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EDGA Exchange RulemakingArchive: 2011

We encourage the public to submit comments on the following EDGA Exchange (EDGA) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

EDGA File Number List for 2011

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-EDGA-2011-31
34-66065 Dec. 28, 2011 Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Comments due:  January 25, 2012
Rebuttal comments due:  February 8, 2012
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also:   Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Notice: Rel. No. 34-65770; and Notice: Rel. No. 34-65431
Comments received are available for this proposal.

SR-EDGA-2011-29
34-65964 Dec. 15, 2011 Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, Relating to Amendments to EDGA and EDGX Rules Regarding the Registration and Obligations of Market Makers
Other file no.:  SR-EDGX-2011-28
See also:   Notice: Rel. No. 34-65660 and Notice: Rel. No. 34-65316

SR-EDGA-2011-40
34-65911 Dec. 8, 2011 Notice of Filing of Proposed Rule Change to Amend EDGA Rule 11.9
Comments due:  January 4, 2012
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-66231

SR-EDGA-2011-39
34-65902 Dec. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.9
Comments due:  January 3, 2012
Additional Materials:   Exhibit 5

SR-EDGA-2011-37
34-65826 Nov. 23, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule to Amend EDGA Rule 11.9
Comments due:  December 21, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-38
34-65822 Nov. 23, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.14 to Exclude from the Pilot Rule All Rights and Warrants
Comments due:  December 21, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-31
34-65770 Nov. 17, 2011 Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also:   Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Order: Rel. No. 34-66065; and Notice: Rel. No. 34-65431
Comments received are available for this proposal.

SR-EDGA-2011-36
34-65685 Nov. 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  December 1, 2011

SR-EDGA-2011-35
34-65684 Nov. 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  December 1, 2011

SR-EDGA-2011-29
34-65660 Oct. 31, 2011 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Amendments to EDGA and EDGX Rules Regarding the Registration and Obligations of Market Makers
Other file no.:  SR-EDGX-2011-28
See also:   Notice: Rel. No. 34-65316 and Order: Rel. No. 34-65964

SR-EDGA-2011-34
34-65564 Oct. 14, 2011 Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in which Its Indirect Parent, Deutsche Börse AG, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V.
Comments due:  November 10, 2011
Additional Materials:   Exhibit 5
See also:   Order: Rel. No. 34-66171

SR-EDGA-2011-32
34-65542 Oct. 12, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  November 8, 2011
Additional Materials:   Exhibit 5
Third Quarter

SR-EDGA-2011-31
34-65431 Sep. 28, 2011 Notice of Filing of Proposed Rule Change by EDGA Exchange, Inc. to Amend EDGA Rule 11.14 to Revise the Current Methodology for Determining When to Halt Trading in All Stocks Due to Extraordinary Market Volatility
Comments due:  October 25, 2011
See also:   Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Order: Rel. No. 34-66065; and Notice: Rel. No. 34-65770
Comments received are available for this proposal.

SR-EDGA-2011-30
34-65328 Sep. 13, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA By-Laws
Comments due:  October 11, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-29
34-65316 Sep. 12, 2011 Notice of Filing of Proposed Rule Change Relating to Amendments to EDGA Rules Regarding the Registration and Obligations of Market Makers
Comments due:  October 7, 2011
See also:   Notice: Rel. No. 34-65660 and Order: Rel. No. 34-65964

SR-EDGA-2011-28
34-65196 Aug. 25, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 1.5(q)
Comments due:  September 21, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-27
34-65188 Aug. 24, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the EDGA Fee Schedule to establish an Annual Membership Fee, Monthly Trading Rights Fee, and a Monthly MPID Fee
Comments due:  September 20, 2011

SR-EDGA-2011-26
34-65110 Aug. 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.13
Comments due:  September 7, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-24
34-65091 Aug. 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.14 to Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until January 31, 2012
Comments due:  September 6, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-25
34-65074 Aug. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.13 to extend the operation of a pilot program pursuant to the Rule until January 31, 2012
Comments due:  September 6, 2011

SR-EDGA-2011-23
34-64989 Jul. 29, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  August 25, 2011

SR-EDGA-2011-22
34-64964 Jul. 26, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  August 22, 2011

SR-EDGA-2011-21
34-64962 Jul. 26, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.5(c)(8) regarding the description of the Non-Displayed order type
Comments due:  August 22, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-20
34-64903 Jul. 18, 2011 Notice of Filing and Immediate Effectiveness of Amendment to EDGA Rule 11.9
Comments due:  August 12, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-19
34-64792 Jul. 1, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Available Without Charge the EDGA Book Feed and to Add a Description of the EDGA Book Feed to New Rule 13.8
Comments due:  July 28, 2011
Additional Materials:   Exhibit 5
Second Quarter

SR-EDGA-2011-15
34-64735 Jun. 23, 2011 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks
Additional File Nos.:  SR-BATS-2011-016, SR-BYX-2011-011, SR-BX-2011-025, SR-CBOE-2011-049, SR-CHX-2011-09, SR-EDGX-2011-14, SR-FINRA-2011-023, SR-ISE-2011-028, SR-NASDAQ-2011-067, SR-NYSE-2011-21, SR-NYSEAmex-2011-32, SR-NYSEArca-2011-26, SR-NSX-2011-06, SR-Phlx-2011-64
See also:   Notice: Rel. No. 34-64432

SR-EDGA-2011-18
34-64675 Jun. 15, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  July 11, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-17
34-64634 Jun. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  July 5, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-16
34-64466 May 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by EDGA Exchange, Inc. to Amend EDGA Rule 11.9 to Introduce Additional Routing Options to the Rule
Comments due:  June 7, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-15
34-64432 May 6, 2011 Notice of Filing of Proposed Rule Change to Amend EDGA Rules 11.13 and 11.14
Comments due:  June 2, 2011
See also:   Order: Rel. No. 34-64735

SR-EDGA-2011-14
34-64393 May 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  June 1, 2011

SR-EDGA-2011-13
34-64362 Apr. 28, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Inbound Router, as described in EDGA Rule 2.12(b)
Comments due:  May 25, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-10
34-64267 Apr. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  May 5, 2011

SR-EDGA-2011-09
34-64252 Apr. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule to Amend EDGA Rule 11.9 to Introduce Additional Routing Options to the Rule
Comments due:  May 4, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-12
34-64230 Apr. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.13 to Extend the Operation of a Pilot
Comments due:  May 4, 2011
Additional Materials:   Text of Proposed Rule Change

SR-EDGA-2011-11
34-64204 Apr. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.14 to Extend the Operation of the Single Stock Circuit Breaker Pilot Program
Comments due:  May 3, 2011 /td>

SR-EDGA-2011-08
34-64187 Apr. 5, 2011 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Adopt Rule 3.22 (Proxy Voting), in Accordance with the Provisions of Section 957 of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Comments due:  May 2, 2011
Additional Materials:   Exhibit 5
First Quarter

SR-EDGA-2011-07
34-64094 Mar. 18, 2011 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by EDGA Exchange, Inc. to Delete the Description of and All References to Step-Up Orders in EDGA Rules
Comments due:  April 13, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-06
34-64037 Mar. 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  March 31, 2011

SR-EDGA-2011-05
34-63988 Feb. 28, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rules 11.5, 11.9, and 11.15 to Make Certain Changes Consistent with the Upcoming Implementation of Amendments to Regulation SHO
Comments due:  March 25, 2011

SR-EDGA-2010-18
34-63929 Feb. 18, 2011 Order Instituting Proceedings to Determine Whether to Disapprove a Proposed Rule Change as Modified by Amendment No. 2 to Amend EDGA Rules 11.9 and 11.5 Regarding Step-up Orders
Comments due:  April 11, 2011
Rebuttal comments due:  April 25, 2011
See also:   Notice: Rel. No. 34-63572; Notice: Rel. No. 34-63335

SR-EDGA-2011-04
34-63858 Feb. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  March 8, 2011

SR-EDGA-2011-03
34-63839 Feb. 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  March 3, 2011

SR-EDGA-2011-02
34-63820 Feb. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  March 3, 2011

SR-EDGA-2011-01
34-63778 Jan. 26, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.9
Comments due:  February 22, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2010-26
34-63637 Jan. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  February 2, 2011


EDGA File Number List
Release No. Date Details

SR-EDGA-2011-42
34-66130 Jan. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  February 8, 2012
Additional Materials:   Exhibit 5

SR-EDGA-2011-41
34-66125 Jan. 10, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 1.5(q)
Comments due:  February 7, 2012
Additional Materials:   Exhibit 5

SR-EDGA-2011-40
34-66231 Jan. 24, 2012 Order Granting Approval of Proposed Rule Change Amending EDGA Rule 11.9
34-65911 Dec. 8, 2011 Notice of Filing of Proposed Rule Change to Amend EDGA Rule 11.9
Comments due:  January 4, 2012
Additional Materials:   Exhibit 5

SR-EDGA-2011-39
34-65902 Dec. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.9
Comments due:  January 3, 2012
Additional Materials:   Exhibit 5

SR-EDGA-2011-38
34-65822 Nov. 23, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.14 to Exclude from the Pilot Rule All Rights and Warrants
Comments due:  December 21, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-37
34-65826 Nov. 23, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule to Amend EDGA Rule 11.9
Comments due:  December 21, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-36
34-65685 Nov. 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  December 1, 2011

SR-EDGA-2011-35
34-65684 Nov. 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  December 1, 2011

SR-EDGA-2011-34
34-66171 Jan. 17, 2012 Order Granting Approval of Proposed Rule Change Relating to a Corporate Transaction in which Deutsche Börse AG and NYSE Euronext Would Become Subsidiaries of Alpha Beta Netherlands Holding N.V.
34-65564 Oct. 14, 2011 Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in which Its Indirect Parent, Deutsche Börse AG, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V.
Comments due:  November 10, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-32
34-65542 Oct. 12, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  November 8, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-31
34-67090 May 31, 2012 Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments due:  June 27, 2012
34-66680 Mar. 29, 2012 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
34-66065 Dec. 28, 2011 Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Comments due:  January 25, 2012
Rebuttal comments due:  February 8, 2012
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments received are available for this proposal.
34-65770 Nov. 17, 2011 Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
34-65431 Sep. 28, 2011 Notice of Filing of Proposed Rule Change by EDGA Exchange, Inc. to Amend EDGA Rule 11.14 to Revise the Current Methodology for Determining When to Halt Trading in All Stocks Due to Extraordinary Market Volatility
Comments due:  October 25, 2011
Comments received are available for this proposal.

SR-EDGA-2011-30
34-65328 Sep. 13, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA By-Laws
Comments due:  October 11, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-29
34-65964 Dec. 15, 2011 Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, Relating to Amendments to EDGA and EDGX Rules Regarding the Registration and Obligations of Market Makers
Other file no.:  SR-EDGX-2011-28
34-65660 Oct. 31, 2011 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Amendments to EDGA and EDGX Rules Regarding the Registration and Obligations of Market Makers
Other file no.:  SR-EDGX-2011-28
34-65316 Sep. 12, 2011 Notice of Filing of Proposed Rule Change Relating to Amendments to EDGA Rules Regarding the Registration and Obligations of Market Makers
Comments due:  October 7, 2011
Comments received are available for this notice.

SR-EDGA-2011-28
34-65196 Aug. 25, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 1.5(q)
Comments due:  September 21, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-27
34-65188 Aug. 24, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the EDGA Fee Schedule to establish an Annual Membership Fee, Monthly Trading Rights Fee, and a Monthly MPID Fee
Comments due:  September 20, 2011

SR-EDGA-2011-26
34-65110 Aug. 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.13
Comments due:  September 7, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-25
34-65074 Aug. 9, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.13 to extend the operation of a pilot program pursuant to the Rule until January 31, 2012
Comments due:  September 6, 2011

SR-EDGA-2011-24
34-65091 Aug. 10, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.14 to Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until January 31, 2012
Comments due:  September 6, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-23
34-64989 Jul. 29, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  August 25, 2011

SR-EDGA-2011-22
34-64964 Jul. 26, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  August 22, 2011

SR-EDGA-2011-21
34-64962 Jul. 26, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.5(c)(8) regarding the description of the Non-Displayed order type
Comments due:  August 22, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-20
34-64903 Jul. 18, 2011 Notice of Filing and Immediate Effectiveness of Amendment to EDGA Rule 11.9
Comments due:  August 12, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-19
34-64792 Jul. 1, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Available Without Charge the EDGA Book Feed and to Add a Description of the EDGA Book Feed to New Rule 13.8
Comments due:  July 28, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-18
34-64675 Jun. 15, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  July 11, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-17
34-64634 Jun. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  July 5, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-16
34-64466 May 11, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by EDGA Exchange, Inc. to Amend EDGA Rule 11.9 to Introduce Additional Routing Options to the Rule
Comments due:  June 7, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-15
34-64735 Jun. 23, 2011 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks
Additional File Nos.:  SR-BATS-2011-016, SR-BYX-2011-011, SR-BX-2011-025, SR-CBOE-2011-049, SR-CHX-2011-09, SR-EDGX-2011-14, SR-FINRA-2011-023, SR-ISE-2011-028, SR-NASDAQ-2011-067, SR-NYSE-2011-21, SR-NYSEAmex-2011-32, SR-NYSEArca-2011-26, SR-NSX-2011-06, SR-Phlx-2011-64
34-64432 May 6, 2011 Notice of Filing of Proposed Rule Change to Amend EDGA Rules 11.13 and 11.14
Comments due:  June 2, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-14
34-64393 May 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  June 1, 2011

SR-EDGA-2011-13
34-64362 Apr. 28, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Inbound Router, as described in EDGA Rule 2.12(b)
Comments due:  May 25, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-12
34-64230 Apr. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.13 to Extend the Operation of a Pilot
Comments due:  May 4, 2011
Additional Materials:   Text of Proposed Rule Change

SR-EDGA-2011-11
34-64204 Apr. 6, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.14 to Extend the Operation of the Single Stock Circuit Breaker Pilot Program
Comments due:  May 3, 2011

SR-EDGA-2011-10
34-64267 Apr. 8, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  May 5, 2011 <

SR-EDGA-2011-09
34-64252 Apr. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule to Amend EDGA Rule 11.9 to Introduce Additional Routing Options to the Rule
Comments due:  May 4, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-08
34-64187 Apr. 5, 2011 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Adopt Rule 3.22 (Proxy Voting), in Accordance with the Provisions of Section 957 of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Comments due:  May 2, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-07
34-64094 Mar. 18, 2011 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by EDGA Exchange, Inc. to Delete the Description of and All References to Step-Up Orders in EDGA Rules
Comments due:  April 13, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2011-06
34-64037 Mar. 4, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  March 31, 2011

SR-EDGA-2011-05
34-63988 Feb. 28, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rules 11.5, 11.9, and 11.15 to Make Certain Changes Consistent with the Upcoming Implementation of Amendments to Regulation SHO
Comments due:  March 25, 2011

SR-EDGA-2011-04
34-63858 Feb. 7, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  March 8, 2011

SR-EDGA-2011-03
34-63839 Feb. 3, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  March 3, 2011

SR-EDGA-2011-02
34-63820 Feb. 2, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  March 3, 2011

SR-EDGA-2011-01
34-63778 Jan. 26, 2011 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.9
Comments due:  February 22, 2011
Additional Materials:   Exhibit 5

 

http://www.sec.gov/rules/sro/edgaarchive/edga2011.shtml


Modified: 05/12/2014