National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-73940 | SEC Issue Date:Dec 24, 2014 | File Number:SR-EDGX-2014-35 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 2.11, 2.12, 11.11 and 11.14 To Replace References to "Direct Edge ECN LLC d/b/a DE Route" and "DE Route" With "BATS Trading, Inc." See Also - Exhibit 5 |
| Release Number:34-73918 | SEC Issue Date:Dec 23, 2014 | File Number:SR-EDGX-2014-25, SR-EDGA-2014-25, SR-BYX-2014-030, SR-BATS-2014-055 | SRO Organization:EDGX Exchange (EDGX), EDGA Exchange (EDGA), BATS Y-Exchange (BYX), BATS Exchange (BATS) |
Details: Notice of Amendments No. 2 and Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, To Establish a New Market Data Product Called the BATS One Feed View Received Comments See Also - Rel. No. 34-73596, Rel. No. 34-73594, Rel. No. 34-73597 |
| Release Number:34-73893 | SEC Issue Date:Dec 19, 2014 | File Number:SR-EDGX-2014-34 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Convert Direct Edge, Inc., the Parent Company of EDGX Exchange, Inc., From a Delaware Corporation to a Delaware Limited Liability Company See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C |
| Release Number:34-73796 | SEC Issue Date:Dec 9, 2014 | File Number:SR-EDGX-2014-33 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5 and 11.3 of EDGX Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-73782 | SEC Issue Date:Dec 8, 2014 | File Number:SR-EDGX-2014-32 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. View Received Comments See Also - Exhibit 5 |
| Release Number:34-73780 | SEC Issue Date:Dec 8, 2014 | File Number:SR-EDGX-2014-28 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 13.9 of EDGX Exchange, Inc. Related to Communication and Routing Service Known as ConnectEdge See Also - Exhibit 5A, Exhibit 5B |
| Release Number:34-73760 | SEC Issue Date:Dec 5, 2014 | File Number:SR-EDGX-2014-29 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Reference to the EdgeRisk Gateway in Rule 13.10 of EDGX Exchange, Inc. See Also - Exhibit 5A, Exhibit 5B |
| Release Number:34-73758 | SEC Issue Date:Dec 5, 2014 | File Number:SR-EDGX-2014-30 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the EdgeBook Cloud Service on EDGX Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-73747 | SEC Issue Date:Dec 4, 2014 | File Number:SR-EDGX-2014-27 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 14.1(c)(5) of EDGX Exchange, Inc. To Harmonize Its Restrictions on Market Makers in UTP Derivative Securities With NYSE Arca, Inc. and Nasdaq Stock Market LLC |
| Release Number:34-73597 | SEC Issue Date:Nov 14, 2014 | File Number:SR-EDGX-2014-25 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Establish a New Market Data Product Called the BATS One Feed View Received Comments See Also - Exhibit 5, Rel. No. 34-73918 |