FICC Rulemaking

We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter | First Quarter

FICC File Number List for 2013

Additional Archives

2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998

Chronological List

Release No.	Date	Details
Second Quarter
SR-FICC-2013-04
34-69495	May 2, 2013	Notice of Filing of Proposed Rule Change to the Government Securities Division Rules and the Mortgage-Backed Securities Division Clearing Rules in Connection with the Implementation of The Foreign Account Tax Compliance Act (FATCA) Comments due: May 29, 2013  Submit comments on SR-FICC-2013-04
SR-FICC-2013-02
34-69470	Apr. 29, 2013	Notice of Filing of Proposed Rule Change to Include Options On Interest Rate Futures Contracts With Maturities Not Longer Than Two Years In The One-Pot Cross-Margining Program Between the Government Securities Division and New York Portfolio Clearing, LLC Comments due: May 24, 2013  Submit comments on SR-FICC-2013-02
SR-FICC-2013-03
34-69434	Apr. 23, 2013	Notice of Filing of Proposed Rule Change to Amend Mortgage-Backed Securities Division Rules Relating to Allocation of an Indemnity Claim Made in Connection with the Use of the Federal Reserve's National Settlement Service Comments due: May 20, 2013  Submit comments on SR-FICC-2013-03
SR-FICC-2013-01
34-69424	Apr. 22, 2013	Notice of Filing of Proposed Rule Change Amending the Mortgage-Backed Securities Division Fails Charge Rule to Reflect Recommendation of the Treasury Market Practice Group Comments due: May 20, 2013  Submit comments on SR-FICC-2013-01
600-23
34-69362	Apr. 11, 2013	Notice of Filing of Amended Application for Registration as a Clearing Agency Comments due: June 3, 2013  Submit comments on 600-23 See also:  Correction of Notice Form CA-1 and Schedule A Exhibits A through D Exhibit E Exhibit F Exhibit G Exhibit G: Cross-Margining Agreement Exhibit G: Netting Contract and Limited Cross-Guaranty Exhibits H through I Exhibits J through R
First Quarter
SR-FICC-2012-07
34-68555	Jan. 2, 2013	Order Approving Proposed Rule Change Relating to Enhancements that the Mortgage-Backed Securities Division Intends to Implement to its Services and Certain Other Clarifications and Corrections to its Rules See also: Notice: Rel. No. 34-68245

Release No.	Date	Details
SR-FICC-2013-04
34-69495	May 2, 2013	Notice of Filing of Proposed Rule Change to the Government Securities Division Rules and the Mortgage-Backed Securities Division Clearing Rules in Connection with the Implementation of The Foreign Account Tax Compliance Act (FATCA) Comments due: May 29, 2013  Submit comments on SR-FICC-2013-04
SR-FICC-2013-03
34-69434	Apr. 23, 2013	Notice of Filing of Proposed Rule Change to Amend Mortgage-Backed Securities Division Rules Relating to Allocation of an Indemnity Claim Made in Connection with the Use of the Federal Reserve's National Settlement Service Comments due: May 20, 2013  Submit comments on SR-FICC-2013-03
SR-FICC-2013-02
34-69470	Apr. 29, 2013	Notice of Filing of Proposed Rule Change to Include Options On Interest Rate Futures Contracts With Maturities Not Longer Than Two Years In The One-Pot Cross-Margining Program Between the Government Securities Division and New York Portfolio Clearing, LLC Comments due: May 24, 2013  Submit comments on SR-FICC-2013-02
SR-FICC-2013-01
34-69424	Apr. 22, 2013	Notice of Filing of Proposed Rule Change Amending the Mortgage-Backed Securities Division Fails Charge Rule to Reflect Recommendation of the Treasury Market Practice Group Comments due: May 20, 2013  Submit comments on SR-FICC-2013-01
600-23
34-69362	Apr. 11, 2013	Notice of Filing of Amended Application for Registration as a Clearing Agency Comments due: June 3, 2013  Submit comments on 600-23 See also:  Correction of Notice Form CA-1 and Schedule A Exhibits A through D Exhibit E Exhibit F Exhibit G Exhibit G: Cross-Margining Agreement Exhibit G: Netting Contract and Limited Cross-Guaranty Exhibits H through I Exhibits J through R

http://www.sec.gov/rules/sro/ficc.shtml