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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-66065 SEC Issue Date:Dec 28, 2011 File Number:SR-Phlx-2011-129, SR-NYSEArca-2011-68, SR-NYSEAmex-2011-73, SR-NYSE-2011-48, SR-NSX-2011-11, SR-NASDAQ-2011-131, SR-ISE-2011-61, SR-FINRA-2011-054, SR-EDGX-2011-30, SR-EDGA-2011-31, SR-CHX-2011-30, SR-CBOE-2011-087, SR-C2-2011-024, SR-BYX-2011-025, SR-BX-2011-068, SR-BATS-2011-038 SRO Organization:NASDAQ OMX PHLX, Nasdaq PHLX LLC (Phlx), NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), Financial Industry Regulatory Authority (FINRA), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), BATS Y-Exchange (BYX), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) Details: Order Instituting Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
View Received Comments
See Also - Rel. No. 34-67090, Rel. No 34-66680, Rel. No. 34-65770, Rel. No. 34-65433, Rel. No. 34-65438, Rel. No. 34-65426, Rel. No. 34-65427, Rel. No. 34-65428, Rel. No. 34-65429, Rel. No. 34-65430, Rel. No. 34-65431, Rel. No. 34-65432, Rel. No. 34-65434, Rel. No. 34-65435, Rel. No. 34-65436, Rel. No. 34-65437, Rel. No. 34-65439, Rel. No. 34-65440
Release Number:34-65964 SEC Issue Date:Dec 15, 2011 File Number:SR-EDGX-2011-28, SR-EDGA-2011-29 SRO Organization:EDGX Exchange (EDGX), EDGA Exchange (EDGA) Details: Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, Relating to Amendments to EDGA and EDGX Rules Regarding the Registration and Obligations of Market Makers
See Also - Rel. No. 34-65660, Rel. No. 34-65316, Rel. No. 34-65315
Release Number:34-65903 SEC Issue Date:Dec 6, 2011 File Number:SR-EDGX-2011-37 SRO Organization:EDGX Exchange (EDGX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend EDGX Rule 11.9
See Also - Exhibit 5
Release Number:34-65827 SEC Issue Date:Nov 23, 2011 File Number:SR-EDGX-2011-35 SRO Organization:EDGX Exchange (EDGX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend EDGX Rule 11.9
See Also - Exhibit 5
Release Number:34-65823 SEC Issue Date:Nov 23, 2011 File Number:SR-EDGX-2011-36 SRO Organization:EDGX Exchange (EDGX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.14 to Exclude from the Pilot Rule All Rights and Warrants
See Also - Exhibit 5
Release Number:34-65770 SEC Issue Date:Nov 17, 2011 File Number:SR-Phlx-2011-129, SR-NYSEArca-2011-68, SR-NYSEAmex-2011-73, SR-NYSE-2011-48, SR-NSX-2011-11, SR-NASDAQ-2011-131, SR-ISE-2011-61, SR-FINRA-2011-054, SR-EDGX-2011-30, SR-EDGA-2011-31, SR-CHX-2011-30, SR-CBOE-2011-087, SR-C2-2011-024, SR-BYX-2011-025, SR-BX-2011-068, SR-BATS-2011-038 SRO Organization:NASDAQ OMX PHLX, Nasdaq PHLX LLC (Phlx), NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), Financial Industry Regulatory Authority (FINRA), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), BATS Y-Exchange (BYX), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) Details: Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
View Received Comments
See Also - Rel. No. 34-67090, Rel. No 34-66680, Rel. No. 34-66065, Rel. No. 34-65433, Rel. No. 34-65425, Rel. No. 34-65440, Rel. No. 34-65438, Rel. No. 34-65430, Rel. No. 34-65435, Rel. No. 34-65427, Rel. No. 34-65439, Rel. No. 34-65434, Rel. No. 34-65426, Rel. No. 34-65432, Rel. No. 34-65436, Rel. No. 34-65431, Rel. No. 34-65429, Rel. No. 34-65428, Rel. No. 34-65437
Release Number:34-65683 SEC Issue Date:Nov 4, 2011 File Number:SR-EDGX-2011-34 SRO Organization:EDGX Exchange (EDGX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Release Number:34-65660 SEC Issue Date:Oct 31, 2011 File Number:SR-EDGX-2011-28, SR-EDGA-2011-29 SRO Organization:EDGX Exchange (EDGX), EDGA Exchange (EDGA) Details: Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Amendments to EDGA and EDGX Rules Regarding the Registration and Obligations of Market Makers
See Also - Rel. No. 34-65316, Rel. No. 34-65964, Rel. No. 34-65315
Release Number:34-65565 SEC Issue Date:Oct 14, 2011 File Number:SR-EDGX-2011-33 SRO Organization:EDGX Exchange (EDGX) Details: Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in Which Its Indirect Parent, Deutsche Brse AG, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V.
See Also - Exhibit 5, Rel. No. 34-66171
Release Number:34-65541 SEC Issue Date:Oct 12, 2011 File Number:SR-EDGX-2011-31 SRO Organization:EDGX Exchange (EDGX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
See Also - Exhibit 5
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