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FICC Rulemaking

We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter |  First Quarter

FICC File Number List for 2015

Additional Archives


Chronological List
Release No. Date Details
Second Quarter

SR-FICC-2015-002
34-75258 Jun. 22, 2015 Order Approving Proposed Rule Change to the Government Securities Division Rules in Connection with the Extension of the GCF Repo Service Pilot Program
See also: Notice: Rel. No. 34-74973

SR-FICC-2015-002
34-74973 May 15, 2015 Notice of Filing of a Proposed Rule Change to the Government Securities Division Rules in connection with the extension of the GCF Repo service pilot program
Comments due: June 11, 2015
See also: Order: Rel. No. 34-75258

SR-FICC-2015-001
34-74908 May 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Rules of the Government Securities Division and the Mortgage-Backed Securities Division regarding the Default of Fixed Income Clearing Corporation
Comments due: June 4, 2015
First Quarter

SR-FICC-2014-09
34-74411 Mar. 2, 2015 Order Approving Proposed Rule Change to Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Regarding the Default of Fixed Income Clearing Corporation
See also: Notice: Rel. No. 34-73682

SR-FICC-2014-11
34-74132 Jan. 26, 2015 Order Approving Proposed Rule Change to Amend the Government Securities Division Rulebook and the Mortgage Backed Securities Clearing Rules In Order to Move the Time of Novation with Respect to Certain Trades, Include Rules to Reflect Existing Processes, and Clarify Certain Rules to Reflect Current Practices
See also: Notice: Rel. No. 34-73805

SR-FICC-2014-06
34-74046 Jan. 13, 2015 Order Approving Proposed Rule Change to Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division on Insolvency and Ceasing to A
See also: Notice: Rel. No. 34-73787

SR-FICC-2014-12
34-74033 Jan. 12, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fee Schedule in the Mortgage-Backed Securities Division Clearing Rules
Comments due:  February 6, 2015


FICC File Number List for 2014
Release No. Date Details

SR-FICC-2015-002
34-75258 Jun. 22, 2015 Order Approving Proposed Rule Change to the Government Securities Division Rules in Connection with the Extension of the GCF Repo Service Pilot Program
34-74973 May 15, 2015 Notice of Filing of a Proposed Rule Change to the Government Securities Division Rules in connection with the extension of the GCF Repo service pilot program
Comments due: June 11, 2015

SR-FICC-2015-001
34-74908 May 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Rules of the Government Securities Division and the Mortgage-Backed Securities Division regarding the Default of Fixed Income Clearing Corporation
Comments due: June 4, 2015

 

http://www.sec.gov/rules/sro/ficc.shtml


Modified: 06/23/2015