Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-103780 | Aug 26, 2025 | SR-FICC-2025-018 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Add Basis Risk Haircut Charge to Certain Models Comments Due: September 19, 2025 See Also - Exhibit 3, Exhibit 5 Submit a Comment on SR-FICC-2025-018
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| 34-103602 | Jul 31, 2025 | SR-FICC-2025-017 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Revise the Definition of the Backtesting Charge Comments Due: August 26, 2025 See Also - Exhibit 5, Exhibit 3 |
| 34-103584 | Jul 30, 2025 | SR-FICC-2025-016 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MBSD Rule 33 (Suspension of Rules in Emergency Circumstances) Comments Due: August 25, 2025 See Also - Exhibit 5 |
| 34-103557 | Jul 28, 2025 | SR-FICC-2025-015 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Modify the GSD Rulebook Relating to Default Management and Porting with Respect to Indirect Participant Activity View Received Comments |
| 34-103399 | Jul 8, 2025 | SR-FICC-2025-014 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change to Amend and Restate the Cross-Margining Agreement between FICC and CME |
| 34-103311 | Jun 24, 2025 | SR-FICC-2025-006 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Regarding Proposed Rule Change Relating to a Participant System Disruption Comments Due: July 18, 2025 View Received Comments See Also - Exhibit 4, Exhibit 5 |
| 34-103299 | Jun 23, 2025 | SR-FICC-2025-005 | Fixed Income Clearing Corporation (FICC) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt an Intraday Mark-to-Market Charge at GSD Comments Due: July 31, 2025 View Received Comments |
| 34-103253 | Jun 18, 2025 | SR-DTC-2025-006, SR-FICC-2025-009, SR-NSCC-2025-006 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Update the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs Comments Due: May 23, 2025 View Received Comments |
| 34-103282 | Jun 17, 2025 | SR-FICC-2025-015 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Modify the GSD Rulebook Relating to Default Management and Porting with Respect to Indirect Participant Activity Comments Due: July 14, 2025 View Received Comments See Also - Exhibit 5 |
| 34-103221 | Jun 10, 2025 | SR-DTC-2025-007, SR-FICC-2025-010, SR-NSCC-2025-007 | The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC), National Securities Clearing Corporation | Order Approving a Proposed Rule Changes to Amend the Recovery and Wind-down Plan to Satisfy the Requirements of Exchange Act Rule 17ad-26 |