National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-76777 | Dec 28, 2015 | SR-EDGA-2015-45 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. See Also - Exhibit 5 |
| 34-76759 | Dec 23, 2015 | SR-EDGA-2015-48 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Proprietary Trader and Proprietary Trader Principal Registration Categories, Securities Trader and Securities Trader Principal Registration Categories, and Establishing the Series 57 Examination See Also - Exhibit 5 |
| 34-76711 | Dec 21, 2015 | SR-EDGA-2015-46 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. See Also - Exhibit 5 |
| 34-76712 | Dec 21, 2015 | SR-EDGA-2015-47 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.6(n)(1), Routing/Posting Instructions, To Amend the Aggressive Instruction See Also - Exhibit 5 |
| 34-76602 | Dec 9, 2015 | SR-EDGA-2015-44 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. See Also - Exhibit 5 |
| 34-76455 | Nov 17, 2015 | SR-EDGA-2015-42 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11, Routing to Away Trading Centers See Also - Exhibit 5 |
| 34-76417 | Nov 10, 2015 | SR-EDGA-2015-43 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees See Also - Exhibit 5 |
| 34-76330 | Nov 3, 2015 | SR-EDGA-2015-41 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 3.22, Proxy Voting, and 13.3, Forwarding of Proxy and Other Issuer Materials See Also - Exhibit 5 |
| 34-76210 | Oct 21, 2015 | SR-EDGA-2015-36 | EDGA Exchange (EDGA) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 1.5(s), 11.1(a)(1), 11.6 and 11.8 See Also - Rel. No. 34-75835 |
| 34-76157 | Oct 15, 2015 | SR-EDGA-2015-39 | EDGA Exchange (EDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 3.20, Influencing or Rewarding Employees of Others, Concerning Gifts and Gratuities in Relation to the Business of the Employer of the Recipient See Also - Exhibit 5 |