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FICC Rulemaking Archive: 2003

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this web site.

Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.

FICC File Number List for 2003

Additional Archives


Chronological List

Release No. Date Details
No proposals were posted to website.


FICC File Number List for 2003

Release No. Date Details

SR-FICC-2003-14
34-49421 Mar. 16, 2004 Notice of Filing of a Proposed Rule Change Relating to Amending Impractical or Inconsistent Rules, Eliminating the Need for Routine Waivers of Various Rules Provisions, and Adding Rules to Protect the Clearing Corporation and its Members
Comments due: April 13, 2004

SR-FICC-2003-06
34-50389 Sep. 15, 2004 Order Granting Approval of a Proposed Rule Change Relating to the Assessment of Funds-Only Settlement Obligations

SR-FICC-2003-05
34-50386 Sep. 15, 2004 Order Granting Approval of a Proposed Rule Change Relating to Additional Account Structures

SR-FICC-2003-01
34-49947 Jun. 30, 2004 Order Granting Approval of a Proposed Rule Change Relating to the Implementation of Fines

 

http://www.sec.gov/rules/sro/ficc/ficcarchive/ficcarchive2003.shtml


Modified: 10/16/2014