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EDGA Exchange Rulemaking

We encourage the public to submit comments on the following EDGA Exchange (EDGA) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter | First Quarter

EDGA File Number List for 2013

Additional Archives


Chronological List
Release No. Date Details
Second Quarter

SR-EDGA-2013-15
34-69724 Jun. 10, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
* Submit comments on SR-EDGA-2013-15

SR-EDGA-2013-14
34-69669 May 30, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: June 26, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-EDGA-2013-14

SR-EDGA-2013-13
34-69613 May 21, 2013 Notice of Filing of Proposed Rule Change Relating to the EDGA Exchange, Inc.'s Routing Broker Dealer, as Described in EDGA Rule 2.12(b)
Comments due: June 18, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-EDGA-2013-13

SR-EDGA-2013-12
34-69505 May 3, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: May 30, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-EDGA-2013-12

SR-EDGA-2013-11
34-69481 Apr. 30, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: May 28, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-EDGA-2013-11
First Quarter

SR-EDGA-2013-10
34-69066 Mar. 7, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: April 3, 2013
Additional Materials: Exhibit 5

SR-EDGA-2013-09
34-69043 Mar. 5, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: April 2, 2013
Additional Materials: Exhibit 5

SR-EDGA-2013-08
34-69002 Feb. 27, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rules 1.5, 11.5, 11.8, 11.9 and 11.14 in connection with the implementation of the National Market System Plan to Address Extraordinary Market Volatility
Comments due: March 26, 2013
Additional Materials: Exhibit 5

SR-EDGA-2013-04
34-68884 Feb. 8, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.14 to Extend the Operation of the Single Stock Circuit Breaker Program
Comments due: March 7, 2013
Additional Materials: Exhibit 5

SR-EDGA-2013-07
34-68877 Feb. 8, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: March 7, 2013
Additional Materials: Exhibit 5

SR-EDGA-2013-03
34-68830 Feb. 5, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: March 4, 2013
Additional Materials: Exhibit 5

SR-EDGA-2013-06
34-68813 Feb. 1, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.13 to Extend the Operation of a Pilot Pursuant to Rule 11.13 until September 30, 2013
Comments due: February 28, 2013
Additional Materials: Exhibit 5

SR-EDGA-2013-05
34-68806 Feb. 1, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Operative Date of Changes to the Rule for Halting Trading in All Stocks Due to Extraordinary Market Volatility
Comments due: February 27, 2013

SR-EDGA-2013-02
34-68783 Jan. 31, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to EDGA Rule 13.9
Comments due: February 27, 2013
Additional Materials: Exhibit 5

SR-EDGA-2013-01
34-68714 Jan. 23, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for EdgeBook AttributedSM
Comments due: February 20, 2013
Additional Materials: Exhibit 5

SR-EDGA-2012-47
34-68595 Jan. 7, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.5(c) (NBBO Offset Peg Order)
Comments due: February 1, 2013
Additional Materials: Exhibit 5


EDGA File Number List for 2013
Release No. Date Details

SR-EDGA-2013-15
34-69724 Jun. 10, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
* Submit comments on SR-EDGA-2013-15

SR-EDGA-2013-14
34-69669 May 30, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: June 26, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-EDGA-2013-14

SR-EDGA-2013-13
34-69613 May 21, 2013 Notice of Filing of Proposed Rule Change Relating to the EDGA Exchange, Inc.'s Routing Broker Dealer, as Described in EDGA Rule 2.12(b)
Comments due: June 18, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-EDGA-2013-13

SR-EDGA-2013-12
34-69505 May 3, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: May 30, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-EDGA-2013-12

SR-EDGA-2013-11
34-69481 Apr. 30, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: May 28, 2013
Additional Materials: Exhibit 5
* Submit comments on SR-EDGA-2013-11

SR-EDGA-2013-10
34-69066 Mar. 7, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: April 3, 2013
Additional Materials: Exhibit 5

SR-EDGA-2013-09
34-69043 Mar. 5, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: April 2, 2013
Additional Materials: Exhibit 5

SR-EDGA-2013-08
34-69002 Feb. 27, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rules 1.5, 11.5, 11.8, 11.9 and 11.14 in connection with the implementation of the National Market System Plan to Address Extraordinary Market Volatility
Comments due: March 26, 2013
Additional Materials: Exhibit 5

SR-EDGA-2013-07
34-68877 Feb. 8, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: March 7, 2013
Additional Materials: Exhibit 5

SR-EDGA-2013-06
34-68813 Feb. 1, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.13 to Extend the Operation of a Pilot Pursuant to Rule 11.13 until September 30, 2013
Comments due: February 28, 2013
Additional Materials: Exhibit 5

SR-EDGA-2013-05
34-68806 Feb. 1, 2013 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Operative Date of Changes to the Rule for Halting Trading in All Stocks Due to Extraordinary Market Volatility
Comments due: February 27, 2013

SR-EDGA-2013-04
34-68884 Feb. 8, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.14 to Extend the Operation of the Single Stock Circuit Breaker Program
Comments due: March 7, 2013
Additional Materials: Exhibit 5

SR-EDGA-2013-03
34-68830 Feb. 5, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: March 4, 2013
Additional Materials: Exhibit 5

SR-EDGA-2013-02
34-68783 Jan. 31, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to EDGA Rule 13.9
Comments due: February 27, 2013
Additional Materials: Exhibit 5

SR-EDGA-2013-01
34-68714 Jan. 23, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for EdgeBook AttributedSM
Comments due: February 20, 2013
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/edga.shtml


Modified: 06/12/2013