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FICC Rulemaking

We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

FICC File Number List for 2014

Additional Archives


Chronological List
Release No. Date Details
Second Quarter

SR-FICC-2014-02
34-72457 Jun. 24, 2014 Order Approving Proposal to Extend the Pilot Program for Certain Government Securities Division Rules Relating to the GCF RepoŽ Service
See also: Notice: Rel. No. 34-72184

SR-FICC-2014-04
34-72396 Jun. 16, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove References to New York Portfolio Clearing, LLC in the Rules of the Government Securities Division and in the Cross-margining Agreement with the Chicago Mercantile Exchange
Comments due: July 11, 2014
Additional Materials: Exhibit 5

SR-FICC-2014-03
34-72305 Jun. 4, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Government Securities Division Fee Schedule, the Mortgage-Backed Securities Division Fee Schedule for dealers and the Mortgage-Backed Securities Division EPN Fee Schedule
Comments due: July 1, 2014
Additional Materials: Exhibit 5

SR-FICC-2014-02
34-72184 May 19, 2014 Notice of Filing of Request to Extend the Pilot Program for Certain Government Securities Division Rules Relating to the GCF RepoŽ Service
Comments due: June 13, 2014
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-72457
First Quarter

SR-FICC-2013-10
34-71265 Jan. 9, 2014 Order Approving Proposed Rule Change to Establish the Minimum Financial Requirements for the Existing Membership Category of Registered Investment Company Netting Members in the Government Securities Division
See also:  Notice: Rel. No. 34-70925


FICC File Number List for 2013
Release No. Date Details

SR-FICC-2014-04
34-72396 Jun. 16, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove References to New York Portfolio Clearing, LLC in the Rules of the Government Securities Division and in the Cross-margining Agreement with the Chicago Mercantile Exchange
Comments due: July 11, 2014
Additional Materials: Exhibit 5

SR-FICC-2014-03
34-72305 Jun. 4, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Government Securities Division Fee Schedule, the Mortgage-Backed Securities Division Fee Schedule for dealers and the Mortgage-Backed Securities Division EPN Fee Schedule
Comments due: July 1, 2014
Additional Materials: Exhibit 5

SR-FICC-2014-02
34-72457 Jun. 24, 2014 Order Approving Proposal to Extend the Pilot Program for Certain Government Securities Division Rules Relating to the GCF RepoŽ Service
34-72184 May 19, 2014 Notice of Filing of Request to Extend the Pilot Program for Certain Government Securities Division Rules Relating to the GCF RepoŽ Service
Comments due: June 13, 2014
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/ficc.shtml


Modified: 06/26/2014