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Comments on FICC Rulemaking

Notice of Filing of a Proposed Rule Change Relating to Membership Requirements

(Release No. 34-51018; File No. SR-FICC-2004-14)

  • Lawrence R. Uhlick, Executive Director and General Counsel, Institute of International Bankers, February 9, 2005 (File name: srficc200414-1.pdf)
     
  • Memorandum from the Division of Market Regulation regarding a November 17, 2004 meeting with representatives of the Institute of International Bankers, dated March 15, 2005 (File name: iib111704.pdf)
     
  • Lawrence R. Uhlick, Executive Director and General Counsel, Institute of International Bankers, October 26, 2004 (File name: iib102604.pdf)
     
  • Kevin M. Brandt, Director, III Global Ltd. III Finance Ltd. III Relative ValueIMacro Hub Fund Ltd., October 25, 2004 (File name: srficc200414-2.pdf)
     

 

http://www.sec.gov/rules/sro/ficc/ficc200414.shtml


Modified: 03/23/2005