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EDGA Exchange RulemakingArchive: 2011
We encourage the public to submit comments on the following EDGA Exchange (EDGA) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
EDGA File Number List for 2011
Additional Archives
2013 | 2012 | 2011 | 2010
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-EDGA-2011-31 |
| 34-66065 |
Dec. 28, 2011 |
Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Comments due: January 25, 2012
Rebuttal comments due: February 8, 2012
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also: Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Notice: Rel. No. 34-65770; and Notice: Rel. No. 34-65431
Comments received are available for this proposal.
|
SR-EDGA-2011-29 |
| 34-65964 |
Dec. 15, 2011 |
Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, Relating to Amendments to EDGA and EDGX Rules Regarding the Registration and Obligations of Market Makers
Other file no.: SR-EDGX-2011-28
See also: Notice: Rel. No. 34-65660 and Notice: Rel. No. 34-65316
|
SR-EDGA-2011-40 |
| 34-65911 |
Dec. 8, 2011 |
Notice of Filing of Proposed Rule Change to Amend EDGA Rule 11.9
Comments due: January 4, 2012
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-66231
|
SR-EDGA-2011-39 |
| 34-65902 |
Dec. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.9
Comments due: January 3, 2012
Additional Materials: Exhibit 5
|
SR-EDGA-2011-37 |
| 34-65826 |
Nov. 23, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule to Amend EDGA Rule 11.9
Comments due: December 21, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-38 |
| 34-65822 |
Nov. 23, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.14 to Exclude from the Pilot Rule All Rights and Warrants
Comments due: December 21, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-31 |
| 34-65770 |
Nov. 17, 2011 |
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also: Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Order: Rel. No. 34-66065; and Notice: Rel. No. 34-65431
Comments received are available for this proposal.
|
SR-EDGA-2011-36 |
| 34-65685 |
Nov. 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: December 1, 2011
|
SR-EDGA-2011-35 |
| 34-65684 |
Nov. 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: December 1, 2011
|
SR-EDGA-2011-29 |
| 34-65660 |
Oct. 31, 2011 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Amendments to EDGA and EDGX Rules Regarding the Registration and Obligations of Market Makers
Other file no.: SR-EDGX-2011-28
See also: Notice: Rel. No. 34-65316 and Order: Rel. No. 34-65964
|
SR-EDGA-2011-34 |
| 34-65564 |
Oct. 14, 2011 |
Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in which Its Indirect Parent, Deutsche Börse AG, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V.
Comments due: November 10, 2011
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-66171
|
SR-EDGA-2011-32 |
| 34-65542 |
Oct. 12, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: November 8, 2011
Additional Materials: Exhibit 5
|
| Third Quarter |
SR-EDGA-2011-31 |
| 34-65431 |
Sep. 28, 2011 |
Notice of Filing of Proposed Rule Change by EDGA Exchange, Inc. to Amend EDGA Rule 11.14 to Revise the Current Methodology for Determining When to Halt Trading in All Stocks Due to Extraordinary Market Volatility
Comments due: October 25, 2011
See also: Order: Rel. No. 34-67090; Notice: Rel. No 34-66680; Order: Rel. No. 34-66065; and Notice: Rel. No. 34-65770
Comments received are available for this proposal.
|
SR-EDGA-2011-30 |
| 34-65328 |
Sep. 13, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA By-Laws
Comments due: October 11, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-29 |
| 34-65316 |
Sep. 12, 2011 |
Notice of Filing of Proposed Rule Change Relating to Amendments to EDGA Rules Regarding the Registration and Obligations of Market Makers
Comments due: October 7, 2011
See also: Notice: Rel. No. 34-65660 and Order: Rel. No. 34-65964
|
SR-EDGA-2011-28 |
| 34-65196 |
Aug. 25, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 1.5(q)
Comments due: September 21, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-27 |
| 34-65188 |
Aug. 24, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the EDGA Fee Schedule to establish an Annual Membership Fee, Monthly Trading Rights Fee, and a Monthly MPID Fee
Comments due: September 20, 2011
|
SR-EDGA-2011-26 |
| 34-65110 |
Aug. 11, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.13
Comments due: September 7, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-24 |
| 34-65091 |
Aug. 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.14 to Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until January 31, 2012
Comments due: September 6, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-25 |
| 34-65074 |
Aug. 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.13 to extend the operation of a pilot program pursuant to the Rule until January 31, 2012
Comments due: September 6, 2011
|
SR-EDGA-2011-23 |
| 34-64989 |
Jul. 29, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: August 25, 2011
|
SR-EDGA-2011-22 |
| 34-64964 |
Jul. 26, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: August 22, 2011
|
SR-EDGA-2011-21 |
| 34-64962 |
Jul. 26, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.5(c)(8) regarding the description of the Non-Displayed order type
Comments due: August 22, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-20 |
| 34-64903 |
Jul. 18, 2011 |
Notice of Filing and Immediate Effectiveness of Amendment to EDGA Rule 11.9
Comments due: August 12, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-19 |
| 34-64792 |
Jul. 1, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Available Without Charge the EDGA Book Feed and to Add a Description of the EDGA Book Feed to New Rule 13.8
Comments due: July 28, 2011
Additional Materials: Exhibit 5
|
| Second Quarter |
SR-EDGA-2011-15 |
| 34-64735 |
Jun. 23, 2011 |
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks
Additional File Nos.: SR-BATS-2011-016, SR-BYX-2011-011, SR-BX-2011-025, SR-CBOE-2011-049, SR-CHX-2011-09, SR-EDGX-2011-14, SR-FINRA-2011-023, SR-ISE-2011-028, SR-NASDAQ-2011-067, SR-NYSE-2011-21, SR-NYSEAmex-2011-32, SR-NYSEArca-2011-26, SR-NSX-2011-06, SR-Phlx-2011-64
See also: Notice: Rel. No. 34-64432
|
SR-EDGA-2011-18 |
| 34-64675 |
Jun. 15, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: July 11, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-17 |
| 34-64634 |
Jun. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: July 5, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-16 |
| 34-64466 |
May 11, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by EDGA Exchange, Inc. to Amend EDGA Rule 11.9 to Introduce Additional Routing Options to the Rule
Comments due: June 7, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-15 |
| 34-64432 |
May 6, 2011 |
Notice of Filing of Proposed Rule Change to Amend EDGA Rules 11.13 and 11.14
Comments due: June 2, 2011
See also: Order: Rel. No. 34-64735
|
SR-EDGA-2011-14 |
| 34-64393 |
May 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: June 1, 2011
|
SR-EDGA-2011-13 |
| 34-64362 |
Apr. 28, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Inbound Router, as described in EDGA Rule 2.12(b)
Comments due: May 25, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-10 |
| 34-64267 |
Apr. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: May 5, 2011
|
SR-EDGA-2011-09 |
| 34-64252 |
Apr. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule to Amend EDGA Rule 11.9 to Introduce Additional Routing Options to the Rule
Comments due: May 4, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-12 |
| 34-64230 |
Apr. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.13 to Extend the Operation of a Pilot
Comments due: May 4, 2011
Additional Materials: Text of Proposed Rule Change
|
SR-EDGA-2011-11 |
| 34-64204 |
Apr. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.14 to Extend the Operation of the Single Stock Circuit Breaker Pilot Program
Comments due: May 3, 2011
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SR-EDGA-2011-08 |
| 34-64187 |
Apr. 5, 2011 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Adopt Rule 3.22 (Proxy Voting), in Accordance with the Provisions of Section 957 of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Comments due: May 2, 2011
Additional Materials: Exhibit 5
|
| First Quarter |
SR-EDGA-2011-07 |
| 34-64094 |
Mar. 18, 2011 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by EDGA Exchange, Inc. to Delete the Description of and All References to Step-Up Orders in EDGA Rules
Comments due: April 13, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-06 |
| 34-64037 |
Mar. 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: March 31, 2011
|
SR-EDGA-2011-05 |
| 34-63988 |
Feb. 28, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rules 11.5, 11.9, and 11.15 to Make Certain Changes Consistent with the Upcoming Implementation of Amendments to Regulation SHO
Comments due: March 25, 2011
|
SR-EDGA-2010-18 |
| 34-63929 |
Feb. 18, 2011 |
Order Instituting Proceedings to Determine Whether to Disapprove a Proposed Rule Change as Modified by Amendment No. 2 to Amend EDGA Rules 11.9 and 11.5 Regarding Step-up Orders
Comments due: April 11, 2011
Rebuttal comments due: April 25, 2011
See also: Notice: Rel. No. 34-63572; Notice: Rel. No. 34-63335
|
SR-EDGA-2011-04 |
| 34-63858 |
Feb. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: March 8, 2011
|
SR-EDGA-2011-03 |
| 34-63839 |
Feb. 3, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: March 3, 2011
|
SR-EDGA-2011-02 |
| 34-63820 |
Feb. 2, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: March 3, 2011
|
SR-EDGA-2011-01 |
| 34-63778 |
Jan. 26, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.9
Comments due: February 22, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2010-26 |
| 34-63637 |
Jan. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: February 2, 2011
|
| Release No. |
Date |
Details |
SR-EDGA-2011-42 |
| 34-66130 |
Jan. 11, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: February 8, 2012
Additional Materials: Exhibit 5
|
SR-EDGA-2011-41 |
| 34-66125 |
Jan. 10, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 1.5(q)
Comments due: February 7, 2012
Additional Materials: Exhibit 5
|
SR-EDGA-2011-40 |
| 34-66231 |
Jan. 24, 2012 |
Order Granting Approval of Proposed Rule Change Amending EDGA Rule 11.9
|
| 34-65911 |
Dec. 8, 2011 |
Notice of Filing of Proposed Rule Change to Amend EDGA Rule 11.9
Comments due: January 4, 2012
Additional Materials: Exhibit 5
|
SR-EDGA-2011-39 |
| 34-65902 |
Dec. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.9
Comments due: January 3, 2012
Additional Materials: Exhibit 5
|
SR-EDGA-2011-38 |
| 34-65822 |
Nov. 23, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.14 to Exclude from the Pilot Rule All Rights and Warrants
Comments due: December 21, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-37 |
| 34-65826 |
Nov. 23, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule to Amend EDGA Rule 11.9
Comments due: December 21, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-36 |
| 34-65685 |
Nov. 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: December 1, 2011
|
SR-EDGA-2011-35 |
| 34-65684 |
Nov. 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: December 1, 2011
|
SR-EDGA-2011-34 |
| 34-66171 |
Jan. 17, 2012 |
Order Granting Approval of Proposed Rule Change Relating to a Corporate Transaction in which Deutsche Börse AG and NYSE Euronext Would Become Subsidiaries of Alpha Beta Netherlands Holding N.V.
|
| 34-65564 |
Oct. 14, 2011 |
Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in which Its Indirect Parent, Deutsche Börse AG, Will Become a Wholly Owned Subsidiary of Alpha Beta Netherlands Holding N.V.
Comments due: November 10, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-32 |
| 34-65542 |
Oct. 12, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: November 8, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-31 |
| 34-67090 |
May 31, 2012 |
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments due: June 27, 2012
|
| 34-66680 |
Mar. 29, 2012 |
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
|
| 34-66065 |
Dec. 28, 2011 |
Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Comments due: January 25, 2012
Rebuttal comments due: February 8, 2012
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments received are available for this proposal.
|
| 34-65770 |
Nov. 17, 2011 |
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
|
| 34-65431 |
Sep. 28, 2011 |
Notice of Filing of Proposed Rule Change by EDGA Exchange, Inc. to Amend EDGA Rule 11.14 to Revise the Current Methodology for Determining When to Halt Trading in All Stocks Due to Extraordinary Market Volatility
Comments due: October 25, 2011
Comments received are available for this proposal.
|
SR-EDGA-2011-30 |
| 34-65328 |
Sep. 13, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA By-Laws
Comments due: October 11, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-29 |
| 34-65964 |
Dec. 15, 2011 |
Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, Relating to Amendments to EDGA and EDGX Rules Regarding the Registration and Obligations of Market Makers
Other file no.: SR-EDGX-2011-28
|
| 34-65660 |
Oct. 31, 2011 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Amendments to EDGA and EDGX Rules Regarding the Registration and Obligations of Market Makers
Other file no.: SR-EDGX-2011-28
|
| 34-65316 |
Sep. 12, 2011 |
Notice of Filing of Proposed Rule Change Relating to Amendments to EDGA Rules Regarding the Registration and Obligations of Market Makers
Comments due: October 7, 2011
Comments received are available for this notice.
|
SR-EDGA-2011-28 |
| 34-65196 |
Aug. 25, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 1.5(q)
Comments due: September 21, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-27 |
| 34-65188 |
Aug. 24, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the EDGA Fee Schedule to establish an Annual Membership Fee, Monthly Trading Rights Fee, and a Monthly MPID Fee
Comments due: September 20, 2011
|
SR-EDGA-2011-26 |
| 34-65110 |
Aug. 11, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.13
Comments due: September 7, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-25 |
| 34-65074 |
Aug. 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.13 to extend the operation of a pilot program pursuant to the Rule until January 31, 2012
Comments due: September 6, 2011
|
SR-EDGA-2011-24 |
| 34-65091 |
Aug. 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.14 to Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until January 31, 2012
Comments due: September 6, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-23 |
| 34-64989 |
Jul. 29, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: August 25, 2011
|
SR-EDGA-2011-22 |
| 34-64964 |
Jul. 26, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: August 22, 2011
|
SR-EDGA-2011-21 |
| 34-64962 |
Jul. 26, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.5(c)(8) regarding the description of the Non-Displayed order type
Comments due: August 22, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-20 |
| 34-64903 |
Jul. 18, 2011 |
Notice of Filing and Immediate Effectiveness of Amendment to EDGA Rule 11.9
Comments due: August 12, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-19 |
| 34-64792 |
Jul. 1, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Available Without Charge the EDGA Book Feed and to Add a Description of the EDGA Book Feed to New Rule 13.8
Comments due: July 28, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-18 |
| 34-64675 |
Jun. 15, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: July 11, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-17 |
| 34-64634 |
Jun. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: July 5, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-16 |
| 34-64466 |
May 11, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by EDGA Exchange, Inc. to Amend EDGA Rule 11.9 to Introduce Additional Routing Options to the Rule
Comments due: June 7, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-15 |
| 34-64735 |
Jun. 23, 2011 |
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks
Additional File Nos.: SR-BATS-2011-016, SR-BYX-2011-011, SR-BX-2011-025, SR-CBOE-2011-049, SR-CHX-2011-09, SR-EDGX-2011-14, SR-FINRA-2011-023, SR-ISE-2011-028, SR-NASDAQ-2011-067, SR-NYSE-2011-21, SR-NYSEAmex-2011-32, SR-NYSEArca-2011-26, SR-NSX-2011-06, SR-Phlx-2011-64
|
| 34-64432 |
May 6, 2011 |
Notice of Filing of Proposed Rule Change to Amend EDGA Rules 11.13 and 11.14
Comments due: June 2, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-14 |
| 34-64393 |
May 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: June 1, 2011
|
SR-EDGA-2011-13 |
| 34-64362 |
Apr. 28, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Inbound Router, as described in EDGA Rule 2.12(b)
Comments due: May 25, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-12 |
| 34-64230 |
Apr. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.13 to Extend the Operation of a Pilot
Comments due: May 4, 2011
Additional Materials: Text of Proposed Rule Change
|
SR-EDGA-2011-11 |
| 34-64204 |
Apr. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.14 to Extend the Operation of the Single Stock Circuit Breaker Pilot Program
Comments due: May 3, 2011
|
SR-EDGA-2011-10 |
| 34-64267 |
Apr. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: May 5, 2011
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SR-EDGA-2011-09 |
| 34-64252 |
Apr. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule to Amend EDGA Rule 11.9 to Introduce Additional Routing Options to the Rule
Comments due: May 4, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-08 |
| 34-64187 |
Apr. 5, 2011 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Adopt Rule 3.22 (Proxy Voting), in Accordance with the Provisions of Section 957 of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Comments due: May 2, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-07 |
| 34-64094 |
Mar. 18, 2011 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by EDGA Exchange, Inc. to Delete the Description of and All References to Step-Up Orders in EDGA Rules
Comments due: April 13, 2011
Additional Materials: Exhibit 5
|
SR-EDGA-2011-06 |
| 34-64037 |
Mar. 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: March 31, 2011
|
SR-EDGA-2011-05 |
| 34-63988 |
Feb. 28, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rules 11.5, 11.9, and 11.15 to Make Certain Changes Consistent with the Upcoming Implementation of Amendments to Regulation SHO
Comments due: March 25, 2011
|
SR-EDGA-2011-04 |
| 34-63858 |
Feb. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: March 8, 2011
|
SR-EDGA-2011-03 |
| 34-63839 |
Feb. 3, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: March 3, 2011
|
SR-EDGA-2011-02 |
| 34-63820 |
Feb. 2, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: March 3, 2011
|
SR-EDGA-2011-01 |
| 34-63778 |
Jan. 26, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 11.9
Comments due: February 22, 2011
Additional Materials: Exhibit 5
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http://www.sec.gov/rules/sro/edgaarchive/edga2011.shtml
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