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EDGX Exchange Rulemaking Archive: 2012

We encourage the public to submit comments on the following EDGX Exchange (EDGX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

EDGX File Number List for 2013

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-EDGX-2013-46
34-71058 Dec. 12, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: January 8, 2014
Additional Materials:  Exhibit 5
Comments received are available for this proposal.

SR-EDGX-2013-45
34-71062 Dec. 12, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.12, Limitations of Liability
Comments due: January 8, 2014
Additional Materials:  Exhibit 5
See also:  Order: Rel. No. 34-71449

SR-EDGX-2013-44
34-71048 Dec. 11, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: January 7, 2014
Additional Materials:  Exhibit 5

SR-EDGX-2013-43
34-71045 Dec. 11, 2013 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, in Connection with the Proposed Business Combination involving BATS Global Markets, Inc. and Direct Edge Holdings LLC
Comments due: January 7, 2014
Additional Materials:  Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f, Exhibit 5g, Exhibit 5h, Exhibit 5i, Exhibit 5j, Exhibit 5k
Comments received are available for this proposal.

SR-EDGX-2013-40
34-70836 Nov. 8, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 3.5 (Advertising Practices) and to Repeal Rule 3.20 (Initial or Partial Payments) to Conform with the Rules of the Financial Industry Regulatory Authority, Inc.
Comments due: December 6, 2013

SR-EDGX-2013-42
34-70811 Nov. 5, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: December 3, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-41
34-70808 Nov. 5, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: December 3, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-39
34-70714 Oct. 18, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 4.3, Record of Written Complaints, to Conform to Financial Industry Regulatory Authority, Inc. Rule 4513
Comments due: November 15, 2013

SR-EDGX-2013-38
34-70669 Oct. 11, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: November 12, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-36
34-70626 Oct. 8, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rules 3.2, 13.3, and Adopt Rule 12.14, Front Running of Block Transactions to Conform with the Rules of Other Self-Regulatory Organizations
Comments due: November 12, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-37
34-70601 Oct. 2, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: November 12, 2013
Additional Materials:  Exhibit 5
Third Quarter

SR-EDGX-2013-35
34-70511 Sep. 26, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.13, Clearly Erroneous Executions
Comments due: October 23, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-34
34-70384 Sep. 12, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the EDGX Exchange, Inc. Fee Schedule
Comments due: October 9, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-33
34-70363 Sep. 10, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: October 7, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-32
34-70230 Aug. 19, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate EDGX Rule 13.4
Comments due: September 13, 2013

SR-EDGX-2013-31
34-70162 Aug. 12, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2.5 to Outline the Continuing Education Requirements for Series 56 Licensees and its Fee Schedule to Include Fees for the Series 56 Examination and its Related Continuing Education Requirements
Comments due: September 6, 2013
Additional Materials:  Exhibit 5A, Exhibit 5B

SR-EDGX-2013-30
34-70147 Aug. 8, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: September 4, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-27
34-70145 Aug. 8, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: September 4, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-26
34-70134 Aug. 8, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: September 4, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-25
34-69911 Jul. 2, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: July 30, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-24
34-69899 Jul. 1, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: July 29, 2013
Additional Materials:  Exhibit 5
Second Quarter

SR-EDGX-2013-23
34-69875 Jun. 27, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.5(c), NBBO Offset Peg Order
Comments due: July 24, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-17
34-69870 Jun. 27, 2013 Order Approving a Proposed Rule Change Relating to the EDGX Exchange, Inc.'s Routing Broker Dealer, as Described in EDGX Rule 2.12(b)
See also:  Notice: Rel. No. 34-69614

SR-EDGX-2013-21
34-69855 Jun. 25, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer and Establish Fees for a New Exchange Service, EdgeRisk Gateways
Comments due: July 22, 2013
Additional Materials:   Exhibit 5A, Exhibit 5B

SR-EDGX-2013-20
34-69852 Jun. 25, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Footnote 4 of the Exchange's Fee Schedule regarding Retail Orders
Comments due: July 22, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-19
34-69725 Jun. 10, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: July 5, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-18
34-69670 May 30, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: June 26, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-17
34-69614 May 21, 2013 Notice of Filing of Proposed Rule Change Relating to the EDGX Exchange, Inc.'s Routing Broker Dealer, as Described in EDGX Rule 2.12(b)
Comments due: June 18, 2013
Additional Materials:  Exhibit 5
See also:  Order: Rel. No. 34-69870

SR-EDGX-2013-16
34-69539 May 8, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: June 4, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-15
34-69510 May 3, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: May 30, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-14
34-69482 Apr. 30, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: May 28, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-13
34-69378 Apr. 15, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Footnote 4 of the Exchange's Fee Schedule Regarding Retail Orders
Comments due: May 10, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-12
34-69324 Apr. 5, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: May 2, 2013
Additional Materials:  Exhibit 5
First Quarter

SR-EDGX-2013-11
34-69067 Mar. 7, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: April 3, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-10
34-69042 Mar. 5, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: April 2, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-08
34-69003 Feb. 27, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rules 1.5, 11.5, 11.8, 11.9 and 11.14 in connection with the implementation of the National Market System Plan to Address Extraordinary Market Volatility
Comments due: March 26, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-04
34-68883 Feb. 8, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.14 to Extend the Operation of the Single Stock Circuit Breaker Program
Comments due: March 7, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-07
34-68878 Feb. 8, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: March 7, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-03
34-68831 Feb. 5, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: March 4, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-06
34-68814 Feb. 1, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.13 to Extend the Operation of a Pilot Pursuant to Rule 11.13 until September 30, 2013
Comments due: February 28, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-05
34-68805 Feb. 1, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Operative Date of Changes to the Rule for Halting Trading in All Stocks Due to Extraordinary Market Volatility
Comments due: February 27, 2013

SR-EDGX-2013-02
34-68782 Jan. 31, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to EDGX Rule 13.9
Comments due: February 27, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-01
34-68713 Jan. 23, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for EdgeBook AttributedSM
Comments due: February 20, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2012-49
34-68596 Jan. 7, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.5(c) (NBBO Offset Peg Order)
Comments due: February 1, 2013
Additional Materials:  Exhibit 5


EDGX File Number List for 2013
Release No. Date Details

SR-EDGX-2013-46
34-71058 Dec. 12, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: January 8, 2014
Additional Materials:  Exhibit 5
Comments received are available for this proposal.

SR-EDGX-2013-45
34-71062 Dec. 12, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.12, Limitations of Liability
Comments due: January 8, 2014
Additional Materials:  Exhibit 5

SR-EDGX-2013-44
34-71048 Dec. 11, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: January 7, 2014
Additional Materials:  Exhibit 5

SR-EDGX-2013-43
34-71449 Jan. 30, 2014 Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, in Connection With the Proposed Business Combination Involving BATS Global Markets, Inc. and Direct Edge Holdings LLC
Additional File No.: SR-EDGA-2013-34
34-71045 Dec. 11, 2013 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, in Connection with the Proposed Business Combination involving BATS Global Markets, Inc. and Direct Edge Holdings LLC
Comments due: January 7, 2014
Additional Materials:  Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f, Exhibit 5g, Exhibit 5h, Exhibit 5i, Exhibit 5j, Exhibit 5k
Comments received are available for this proposal.

SR-EDGX-2013-42
34-70811 Nov. 5, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: December 3, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-41
34-70808 Nov. 5, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: December 3, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-40
34-70836 Nov. 8, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 3.5 (Advertising Practices) and to Repeal Rule 3.20 (Initial or Partial Payments) to Conform with the Rules of the Financial Industry Regulatory Authority, Inc.
Comments due: December 6, 2013

SR-EDGX-2013-39
34-70714 Oct. 18, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 4.3, Record of Written Complaints, to Conform to Financial Industry Regulatory Authority, Inc. Rule 4513
Comments due: November 15, 2013

SR-EDGX-2013-38
34-70669 Oct. 11, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: November 12, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-37
34-70601 Oct. 2, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: November 12, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-36
34-70626 Oct. 8, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rules 3.2, 13.3, and Adopt Rule 12.14, Front Running of Block Transactions to Conform with the Rules of Other Self-Regulatory Organizations
Comments due: November 12, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-35
34-70511 Sep. 26, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.13, Clearly Erroneous Executions
Comments due: October 23, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-34
34-70384 Sep. 12, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the EDGX Exchange, Inc. Fee Schedule
Comments due: October 9, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-33
34-70363 Sep. 10, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: October 7, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-32
34-70230 Aug. 19, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate EDGX Rule 13.4
Comments due: September 13, 2013

SR-EDGX-2013-31
34-70162 Aug. 12, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2.5 to Outline the Continuing Education Requirements for Series 56 Licensees and its Fee Schedule to Include Fees for the Series 56 Examination and its Related Continuing Education Requirements
Comments due: September 6, 2013
Additional Materials:  Exhibit 5A, Exhibit 5B

SR-EDGX-2013-30
34-70147 Aug. 8, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: September 4, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-27
34-70145 Aug. 8, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: September 4, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-26
34-70134 Aug. 8, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: September 4, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-25
34-69911 Jul. 2, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: July 30, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-24
34-69899 Jul. 1, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: July 29, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-23
34-69875 Jun. 27, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.5(c), NBBO Offset Peg Order
Comments due: July 24, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-21
34-69855 Jun. 25, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer and Establish Fees for a New Exchange Service, EdgeRisk Gateways
Comments due: July 22, 2013
Additional Materials:   Exhibit 5A, Exhibit 5B

SR-EDGX-2013-20
34-69852 Jun. 25, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Footnote 4 of the Exchange's Fee Schedule regarding Retail Orders
Comments due: July 22, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-19
34-69725 Jun. 10, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: July 5, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-18
34-69670 May 30, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: June 26, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-17
34-69870 Jun. 27, 2013 Order Approving a Proposed Rule Change Relating to the EDGX Exchange, Inc.'s Routing Broker Dealer, as Described in EDGX Rule 2.12(b)
34-69614 May 21, 2013 Notice of Filing of Proposed Rule Change Relating to the EDGX Exchange, Inc.'s Routing Broker Dealer, as Described in EDGX Rule 2.12(b)
Comments due: June 18, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-16
34-69539 May 8, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: June 4, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-15
34-69510 May 3, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: May 30, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-14
34-69482 Apr. 30, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: May 28, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-13
34-69378 Apr. 15, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Footnote 4 of the Exchange's Fee Schedule Regarding Retail Orders
Comments due: May 10, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-12
34-69324 Apr. 5, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: May 2, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-11
34-69067 Mar. 7, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: April 3, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-10
34-69042 Mar. 5, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: April 2, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-08
34-69003 Feb. 27, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rules 1.5, 11.5, 11.8, 11.9 and 11.14 in connection with the implementation of the National Market System Plan to Address Extraordinary Market Volatility
Comments due: March 26, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-07
34-68878 Feb. 8, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: March 7, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-06
34-68814 Feb. 1, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.13 to Extend the Operation of a Pilot Pursuant to Rule 11.13 until September 30, 2013
Comments due: February 28, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-05
34-68805 Feb. 1, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Operative Date of Changes to the Rule for Halting Trading in All Stocks Due to Extraordinary Market Volatility
Comments due: February 27, 2013

SR-EDGX-2013-04
34-68883 Feb. 8, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.14 to Extend the Operation of the Single Stock Circuit Breaker Program
Comments due: March 7, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-03
34-68831 Feb. 5, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: March 4, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-02
34-68782 Jan. 31, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to EDGX Rule 13.9
Comments due: February 27, 2013
Additional Materials:  Exhibit 5

SR-EDGX-2013-01
34-68713 Jan. 23, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for EdgeBook AttributedSM
Comments due: February 20, 2013
Additional Materials:  Exhibit 5

 

http://www.sec.gov/rules/sro/edgxarchive/edgx2013.shtml


Modified: 05/12/2014