National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-63589 | Dec 21, 2010 | SR-EDGX-2010-24 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.5 See Also - Exhibit 5 |
34-63574 | Dec 17, 2010 | SR-EDGX-2010-17 | EDGX Exchange (EDGX) | Notice of Filing of Amendment No. 2 to Proposed Rule Change To Amend EDGX Rules 11.9 and 11.5 View Received Comments See Also - Rel. No. 34-63930, Rel. No. 34-63336 |
34-63515 | Dec 10, 2010 | SR-EDGX-2010-23 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.13 To Extend the Operation of a Pilot Pursuant to Rule 11.13 Until April 11, 2011 See Also - Exhibit 5 |
34-63520 | Dec 10, 2010 | SR-EDGX-2010-21 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
34-63507 | Dec 9, 2010 | SR-EDGX-2010-22 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.14 To Extend the Operation of a Pilot Pursuant to the Rule Until April 11, 2011 See Also - Exhibit 5 |
34-63468 | Dec 8, 2010 | SR-EDGX-2010-19 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule To Add Two New Routing Options |
34-63465 | Dec 8, 2010 | SR-EDGX-2010-20 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule |
34-63428 | Dec 3, 2010 | SR-EDGX-2010-18 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.9 To Offer Anti-Internalization Qualifier ("AIQ") Functionality to Exchange Users See Also - Exhibit 5 |
34-63336 | Nov 18, 2010 | SR-EDGX-2010-17 | EDGX Exchange (EDGX) | Notice of Filing of Proposed Rule Change To Amend EDGX Rules 11.9(b)(1)(C) and 11.5(c)(7) Regarding Step-Up Orders View Received Comments See Also - Exhibit 5, Rel. No. 34-63930, Rel. No. 34-63574 |
34-63284 | Nov 9, 2010 | SR-EDGX-2010-15 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rules 2.5 and 11.4 To Permit Qualification and Registration of Authorized Traders of Members Pursuant to Certain Foreign Examination Modules Equivalent to the Series 7 Examination See Also - Exhibit 5 |