Fixed Income Clearing Corporation (FICC) Rulemaking
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-104116 | Sep 29, 2025 | SR-FICC-2025-018 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change to Add Basis Risk Haircut Charge to Certain Models Submit a Comment on SR-FICC-2025-018
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| 34-104091 | Sep 26, 2025 | SR-FICC-2025-020 | Fixed Income Clearing Corporation (FICC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GSD Rule 42 (Suspension of Rules) and MBSD Rule 33 (Suspension of Rules in Emergency Circumstances) Comments Due: October 21, 2025 See Also - Exhibit 5 |
| 34-104085 | Sep 26, 2025 | SR-FICC-2025-019 | Fixed Income Clearing Corporation (FICC) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Establish a New Collateral-in-Lieu Offering Within the Sponsored GC Service, and Expand the Sponsored GC Service to Allow a Sponsoring Member to Submit for Clearing... View Received Comments |
| 34-104084 | Sep 26, 2025 | SR-FICC-2025-021 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Modify the GSD Rulebook Relating to a New Service Offering Called the ACS Triparty Service Comments Due: October 21, 2025 See Also - Exhibit 5 |
| 34-104009 | Sep 22, 2025 | SR-FICC-2025-005 | Fixed Income Clearing Corporation (FICC) | Order Approving Proposed Rule Change to Adopt an Intraday Mark-to-Market Charge at GSD View Received Comments |
| 34-104001 | Sep 18, 2025 | SR-FICC-2025-015 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Modify the GSD Rulebook Relating to Default Management and Porting with... Comments Due: October 14, 2025 View Received Comments See Also - Exhibit 5, Exhibit 4 |
| 34-103941 | Sep 10, 2025 | SR-FICC-2025-017 | Fixed Income Clearing Corporation (FICC) | Order Approving of Proposed Rule Change to Revise the Definition of the Backtesting Charge |
| 34-103940 | Sep 10, 2025 | SR-FICC-2025-019 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Establish a New Collateral-in-Lieu Offering Within the Sponsored GC Service, and Expand the Sponsored GC Service to Allow a Sponsoring Member to Submit for Clearing a “Done-Away” Sponsored GC Trade View Received Comments See Also - Exhibit 2, Exhibit 5 |
| 34-103780 | Aug 26, 2025 | SR-FICC-2025-018 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Add Basis Risk Haircut Charge to Certain Models See Also - Exhibit 3, Exhibit 5 |
| 34-103602 | Jul 31, 2025 | SR-FICC-2025-017 | Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Change to Revise the Definition of the Backtesting Charge See Also - Exhibit 5, Exhibit 3 |