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EDGA Exchange Rulemaking

We encourage the public to submit comments on the following EDGA Exchange (EDGA) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter |  First Quarter

EDGA File Number List for 2015

Additional Archives


Chronological List
Release No. Date Details
Second Quarter

SR-EDGA-2015-10
34-74763 Apr. 17, 2015 Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGA Exchange, Inc.
See also: Notice: Rel. No. 34-74435

SR-EDGA-2015-17
34-74717 Apr. 13, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Content of the BATS One Feed Under Rule 13.8(b) to Include Consolidated Volume for all Listed Equity Securities
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-EDGA-2015-16
34-74707 Apr. 10, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc.
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-EDGA-2015-15
34-74663 Apr. 7, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 11.8, 11.9, 11.10, 11.11, and 11.16 Regarding the Limit Up-Limit Down Plan
Comments due: May 4, 2015
Additional Materials: Exhibit 5
First Quarter

SR-EDGA-2015-14
34-74600 Mar. 27, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees for the BATS One Market Data Product
Comments due: April 23, 2015
Additional Materials: Exhibit 5

SR-EDGA-2015-13
34-74462 Mar. 10, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc.
Comments due: April 6, 2015
Additional Materials: Exhibit 5

SR-EDGA-2015-10
34-74435 Mar. 4, 2015 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGA Exchange, Inc.
Comments due: March 31, 2015
Additional Materials: Exhibit 5

SR-EDGA-2015-12
34-74380 Feb. 26, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.11, Routing to Away Trading Centers, to Delete References to the ROLF Routing Option, Which Routed Orders to LavaFlow ECN
Comments due: March 24, 2015

SR-EDGA-2015-11
34-74295 Feb. 18, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8.15 Entitled "Imposition of Fines for Minor Violation(s) of Rules"
Comments due: March 17, 2015
Additional Materials: Exhibit 5

SR-EDGA-2015-09
34-74283 Feb. 18, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for EDGA Top, EDGA Last Sale, and the BATS One Feed
Comments due: March 17, 2015
Additional Materials: Exhibit 5

SR-EDGA-2015-06
34-74254 Feb. 11, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5, 2.3, 2.5, and 2.6 Related to the Registration Requirements for Members of EDGA Exchange, Inc.
Comments due: March 11, 2015
Additional Materials: Exhibit 5

SR-EDGA-2015-07
34-74238 Feb. 10, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange
Comments due: March 10, 2015
Additional Materials: Exhibit 5

SR-EDGA-2015-05
34-74237 Feb. 10, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule to Increase the Fee for Orders Yielding Fee Code K
Comments due: March 10, 2015
Additional Materials: Exhibit 5

SR-EDGA-2015-04
34-74166 Jan. 28, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Non-Substantive Amendments and Clarifications to the Fee Schedule
Comments due:  February 24, 2015
Additional Materials: Exhibit 5

SR-EDGA-2015-02
34-74076 Jan. 15, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Use of Certain Data Feeds
Comments due:  February 13, 2015
Additional Materials: Exhibit 5

SR-EDGA-2015-03
34-74028 Jan. 9, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Rules to Adopt or Align System Functionality With That Currently Offered by BATS Exchange, Inc. and BATS Y-Exchange, Inc.
Comments due:  February 5, 2015
Additional Materials: Exhibit 5

SR-EDGA-2014-36
34-74025 Jan. 9, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Related to Fees for Use of EDGA Exchange, Inc.
Comments due:  February 5, 2015
Additional Materials: Exhibit 5

SR-EDGA-2014-35
34-73990 Jan. 5, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Top and Last Sale Data Feeds
Comments due: January 30, 2015
Additional Materials: Exhibit 5


EDGA File Number List for 2015
Release No. Date Details

SR-EDGA-2015-17
34-74717 Apr. 13, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Content of the BATS One Feed Under Rule 13.8(b) to Include Consolidated Volume for all Listed Equity Securities
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-EDGA-2015-16
34-74707 Apr. 10, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc.
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-EDGA-2015-15
34-74663 Apr. 7, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 11.8, 11.9, 11.10, 11.11, and 11.16 Regarding the Limit Up-Limit Down Plan
Comments due: May 4, 2015
Additional Materials: Exhibit 5

SR-EDGA-2015-14
34-74600 Mar. 27, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees for the BATS One Market Data Product
Comments due: April 23, 2015
Additional Materials: Exhibit 5

SR-EDGA-2015-13
34-74462 Mar. 10, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc.
Comments due: April 6, 2015
Additional Materials: Exhibit 5

SR-EDGA-2015-12
34-74380 Feb. 26, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.11, Routing to Away Trading Centers, to Delete References to the ROLF Routing Option, Which Routed Orders to LavaFlow ECN
Comments due: March 24, 2015

SR-EDGA-2015-11
34-74295 Feb. 18, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8.15 Entitled "Imposition of Fines for Minor Violation(s) of Rules"
Comments due: March 17, 2015
Additional Materials: Exhibit 5

SR-EDGA-2015-10
34-74763 Apr. 17, 2015 Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGA Exchange, Inc.
See also: Notice: Rel. No. 34-74435
34-74435 Mar. 4, 2015 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGA Exchange, Inc.
Comments due: March 31, 2015
Additional Materials: Exhibit 5

SR-EDGA-2015-09
34-74283 Feb. 18, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for EDGA Top, EDGA Last Sale, and the BATS One Feed
Comments due: March 17, 2015
Additional Materials: Exhibit 5

SR-EDGA-2015-07
34-74238 Feb. 10, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange
Comments due: March 10, 2015
Additional Materials: Exhibit 5

SR-EDGA-2015-06
34-74254 Feb. 11, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5, 2.3, 2.5, and 2.6 Related to the Registration Requirements for Members of EDGA Exchange, Inc.
Comments due: March 11, 2015
Additional Materials: Exhibit 5

SR-EDGA-2015-05
34-74237 Feb. 10, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule to Increase the Fee for Orders Yielding Fee Code K
Comments due: March 10, 2015
Additional Materials: Exhibit 5

SR-EDGA-2015-04
34-74166 Jan. 28, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Non-Substantive Amendments and Clarifications to the Fee Schedule
Comments due:  February 24, 2015
Additional Materials: Exhibit 5

SR-EDGA-2015-03
34-74028 Jan. 9, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Rules to Adopt or Align System Functionality With That Currently Offered by BATS Exchange, Inc. and BATS Y-Exchange, Inc.
Comments due:  February 5, 2015
Additional Materials: Exhibit 5

SR-EDGA-2015-02
34-74076 Jan. 15, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Use of Certain Data Feeds
Comments due:  February 13, 2015
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/edga.shtml


Modified: 04/17/2015