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EDGX Exchange Rulemaking Archive: 2011

We encourage the public to submit comments on the following EDGX Exchange (EDGX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

EDGX File Number List for 2011

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-EDGX-2011-30
34-66065 Dec. 28, 2011 Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Comments due:  January 25, 2012
Rebuttal comments due:  February 8, 2012
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also:   Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Notice: Rel. No. 34-65770; and Notice: Rel. No. 34-65440
Comments received are available for this proposal.

SR-EDGX-2011-28
34-65964 Dec. 15, 2011 Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, Relating to Amendments to EDGA and EDGX Rules Regarding the Registration and Obligations of Market Makers
Other file no.:  SR-EDGA-2011-29
See also:   Notice: Rel. No. 34-65660 and Notice: Rel. No. 34-65315

SR-EDGX-2011-37
34-65903 Dec. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.9
Comments due:  January 3, 2012
Additional Materials:   Exhibit 5

SR-EDGX-2011-35
34-65827 Nov. 23, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule to Amend EDGX Rule 11.9
Comments due:  December 21, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-36
34-65823 Nov. 23, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.14 to Exclude from the Pilot Rule All Rights and Warrants
Comments due:  December 21, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-30
34-65770 Nov. 17, 2011 Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also:   Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Order: Rel. No. 34-66065; and Notice: Rel. No. 34-65440
Comments received are available for this proposal.

SR-EDGX-2011-34
34-65683 Nov. 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  December 1, 2011

SR-EDGX-2011-28
34-65660 Oct. 31, 2011 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Amendments to EDGA and EDGX Rules Regarding the Registration and Obligations of Market Makers
Other file no.:  SR-EDGA-2011-29
See also:   Notice: Rel. No. 34-65315 and Order: Rel. No. 34-65964

SR-EDGX-2011-33
34-65565 Oct. 14, 2011 Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in which Its Indirect Parent, Deutsche Börse AG, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V.
Comments due:  November 10, 2011
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-66171

SR-EDGX-2011-31
34-65541 Oct. 12, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  November 8, 2011
Additional Materials:   Exhibit 5
Third Quarter

SR-EDGX-2011-30
34-65440 Sep. 28, 2011 Notice of Filing of Proposed Rule Change by to Amend EDGX Rule 11.14
Comments due:  October 25, 2011
See also:   Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Order: Rel. No. 34-66065; and Notice: Rel. No. 34-65770
Comments received are available for this proposal.

SR-EDGX-2011-29
34-65329 Sep. 13, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX By-Laws
Comments due:  October 11, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-28
34-65315 Sep. 12, 2011 Notice of Filing of Proposed Rule Change Relating to Amendments to EDGX Rules Regarding the Registration and Obligations of Market Makers
Comments due:  October 7, 2011
See also:   Notice: Rel. No. 34-65660 and Order: Rel. No. 34-65964
Comments received are available for this notice.

SR-EDGX-2011-27
34-65197 Aug. 25, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 1.5(q)
Comments due:  September 21, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-26
34-65189 Aug. 24, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the EDGX Fee Schedule to establish an Annual Membership Fee, Monthly Trading Rights Fee, and a Monthly MPID Fee
Comments due:  September 20, 2011

SR-EDGX-2011-25
34-65109 Aug. 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.13
Comments due:  September 7, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-23
34-65092 Aug. 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.14 to Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until January 31, 2012
Comments due:  September 6, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-24
34-65073 Aug. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.13 to extend the operation of a pilot program pursuant to the Rule until January 31, 2012
Comments due:  September 6, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-22
34-64990 Jul. 29, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  August 25, 2011

SR-EDGX-2011-21
34-64963 Jul. 26, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  August 22, 2011

SR-EDGX-2011-20
34-64911 Jul. 18, 2011 Notice of Filing and Immediate Effectiveness of Amendment to EDGX Rule 11.9
Comments due:  August 12, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-19
34-64848 Jul. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  August 4, 2011

SR-EDGX-2011-18
34-64791 Jul. 1, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Available Without Charge the EDGX Book Feed and to Add a Description of the EDGX Book Feed to New Rule 13.8
Comments due:  July 28, 2011
Additional Materials:   Exhibit 5
Second Quarter

SR-EDGX-2011-14
34-64735 Jun. 23, 2011 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks
Additional File Nos.:  SR-BATS-2011-016, SR-BYX-2011-011, SR-BX-2011-025, SR-CBOE-2011-049, SR-CHX-2011-09, SR-EDGA-2011-15, SR-FINRA-2011-023, SR-ISE-2011-028, SR-NASDAQ-2011-067, SR-NYSE-2011-21, SR-NYSEAmex-2011-32, SR-NYSEArca-2011-26, SR-NSX-2011-06, SR-Phlx-2011-64
See also:   Notice: Rel. No. 34-64428

SR-EDGX-2011-17
34-64632 Jun. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  July 5, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-16
34-64586 Jun. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  June 29, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-15
34-64465 May 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by EDGX Exchange, Inc. to Amend EDGX Rule 11.9
Comments due:  June 7, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-13
34-64452 May 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  June 3, 2011

SR-EDGX-2011-14
34-64428 May 6, 2011 Notice of Filing of Proposed Rule Change to Amend EDGX Rules 11.13 and 11.14
Comments due:  June 2, 2011
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-64735

SR-EDGX-2011-12
34-64361 Apr. 28, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Inbound Router, as described in EDGX Rule 2.12(b)
Comments due:  May 25, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-09
34-64253 Apr. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  May 4, 2011

SR-EDGX-2011-08
34-64250 Apr. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule to Amend EDGX Rule 11.9 to Introduce Additional Routing Options to the Rule
Comments due:  May 4, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-11
34-64229 Apr. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.13 to Extend the Operation of a Pilot
Comments due:  May 4, 2011
Additional Materials:   Text of Proposed Rule Change

SR-EDGX-2011-10
34-64205 Apr. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.14 to Extend the Operation of the Single Stock Circuit Breaker Pilot Program
Comments due:  May 3, 2011

SR-EDGX-2011-07
34-64186 Apr. 5, 2011 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Adopt Rule 3.22 (Proxy Voting), in Accordance with the Provisions of Section 957 of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Comments due:  May 2, 2011
Additional Materials:   Exhibit 5
First Quarter

SR-EDGX-2011-06
34-64095 Mar. 18, 2011 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by EDGX Exchange, Inc. to Delete the Description of and All References to Step-Up Orders in EDGX Rules
Comments due:  April 13, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-05
34-64036 Mar. 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  March 31, 2011

SR-EDGX-2011-04
34-63989 Feb. 28, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rules 11.5, 11.9, and 11.15 to Make Certain Changes Consistent with the Upcoming Implementation of Amendments to Regulation SHO
Comments due:  March 25, 2011

SR-EDGX-2010-17
34-63930 Feb. 18, 2011 Order Instituting Proceedings to Determine Whether to Disapprove a Proposed Rule Change as Modified by Amendment No. 2 to Amend EDGX Rules 11.9 and 11.5 Regarding Step-up Orders
Comments due:  April 11, 2011
Rebuttal comments due:  April 25, 2011
See also:   Notice: Rel. No. 34-63574; Notice: Rel. No. 34-63336
Comments received are available for this notice.

SR-EDGX-2011-03
34-63837 Feb. 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  March 3, 2011

SR-EDGX-2011-02
34-63821 Feb. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  March 3, 2011

SR-EDGX-2011-01
34-63779 Jan. 26, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.9
Comments due:  February 22, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2010-25
34-63638 Jan. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  February 2, 2011


EDGX File Number List
Release No. Date Details

SR-EDGX-2011-39
34-66129 Jan. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  February 8, 2012
Additional Materials:   Exhibit 5

SR-EDGX-2011-37
34-65903 Dec. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.9
Comments due:  January 3, 2012
Additional Materials:   Exhibit 5

SR-EDGX-2011-36
34-65823 Nov. 23, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.14 to Exclude from the Pilot Rule All Rights and Warrants
Comments due:  December 21, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-35
34-65827 Nov. 23, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule to Amend EDGX Rule 11.9
Comments due:  December 21, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-34
34-65683 Nov. 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  December 1, 2011

SR-EDGX-2011-33
34-66171 Jan. 17, 2012 Order Granting Approval of Proposed Rule Change Relating to a Corporate Transaction in which Deutsche Börse AG and NYSE Euronext Would Become Subsidiaries of Alpha Beta Netherlands Holding N.V.
34-65565 Oct. 14, 2011 Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in which Its Indirect Parent, Deutsche Börse AG, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V.
Comments due:  November 10, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-31
34-65541 Oct. 12, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  November 8, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-30
34-67090 May 31, 2012 Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
34-66680 Mar. 29, 2012 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
34-66065 Dec. 28, 2011 Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Comments due:  January 25, 2012
Rebuttal comments due:  February 8, 2012
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments received are available for this proposal.
34-65770 Nov. 17, 2011 Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
34-65440 Sep. 28, 2011 Notice of Filing of Proposed Rule Change by to Amend EDGX Rule 11.14
Comments due:  October 25, 2011
Comments received are available for this proposal.

SR-EDGX-2011-29
34-65329 Sep. 13, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX By-Laws
Comments due:  October 11, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-28
34-65964 Dec. 15, 2011 Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, Relating to Amendments to EDGA and EDGX Rules Regarding the Registration and Obligations of Market Makers
Other file no.:  SR-EDGA-2011-29
See also:   Notice: Rel. No. 34-65660 and Notice: Rel. No. 34-65315
34-65660 Oct. 31, 2011 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Amendments to EDGA and EDGX Rules Regarding the Registration and Obligations of Market Makers
Other file no.:  SR-EDGA-2011-29
Comments received are available for this notice.
34-65315 Sep. 12, 2011 Notice of Filing of Proposed Rule Change Relating to Amendments to EDGX Rules Regarding the Registration and Obligations of Market Makers
Comments due:  October 7, 2011

SR-EDGX-2011-27
34-65197 Aug. 25, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 1.5(q)
Comments due:  September 21, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-26
34-65189 Aug. 24, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the EDGX Fee Schedule to establish an Annual Membership Fee, Monthly Trading Rights Fee, and a Monthly MPID Fee
Comments due:  September 20, 2011

SR-EDGX-2011-25
34-65109 Aug. 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.13
Comments due:  September 7, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-24
34-65073 Aug. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.13 to extend the operation of a pilot program pursuant to the Rule until January 31, 2012
Comments due:  September 6, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-23
34-65092 Aug. 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.14 to Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until January 31, 2012
Comments due:  September 6, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-22
34-64990 Jul. 29, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  August 25, 2011

SR-EDGX-2011-21
34-64963 Jul. 26, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  August 22, 2011

SR-EDGX-2011-20
34-64911 Jul. 18, 2011 Notice of Filing and Immediate Effectiveness of Amendment to EDGX Rule 11.9
Comments due:  August 12, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-19
34-64848 Jul. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  August 4, 2011

SR-EDGX-2011-18
34-64791 Jul. 1, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Available Without Charge the EDGX Book Feed and to Add a Description of the EDGX Book Feed to New Rule 13.8
Comments due:  July 28, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-17
34-64632 Jun. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  July 5, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-16
34-64586 Jun. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  June 29, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-15
34-64465 May 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by EDGX Exchange, Inc. to Amend EDGX Rule 11.9
Comments due:  June 7, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-14
34-64735 Jun. 23, 2011 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks
Additional File Nos.:  SR-BATS-2011-016, SR-BYX-2011-011, SR-BX-2011-025, SR-CBOE-2011-049, SR-CHX-2011-09, SR-EDGA-2011-15, SR-FINRA-2011-023, SR-ISE-2011-028, SR-NASDAQ-2011-067, SR-NYSE-2011-21, SR-NYSEAmex-2011-32, SR-NYSEArca-2011-26, SR-NSX-2011-06, SR-Phlx-2011-64
34-64428 May 6, 2011 Notice of Filing of Proposed Rule Change to Amend EDGX Rules 11.13 and 11.14
Comments due:  June 2, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-13
34-64452 May 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  June 3, 2011

SR-EDGX-2011-12
34-64361 Apr. 28, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Inbound Router, as described in EDGX Rule 2.12(b)
Comments due:  May 25, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-11
34-64229 Apr. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.13 to Extend the Operation of a Pilot
Comments due:  May 4, 2011
Additional Materials:   Text of Proposed Rule Change

SR-EDGX-2011-10
34-64205 Apr. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.14 to Extend the Operation of the Single Stock Circuit Breaker Pilot Program
Comments due:  May 3, 2011

SR-EDGX-2011-09
34-64253 Apr. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  May 4, 2011

SR-EDGX-2011-08
34-64250 Apr. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule to Amend EDGX Rule 11.9 to Introduce Additional Routing Options to the Rule
Comments due:  May 4, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-07
34-64186 Apr. 5, 2011 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Adopt Rule 3.22 (Proxy Voting), in Accordance with the Provisions of Section 957 of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Comments due:  May 2, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-06
34-64095 Mar. 18, 2011 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by EDGX Exchange, Inc. to Delete the Description of and All References to Step-Up Orders in EDGX Rules
Comments due:  April 13, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2011-05
34-64036 Mar. 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  March 31, 2011

SR-EDGX-2011-04
34-63989 Feb. 28, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rules 11.5, 11.9, and 11.15 to Make Certain Changes Consistent with the Upcoming Implementation of Amendments to Regulation SHO
Comments due:  March 25, 2011

SR-EDGX-2011-03
34-63837 Feb. 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  March 3, 2011

SR-EDGX-2011-02
34-63821 Feb. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  March 3, 2011

SR-EDGX-2011-01
34-63779 Jan. 26, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.9
Comments due:  February 22, 2011
Additional Materials:   Exhibit 5

 

http://www.sec.gov/rules/sro/edgxarchive/edgx2011.shtml


Modified: 05/12/2014