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EMCC Rulemaking Archive: 2004
We encourage the public to submit comments on the following Emerging Markets Clearing Corporation (EMCC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
EMCC File Number List for 2004
Additional Archives
2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999
| Release No. |
Date |
Details |
SR-EMCC-2004-12 |
| 34-50202 |
Aug. 16, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Processing Transactions in Ineligible Instruments
Comments due: September 13, 2004
|
SR-EMCC-2004-04 |
| 34-49952 |
Jun. 30, 2004 |
Order Granting Accelerated Approval of a Proposed Rule Change Relating to Buy-In and Sell-Out Procedures
See also: Notice: Rel. No. 34-49851
|
SR-EMCC-2004-04 |
| 34-49851 |
Jun. 10, 2004 |
Notice of Filing of a Proposed Rule Change Relating to Buy-In and Sell-Out Procedures
Comments due: July 12, 2004
See also: Order: Rel. No. 34-49952
|
SR-EMCC-2004-07 |
| 34-49826 |
Jun. 8, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Applicants’ and Members’ Financial Reporting Obligations
Comments due: July 8, 2004
|
SR-EMCC-2004-06 |
| 34-49825 |
Jun. 8, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Form and Substance of Opinions of Counsel
Comments due: July 8, 2004.
|
SR-EMCC-2004-02 |
| 34-49632 |
Apr. 29, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Letter of Credit Issuers
Comments due: May 27, 2004
|
SR-EMCC-2004-01 |
| 34-49623 |
Apr. 27, 2004 |
Notice of Filing of a Proposed Rule Change to Amend the Emerging Markets Clearing Corporation’s Rules with Regar to the Imposition of Fines upon its Members
Comments due: May 24, 2004
See also: Notice: Rel. No. 34-51255
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| EMCC File Number List for 2004 |
| Release No. |
Date |
Details |
SR-EMCC-2004-12 |
| 34-50202 |
Aug. 16, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Processing Transactions in Ineligible Instruments
Comments due: September 13, 2004
|
SR-EMCC-2004-07 |
| 34-49826 |
Jun. 8, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Applicants’ and Members’ Financial Reporting Obligations
Comments due: July 8, 2004
|
SR-EMCC-2004-06 |
| 34-49825 |
Jun. 8, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Form and Substance of Opinions of Counsel
Comments due: July 8, 2004
|
SR-EMCC-2004-04 |
| 34-49952 |
Jun. 30, 2004 |
Order Granting Accelerated Approval of a Proposed Rule Change Relating to Buy-In and Sell-Out Procedures
|
| 34-49851 |
Jun. 10, 2004 |
Notice of Filing of a Proposed Rule Change Relating to Buy-In and Sell-Out Procedures
Comments due: July 12, 2004
|
SR-EMCC-2004-02 |
| 34-49632 |
Apr. 29, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Letter of Credit Issuers
Comments due: May 27, 2004
|
SR-EMCC-2004-01 |
| 34-51255 |
Feb. 25, 2005 |
Notice of Withdrawal of a Proposed Rule Change to Amend its Rules with Regard to the Imposition of Fines upon its Members
|
| 34-49623 |
Apr. 27, 2004 |
Notice of Filing of a Proposed Rule Change to Amend the Emerging Markets Clearing Corporation’s Rules with Regar to the Imposition of Fines upon its Members
Comments due: May 24, 2004
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http://www.sec.gov/rules/sro/emcc/emccarchive/emccarchive2004.shtml
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