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National Securities Exchanges

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Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-76777 Dec 28, 2015 SR-EDGA-2015-45 EDGA Exchange (EDGA) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc.
See Also - Exhibit 5
34-76759 Dec 23, 2015 SR-EDGA-2015-48 EDGA Exchange (EDGA) Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Proprietary Trader and Proprietary Trader Principal Registration Categories, Securities Trader and Securities Trader Principal Registration Categories, and Establishing the Series 57 Examination
See Also - Exhibit 5
34-76712 Dec 21, 2015 SR-EDGA-2015-47 EDGA Exchange (EDGA) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.6(n)(1), Routing/Posting Instructions, To Amend the Aggressive Instruction
See Also - Exhibit 5
34-76711 Dec 21, 2015 SR-EDGA-2015-46 EDGA Exchange (EDGA) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc.
See Also - Exhibit 5
34-76602 Dec 9, 2015 SR-EDGA-2015-44 EDGA Exchange (EDGA) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc.
See Also - Exhibit 5
34-76455 Nov 17, 2015 SR-EDGA-2015-42 EDGA Exchange (EDGA) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11, Routing to Away Trading Centers
See Also - Exhibit 5
34-76417 Nov 10, 2015 SR-EDGA-2015-43 EDGA Exchange (EDGA) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees
See Also - Exhibit 5
34-76330 Nov 3, 2015 SR-EDGA-2015-41 EDGA Exchange (EDGA) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 3.22, Proxy Voting, and 13.3, Forwarding of Proxy and Other Issuer Materials
See Also - Exhibit 5
34-76210 Oct 21, 2015 SR-EDGA-2015-36 EDGA Exchange (EDGA) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 1.5(s), 11.1(a)(1), 11.6 and 11.8
See Also - Rel. No. 34-75835
34-76165 Oct 15, 2015 SR-EDGA-2015-40 EDGA Exchange (EDGA) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 2.4, Mandatory Participation in Testing of Backup Systems
See Also - Exhibit 5