National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-71061 | SEC Issue Date:Dec 12, 2013 | File Number:SR-EDGA-2013-36 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.12, Limitations of Liability See Also - Exhibit 5 |
| Release Number:34-71059 | SEC Issue Date:Dec 12, 2013 | File Number:SR-EDGA-2013-37 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
| Release Number:34-71047 | SEC Issue Date:Dec 11, 2013 | File Number:SR-EDGA-2013-35 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule View Received Comments See Also - Exhibit 5 |
| Release Number:34-71046 | SEC Issue Date:Dec 11, 2013 | File Number:SR-EDGA-2013-34 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, in Connection With the Proposed Business Combination Involving BATS Global Markets, Inc. and Direct Edge Holdings LLC View Received Comments See Also - Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f, Exhibit 5g, Exhibit 5h, Exhibit 5i, Exhibit 5j, Exhibit 5k, Rel. No. 34-71449 |
| Release Number:34-70837 | SEC Issue Date:Nov 8, 2013 | File Number:SR-EDGA-2013-32 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 3.5 (Advertising Practices) and To Repeal Rule 3.20 (Initial or Partial Payments) To Conform With the Rules of the Financial Industry Regulatory Authority, Inc. |
| Release Number:34-70812 | SEC Issue Date:Nov 5, 2013 | File Number:SR-EDGA-2013-33 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
| Release Number:34-70715 | SEC Issue Date:Oct 18, 2013 | File Number:SR-EDGA-2013-31 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 4.3, Record of Written Complaints, To Conform to Financial Industry Regulatory Authority, Inc. Rule 4513 |
| Release Number:34-70625 | SEC Issue Date:Oct 8, 2013 | File Number:SR-EDGA-2013-29 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rules 3.2, 13.3, and Adopt Rule 12.14, Front Running of Block Transactions To Conform With the Rules of Other Self-Regulatory Organizations See Also - Exhibit 5 |
| Release Number:34-70600 | SEC Issue Date:Oct 2, 2013 | File Number:SR-EDGA-2013-30 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
| Release Number:34-70512 | SEC Issue Date:Sep 26, 2013 | File Number:SR-EDGA-2013-28 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.13, Clearly Erroneous Executions See Also - Exhibit 5 |