteria
34-58128 Jul. 9, 2008 Notice of Filing of Proposed Rule Change Relating to Applicant and Member Disqualification Criteria
Comments due: August 6, 2008
Comments received are available for this notice.

SR-FICC-2007-03
34-55616 Apr. 11, 2007 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Clarify the Government Securities Division Rules with Respect to Repo Collateral Substitution Requests
Comments due: May 9, 2007

SR-FICC-2007-02
34-55701 May 3, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Rules of Its Government Securities Division With Respect to Obligations Associated With Brokered Repo Trades
Comments due: May 31, 2007

SR-FICC-2007-01
34-55370 Feb. 28, 2007 Notice of Filing and Immediate Effectiveness of Proposed Rule To Interpret Rule 5 Section 6 of the Government Securities Division Rules
Comments due: March 28, 2007

 

http://www.sec.gov/rules/sro/ficc/ficcarchive/ficcarchive2007.shtml


Modified: 12/22/2008