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EDGX Exchange Rulemaking Archive: 2010

We encourage the public to submit comments on the following EDGX Exchange (EDGX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

EDGX File Number List for 2010

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-EDGX-2010-24
34-63589 Dec. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.5
Comments due:  January 18, 2010
Additional Materials:   Exhibit 5

SR-EDGX-2010-17
34-63574 Dec. 17, 2010 Notice of Filing of Amendment No. 2 to Proposed Rule Change to Amend EDGX Rules 11.9 and 11.5
Comments due:  January 13, 2011
See also:   Order: Rel. No. 34-63930; Notice: Rel. No. 34-63336
Comments received are available for this notice.

SR-EDGX-2010-21
34-63520 Dec. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  January 6, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2010-23
34-63515 Dec. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.13 to Extend the Operation of a Pilot Pursuant to Rule 11.13 until April 11, 2011
Comments due:  January 5, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2010-22
34-63507 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.14 to Extend the Operation of a Pilot Pursuant to the Rule Until April 11, 2011
Comments due:  January 6, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2010-19
34-63468 Dec. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule to Add Two New Routing Options
Comments due:  January 5, 2011

SR-EDGX-2010-20
34-63465 Dec. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  January 5, 2011

SR-EDGX-2010-18
34-63428 Dec. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.9 to offer Anti-Internalization Qualifier ("AIQ") functionality to Exchange Users
Comments due:  December 30, 2010
Additional Materials:   Exhibit 5

SR-EDGX-2010-17
34-63336 Nov. 18, 2010 Notice of Filing of Proposed Rule Change to Amend EDGX Rules 11.9(b)(1)(C) and 11.5(c)(7) Regarding Step-up Orders
Comments due:  December 15, 2010
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-63930; Notice: Rel. No. 34-63574
Comments received are available for this notice.

SR-EDGX-2010-15
34-63284 Nov. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rules 2.5 and 11.4 to Permit Qualification and Registration of Authorized Traders of Members Pursuant to Certain Foreign Examination Modules Equivalent to the Series 7 Examination
Comments due:  December 7, 2010
Additional Materials:   Exhibit 5

SR-EDGX-2010-16
34-63226 Nov. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  November 29, 2010

SR-EDGX-2010-14
34-63163 Oct. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.5
Comments due:  November 18, 2010

SR-EDGX-2010-13
34-63054 Oct. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  November 4, 2010
Third Quarter

SR-EDGX-2010-09
34-62929 Sep. 17, 2010 Order Approving a Proposed Rule Change Relating to a Revenue Sharing Program with Correlix, Inc.
See also:   Notice: Rel. No. 34-62682

SR-EDGX-2010-03
34-62886 Sep. 10, 2010 Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also:   Notice: Rel. No. 34-62339

SR-EDGX-2010-05
34-62884 Sep. 10, 2010 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000 Index and Specified Exchange Traded Products
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-ISE-2010-66; SR-NASDAQ-2010-079; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NSX-2010-08
See also:   Notice: Rel. No. 34-62407

SR-EDGX-2010-12
34-62846 Sep. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  October 1, 2010
Additional Materials:   Exhibit 5

SR-EDGX-2010-03
34-62797 Aug. 30, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also:   Notice: Rel. No. 34-62730

SR-EDGX-2010-05
34-62763 Aug. 24, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08

SR-EDGX-2010-03
34-62730 Aug. 16, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-ISE-2010-62; SR-NASDAQ2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca2010-58
See also:   Notice: Rel. No. 34-62339

SR-EDGX-2010-11
34-62695 Aug. 11, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 3.13
Comments due:  September 8, 2010
Additional Materials:   Exhibit 5

SR-EDGX-2010-05
34-62688A Aug. 11, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
See also:   Notice: Rel. No. 34-62418

SR-EDGX-2010-09
34-62682 Aug. 10, 2010 Notice of Filing of Proposed Rule Change Relating to a Revenue Sharing Program with Correlix, Inc.
Comments due:  September 7, 2010 br>See also:   Order: Rel. No. 34-62929

SR-EDGX-2010-06
34-62680 Aug. 10, 2010 Order Approving Proposed Rule Change to Amend the EDGX Fee Schedule to Impose Fees for Physical Ports Used to Connect to EDGX Exchange
See also:   Notice: Rel. No. 34-62437

SR-EDGX-2010-10
34-62640 Aug. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  September 1, 2010

SR-EDGX-2010-08
34-62587 Jul. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.12
Comments due:  August 25, 2010
Additional Materials:   Exhibit 5

SR-EDGX-2010-07
34-62517 Jul. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.14
Comments due:  August 13, 2010
Additional Materials:   Exhibit 5

SR-EDGX-2010-02
34-62515 Jul. 16, 2010 Order Approving a Proposed Rule Change Relating to Direct Edge, Inc.
See also:   Notice: Rel. No. 34-62256

SR-EDGX-2010-06
34-62437 Jul. 1, 2010 Notice of Filing of Proposed Rule Change to Amend EDGX Fee Schedule to Impose Fees for Physical Ports Used to Connect to EDGX Exchange
Comments due:  July 30, 2010
See also:   Order: Rel. No. 34-62680
Second Quarter

SR-EDGX-2010-04
34-62424 Jun. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fees For Use of EDGX Exchange, Inc.
Comments due:  July 29, 2010

SR-EDGX-2010-05
34-62418 Jun. 30, 2010 Notice of Filing of Proposed Rule Change to Amend EDGX Rule 11.14, entitled "Trading Halts Due to Extraordinary Volatility"
Comments due:  July 19, 2010
Additional Materials:   Exhibit 5
See also:   Notice: Rel. No. 34-62688A
Comments received are available for this notice.

SR-EDGX-2010-03
34-62339 Jun. 21, 2010 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend EDGX Rule 11.13, entitled "Clearly Erroneous Executions."
Comments due:  July 19, 2010
See also:   Notice: Rel. No. 34-62730; Order: Rel. No. 34-62886
Comments received are available for this notice.

SR-EDGX-2010-02
34-62256 Jun. 10, 2010 Notice of Filing of Proposed Rule Change by EDGX Exchange, Inc. Relating to Direct Edge, Inc.
Comments due:  July 7, 2010
See also:   Order: Rel. No. 34-62515

SR-EDGX-2010-01
34-62252 Jun. 10, 2010 Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
See also:   Notice: Rel. No. 34-62123

SR-EDGX-2010-01
34-62123 May 19, 2010 Notice of Filing of Proposed Rule Change to Amend EDGX Rule 11.14, entitled "Trading Halts Due to Extraordinary Market Volatility"
Comments due:  June 3, 2010
See also:   Order: Rel. No. 34-62252
Comments received are available for this notice.
First Quarter
No proposals were posted to website.


EDGX File Number List
Release No. Date Details

SR-EDGX-2010-25
34-63638 Jan. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  February 2, 2011

SR-EDGX-2010-24
34-63589 Dec. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.5
Comments due:  January 18, 2010
Additional Materials:   Exhibit 5

SR-EDGX-2010-23
34-63515 Dec. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.13 to Extend the Operation of a Pilot Pursuant to Rule 11.13 until April 11, 2011
Comments due:  January 5, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2010-22
34-63507 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.14 to Extend the Operation of a Pilot Pursuant to the Rule Until April 11, 2011
Comments due:  January 6, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2010-21
34-63520 Dec. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  January 6, 2011
Additional Materials:   Exhibit 5

SR-EDGX-2010-20
34-63465 Dec. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  January 5, 2011

SR-EDGX-2010-19
34-63468 Dec. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule to Add Two New Routing Options
Comments due:  January 5, 2011

SR-EDGX-2010-18
34-63428 Dec. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.9 to offer Anti-Internalization Qualifier ("AIQ") functionality to Exchange Users
Comments due:  December 30, 2010
Additional Materials:   Exhibit 5

SR-EDGX-2010-17
34-63930 Feb. 18, 2011 Order Instituting Proceedings to Determine Whether to Disapprove a Proposed Rule Change as Modified by Amendment No. 2 to Amend EDGX Rules 11.9 and 11.5 Regarding Step-up Orders
Comments due:  April 11, 2011
Rebuttal comments due:  April 25, 2011
Comments received are available for this notice.
34-63574 Dec. 17, 2010 Notice of Filing of Amendment No. 2 to Proposed Rule Change to Amend EDGX Rules 11.9 and 11.5
Comments due:  January 13, 2011
Comments received are available for this notice.
34-63336 Nov. 18, 2010 Notice of Filing of Proposed Rule Change to Amend EDGX Rules 11.9(b)(1)(C) and 11.5(c)(7) Regarding Step-up Orders
Comments due:  December 15, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-EDGX-2010-16
34-63226 Nov. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  November 29, 2010

SR-EDGX-2010-15
34-63284 Nov. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rules 2.5 and 11.4 to Permit Qualification and Registration of Authorized Traders of Members Pursuant to Certain Foreign Examination Modules Equivalent to the Series 7 Examination
Comments due:  December 7, 2010
Additional Materials:   Exhibit 5

SR-EDGX-2010-14
34-63163 Oct. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.5
Comments due:  November 18, 2010

SR-EDGX-2010-13
34-63054 Oct. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  November 4, 2010

SR-EDGX-2010-12
34-62846 Sep. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  October 1, 2010
Additional Materials:   Exhibit 5

SR-EDGX-2010-11
34-62695 Aug. 11, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 3.13
Comments due:  September 8, 2010
Additional Materials:   Exhibit 5

SR-EDGX-2010-10
34-62640 Aug. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due:  September 1, 2010

SR-EDGX-2010-09
34-62929 Sep. 17, 2010 Order Approving a Proposed Rule Change Relating to a Revenue Sharing Program with Correlix, Inc.
34-62682 Aug. 10, 2010 Notice of Filing of Proposed Rule Change Relating to a Revenue Sharing Program with Correlix, Inc.
Comments due:  September 7, 2010

SR-EDGX-2010-08
34-62587 Jul. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.12
Comments due:  August 25, 2010
Additional Materials:   Exhibit 5

SR-EDGX-2010-07
34-62517 Jul. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.14
Comments due:  August 13, 2010
Additional Materials:   Exhibit 5

SR-EDGX-2010-06
34-62680 Aug. 10, 2010 Order Approving Proposed Rule Change to Amend the EDGX Fee Schedule to Impose Fees for Physical Ports Used to Connect to EDGX Exchange
34-62437 Jul. 1, 2010 Notice of Filing of Proposed Rule Change to Amend EDGX Fee Schedule to Impose Fees for Physical Ports Used to Connect to EDGX Exchange
Comments due:  July 30, 2010

SR-EDGX-2010-05
34-62884 Sep. 10, 2010 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000 Index and Specified Exchange Traded Products
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-ISE-2010-66; SR-NASDAQ-2010-079; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NSX-2010-08
34-62763 Aug. 24, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
34-62688A Aug. 11, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
34-62418 Jun. 30, 2010 Notice of Filing of Proposed Rule Change to Amend EDGX Rule 11.14, entitled "Trading Halts Due to Extraordinary Volatility"
Comments due:  July 19, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-EDGX-2010-04
34-62424 Jun. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fees For Use of EDGX Exchange, Inc.
Comments due:  July 29, 2010

SR-EDGX-2010-03
34-62886 Sep. 10, 2010 Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
34-62797 Aug. 30, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
34-62730 Aug. 16, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-ISE-2010-62; SR-NASDAQ2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca2010-58
34-62339 Jun. 21, 2010 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend EDGX Rule 11.13, entitled "Clearly Erroneous Executions."
Comments due:  July 19, 2010
Comments received are available for this notice.

SR-EDGX-2010-02
34-62515 Jul. 16, 2010 Order Approving a Proposed Rule Change Relating to Direct Edge, Inc.
34-62256 Jun. 10, 2010 Notice of Filing of Proposed Rule Change by EDGX Exchange, Inc. Relating to Direct Edge, Inc.
Comments due:  July 7, 2010

SR-EDGX-2010-01
34-62252 Jun. 10, 2010 Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
34-62123 May 19, 2010 Notice of Filing of Proposed Rule Change to Amend EDGX Rule 11.14, entitled "Trading Halts Due to Extraordinary Market Volatility"
Comments due:  June 3, 2010
Comments received are available for this notice.

 

http://www.sec.gov/rules/sro/edgxarchive/edgx2010.shtml


Modified: 05/12/2014