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EDGA Exchange Rulemaking Archive: 2010

We encourage the public to submit comments on the following EDGA Exchange (EDGA) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

EDGA File Number List for 2010

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-EDGA-2010-25
34-63590 Dec. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.5
Comments due:  January 18, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2010-18
34-63572 Dec. 17, 2010 Notice of Filing of Amendment No. 2 to Proposed Rule Change to Amend EDGA Rules 11.9(b)(1)(C) and 11.5(c)(7) Regarding Step-Up Orders
Comments due:  January 13, 2011
See also:   Notice: Rel. No. 34-63335; Order: Rel. No. 34-63929
Comments received are available for this notice.

SR-EDGA-2010-22
34-63519 Dec. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  January 6, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2010-24
34-63517 Dec. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.13 to Extend the Operation of a Pilot Pursuant to Rule 11.13 until April 11, 2011
Comments due:  January 5, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2010-23
34-63514 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.14 to Extend the Operation of a Pilot Pursuant to the Rule Until April 11, 2011
Comments due:  January 6, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2010-20
34-63467 Dec. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule to Add Two New Routing Options
Comments due:  January 5, 2011

SR-EDGA-2010-21
34-63466 Dec. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  January 5, 2011

SR-EDGA-2010-19
34-63427 Dec. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.9 to offer Anti-Internalization Qualifier ("AIQ") functionality to Exchange Users
Comments due:  December 30, 2010
Additional Materials:   Exhibit 5

SR-EDGA-2010-18
34-63335 Nov. 18, 2010 Notice of Filing of Proposed Rule Change to Amend EDGA Rules 11.9(b)(1)(C) and 11.5(c)(7) Regarding Step-up Orders
Comments due:  December 15, 2010
Additional Materials:   Exhibit 5
See also:   Notice: Rel. No. 34-63572; Order: Rel. No. 34-63929
Comments received are available for this notice.

SR-EDGA-2010-16
34-63286 Nov. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rules 2.5 and 11.4 to Permit Qualification and Registration of Authorized Traders of Members Pursuant to Certain Foreign Examination Modules Equivalent to the Series 7 Examination
Comments due:  December 7, 2010
Additional Materials:   Exhibit 5

SR-EDGA-2010-17
34-63227 Nov. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  November 29, 2010

SR-EDGA-2010-15
34-63161 Oct. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.5
Comments due:  November 18, 2010

SR-EDGA-2010-14
34-63053 Oct. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  November 4, 2010
Third Quarter

SR-EDGA-2010-09
34-62928 Sep. 17, 2010 Order Approving a Proposed Rule Change Relating to a Revenue Sharing Program with Correlix, Inc.
See also:   Notice: Rel. No. 34-62683

SR-EDGA-2010-03
34-62886 Sep. 10, 2010 Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also:   Notice: Rel. No. 34-62338

SR-EDGA-2010-05
34-62884 Sep. 10, 2010 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000 Index and Specified Exchange Traded Products
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-ISE-2010-66; SR-NASDAQ-2010-079; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NSX-2010-08
See also:   Notice: Rel. No. 34-62417

SR-EDGA-2010-12
34-62845 Sep. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  October 1, 2010
Additional Materials:   Exhibit 5

SR-EDGA-2010-03
34-62797 Aug. 30, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also:   Notice: Rel. No. 34-62730

SR-EDGA-2010-05
34-62763 Aug. 24, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08

SR-EDGA-2010-03
34-62730 Aug. 16, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca2010-58
See also:   Notice: Rel. No. 34-62338

SR-EDGA-2010-11
34-62694 Aug. 11, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 3.13
Comments due:  September 8, 2010
Additional Materials:   Exhibit 5

SR-EDGA-2010-05
34-62688A Aug. 11, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
See also:   Notice: Rel. No. 34-62417

SR-EDGA-2010-09
34-62683 Aug. 10, 2010 Notice of Filing of Proposed Rule Change Relating to a Revenue Sharing Program with Correlix, Inc.
Comments due:  September 7, 2010
See also:   Order: Rel. No. 34-62928

SR-EDGA-2010-06
34-62681 Aug. 10, 2010 Order Approving Proposed Rule Change to Amend the EDGA Fee Schedule to Impose Fees for Physical Ports Used to Connect to EDGA Exchange
See also:   Notice: Rel. No. 34-62436

SR-EDGA-2010-10
34-62641 Aug. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  September 1, 2010

SR-EDGA-2010-08
34-62588 Jul. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.12
Comments due:  August 25, 2010
Additional Materials:   Exhibit 5

SR-EDGA-2010-07
34-62516 Jul. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.14
Comments due:  August 13, 2010
Additional Materials:   Exhibit 5

SR-EDGA-2010-02
34-62514 Jul. 16, 2010 Order Approving a Proposed Rule Change Relating to Direct Edge, Inc.
See also:   Notice: Rel. No. 34-62255

SR-EDGA-2010-06
34-62436 Jul. 1, 2010 Notice of Filing of Proposed Rule Change to Amend EDGA Fee Schedule to Impose Fees for Physical Ports Used to Connect to EDGA Exchange
Comments due:  July 30, 2010
See also:   Order: Rel. No. 34-62681
Second Quarter

SR-EDGA-2010-04
34-62425 Jun. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fees For Use of EDGA Exchange, Inc.
Comments due:  July 29, 2010

SR-EDGA-2010-05
34-62417 Jun. 30, 2010 Notice of Filing of Proposed Rule Change to Amend EDGA Rule 11.14, entitled "Trading Halts Due to Extraordinary Volatility"
Comments due:  July 19, 2010
See also:   Notice: Rel. No. 34-62688A; Order: Rel. No. 34-62884
Comments received are available for this notice.

SR-EDGA-2010-03
34-62338 Jun. 21, 2010 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend EDGA Rule 11.13, entitled "Clearly Erroneous Executions."
Comments due:  July 19, 2010
See also:   Notice: Rel. No. 34-62730; Order: Rel. No. 34-62886
Comments received are available for this notice.

SR-EDGA-2010-02
34-62255 Jun. 10, 2010 Notice of Filing of Proposed Rule Change by EDGA Exchange, Inc. Relating to Direct Edge, Inc.
Comments due:  July 7, 2010
See also:   Order: Rel. No. 34-62514

SR-EDGA-2010-01
34-62252 Jun. 10, 2010 Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
See also:   Notice: Rel. No. 34-62122

SR-EDGA-2010-01
34-62122 May 19, 2010 Notice of Filing of Proposed Rule Change to Amend EDGA Rule 11.14, entitled "Trading Halts Due to Extraordinary Market Volatility"
Comments due:  June 3, 2010
See also:   Notice: Rel. No. 34-62252
Comments received are available for this notice.
First Quarter
No proposals were posted to website.


EDGA File Number List
Release No. Date Details

SR-EDGA-2010-26
34-63637 Jan. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  February 2, 2011

SR-EDGA-2010-25
34-63590 Dec. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.5
Comments due:  January 18, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2010-24
34-63517 Dec. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.13 to Extend the Operation of a Pilot Pursuant to Rule 11.13 until April 11, 2011
Comments due:  January 5, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2010-23
34-63514 Dec. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.14 to Extend the Operation of a Pilot Pursuant to the Rule Until April 11, 2011
Comments due:  January 6, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2010-22
34-63519 Dec. 10, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  January 6, 2011
Additional Materials:   Exhibit 5

SR-EDGA-2010-21
34-63466 Dec. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  January 5, 2011

SR-EDGA-2010-20
34-63467 Dec. 8, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule to Add Two New Routing Options
Comments due:  January 5, 2011

SR-EDGA-2010-19
34-63427 Dec. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.9 to offer Anti-Internalization Qualifier ("AIQ") functionality to Exchange Users
Comments due:  December 30, 2010
Additional Materials:   Exhibit 5

SR-EDGA-2010-18
34-63929 Feb. 18, 2011 Order Instituting Proceedings to Determine Whether to Disapprove a Proposed Rule Change as Modified by Amendment No. 2 to Amend EDGA Rules 11.9 and 11.5 Regarding Step-up Orders
Comments due:  April 11, 2011
Rebuttal comments due:  April 25, 2011
34-63572 Dec. 17, 2010 Notice of Filing of Amendment No. 2 to Proposed Rule Change to Amend EDGA Rules 11.9(b)(1)(C) and 11.5(c)(7) Regarding Step-Up Orders
Comments due:  January 13, 2011
Comments received are available for this notice.
34-63335 Nov. 18, 2010 Notice of Filing of Proposed Rule Change to Amend EDGA Rules 11.9(b)(1)(C) and 11.5(c)(7) Regarding Step-up Orders
Comments due:  December 15, 2010
Additional Materials:   Exhibit 5
Comments received are available for this notice.

SR-EDGA-2010-17
34-63227 Nov. 2, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  November 29, 2010

SR-EDGA-2010-16
34-63286 Nov. 9, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rules 2.5 and 11.4 to Permit Qualification and Registration of Authorized Traders of Members Pursuant to Certain Foreign Examination Modules Equivalent to the Series 7 Examination
Comments due:  December 7, 2010
Additional Materials:   Exhibit 5

SR-EDGA-2010-15
34-63161 Oct. 22, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.5
Comments due:  November 18, 2010

SR-EDGA-2010-14
34-63053 Oct. 6, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  November 4, 2010

SR-EDGA-2010-12
34-62845 Sep. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  October 1, 2010
Additional Materials:   Exhibit 5

SR-EDGA-2010-11
34-62694 Aug. 11, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 3.13
Comments due:  September 8, 2010
Additional Materials:   Exhibit 5

SR-EDGA-2010-10
34-62641 Aug. 4, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due:  September 1, 2010

SR-EDGA-2010-09
34-62928 Sep. 17, 2010 Order Approving a Proposed Rule Change Relating to a Revenue Sharing Program with Correlix, Inc.
34-62683 Aug. 10, 2010 Notice of Filing of Proposed Rule Change Relating to a Revenue Sharing Program with Correlix, Inc.
Comments due:  September 7, 2010

SR-EDGA-2010-08
34-62588 Jul. 29, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.12
Comments due:  August 25, 2010
Additional Materials:   Exhibit 5

SR-EDGA-2010-07
34-62516 Jul. 16, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.14
Comments due:  August 13, 2010
Additional Materials:   Exhibit 5

SR-EDGA-2010-06
34-62681 Aug. 10, 2010 Order Approving Proposed Rule Change to Amend the EDGA Fee Schedule to Impose Fees for Physical Ports Used to Connect to EDGA Exchange
34-62436 Jul. 1, 2010 Notice of Filing of Proposed Rule Change to Amend EDGA Fee Schedule to Impose Fees for Physical Ports Used to Connect to EDGA Exchange
Comments due:  July 30, 2010

SR-EDGA-2010-05
34-62884 Sep. 10, 2010 Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000 Index and Specified Exchange Traded Products
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-ISE-2010-66; SR-NASDAQ-2010-079; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NSX-2010-08
34-62763 Aug. 24, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
34-62688A Aug. 11, 2010 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.:  SR-BATS-2010-018; SR-BX-2010-044; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
34-62417 Jun. 30, 2010 Notice of Filing of Proposed Rule Change to Amend EDGA Rule 11.14, entitled "Trading Halts Due to Extraordinary Volatility"
Comments due:  July 19, 2010
Comments received are available for this notice.

SR-EDGA-2010-04
34-62425 Jun. 30, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fees For Use of EDGA Exchange, Inc.
Comments due:  July 29, 2010

SR-EDGA-2010-03
34-62886 Sep. 10, 2010 Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
34-62797 Aug. 30, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
34-62730 Aug. 16, 2010 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.:  SR-BATS-2010-016; SR-BX-2010-040; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca2010-58
34-62338 Jun. 21, 2010 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend EDGA Rule 11.13, entitled "Clearly Erroneous Executions."
Comments due:  July 19, 2010
Comments received are available for this notice.

SR-EDGA-2010-02
34-62514 Jul. 16, 2010 Order Approving a Proposed Rule Change Relating to Direct Edge, Inc.
34-62255 Jun. 10, 2010 Notice of Filing of Proposed Rule Change by EDGA Exchange, Inc. Relating to Direct Edge, Inc.
Comments due:  July 7, 2010

SR-EDGA-2010-01
34-62252 Jun. 10, 2010 Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
34-62122 May 19, 2010 Notice of Filing of Proposed Rule Change to Amend EDGA Rule 11.14, entitled "Trading Halts Due to Extraordinary Market Volatility"
Comments due:  June 3, 2010
Comments received are available for this notice.

 

http://www.sec.gov/rules/sro/edgaarchive/edga2010.shtml


Modified: 05/12/2014