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EDGA Exchange Rulemaking

We encourage the public to submit comments on the following EDGA Exchange (EDGA) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter |  Second Quarter |  First Quarter

EDGA File Number List for 2014

Additional Archives


Chronological List
Release No. Date Details
Third Quarter

SR-EDGA-2014-15
34-72533 Jul. 3, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Second Quarter

SR-EDGA-2014-11
34-72434 Jun. 19, 2014 Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Executions
Additional File Nos.: SR-BATS-2014-014, SR-BX-2014-021, SR-BYX-2014-007, SR-CHX-2014-06, SR-EDGX-2014-12, SR-FINRA-2014-021, SR-ISE-2014-25, SR-NASDAQ-2014-044, SR-NSX-2014-08, SR-NYSE-2014-22, SR-NYSEArca-2014-48; SR-NYSEMKT-2014-37, SR-Phlx-2014-27
See also: Notice: Rel. No. 34-72047

SR-EDGA-2014-14
34-72375 Jun. 12, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: July 9, 2014
Additional Materials: Exhibit 5

SR-EDGA-2014-13
34-72100 May 6, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: June 2, 2014
Additional Materials: Exhibit 5

SR-EDGA-2014-12
34-72089 May 2, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.5 Regarding the Route Peg Order
Comments due: May 29, 2014
Additional Materials: Exhibit 5

SR-EDGA-2014-11
34-72047 Apr. 30, 2014 Notice of Filing of a Proposed Rule Change to Amend Rule 11.13, entitled "Clearly Erroneous Executions"
Comments due: May 27, 2014
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-72434

SR-EDGA-2014-09
34-72001 Apr. 23, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: May 20, 2014
Additional Materials: Exhibit 5

SR-EDGA-2014-10
34-71962 Apr. 17, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its ROOC Routing Option under EDGA Rule 11.9(b)(2)(n)
Comments due: May 14, 2014
Additional Materials: Exhibit 5

SR-EDGA-2014-08
34-71917 Apr. 9, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: May 6, 2014
Additional Materials: Exhibit 5
First Quarter

SR-EDGA-2014-007
34-71811 Mar. 26, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 12.6 to Conform to FINRA Rule 5320, BATS Rule 12.6 and BATS-Y Rule 12.6 Relating to Trading Ahead of Customer Orders
Comments due: April 22, 2014
Additional Materials:  Exhibit 5

SR-EDGA-2014-006
34-71808 Mar. 26, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the Clearly Erroneous Execution Rule for EDGA Exchange, Inc.
Comments due: April 22, 2014
Additional Materials:  Exhibit 5

SR-EDGA-2014-05
34-71776 Mar. 24, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a Reference to Rule 10C-1 Under the Exchange Act in EDGA Rule 14.1 Concerning Unlisted Trading Privileges
Comments due: April 18, 2014
Additional Materials:  Exhibit 5

SR-EDGA-2014-04
34-71691 Mar. 11, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: April 8, 2014
Additional Materials:  Exhibit 5

SR-EDGA-2014-02
34-71621 Feb. 27, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: March 26, 2014
Additional Materials:  Exhibit 5

SR-EDGA-2013-34
34-71449 Jan. 30, 2014 Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, in Connection With the Proposed Business Combination Involving BATS Global Markets, Inc. and Direct Edge Holdings LLC
Additional File No.: SR-EDGX-2013-43
See also:  Notice: Rel. No. 34-71046

SR-EDGA-2014-01
34-71444 Jan. 30, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter IX of its Rulebook
Comments due: February 26, 2014


EDGA File Number List for 2014
Release No. Date Details

SR-EDGA-2014-15
34-72533 Jul. 3, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-EDGA-2014-14
34-72375 Jun. 12, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: July 9, 2014
Additional Materials: Exhibit 5

SR-EDGA-2014-13
34-72100 May 6, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: June 2, 2014
Additional Materials: Exhibit 5

SR-EDGA-2014-12
34-72089 May 2, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.5 Regarding the Route Peg Order
Comments due: May 29, 2014
Additional Materials: Exhibit 5

SR-EDGA-2014-11
34-72434 Jun. 19, 2014 Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Executions
Additional File Nos.: SR-BATS-2014-014, SR-BX-2014-021, SR-BYX-2014-007, SR-CHX-2014-06, SR-EDGX-2014-12, SR-FINRA-2014-021, SR-ISE-2014-25, SR-NASDAQ-2014-044, SR-NSX-2014-08, SR-NYSE-2014-22, SR-NYSEArca-2014-48; SR-NYSEMKT-2014-37, SR-Phlx-2014-27
34-72047 Apr. 30, 2014 Notice of Filing of a Proposed Rule Change to Amend Rule 11.13, entitled "Clearly Erroneous Executions"
Comments due: May 27, 2014
Additional Materials: Exhibit 5

SR-EDGA-2014-10
34-71962 Apr. 17, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its ROOC Routing Option under EDGA Rule 11.9(b)(2)(n)
Comments due: May 14, 2014
Additional Materials: Exhibit 5

SR-EDGA-2014-09
34-72001 Apr. 23, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: May 20, 2014
Additional Materials: Exhibit 5

SR-EDGA-2014-08
34-71917 Apr. 9, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: May 6, 2014
Additional Materials: Exhibit 5

SR-EDGA-2014-007
34-71811 Mar. 26, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 12.6 to Conform to FINRA Rule 5320, BATS Rule 12.6 and BATS-Y Rule 12.6 Relating to Trading Ahead of Customer Orders
Comments due: April 22, 2014
Additional Materials:  Exhibit 5

SR-EDGA-2014-006
34-71808 Mar. 26, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the Clearly Erroneous Execution Rule for EDGA Exchange, Inc.
Comments due: April 22, 2014
Additional Materials:  Exhibit 5

SR-EDGA-2014-05
34-71776 Mar. 24, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a Reference to Rule 10C-1 Under the Exchange Act in EDGA Rule 14.1 Concerning Unlisted Trading Privileges
Comments due: April 18, 2014
Additional Materials:  Exhibit 5

SR-EDGA-2014-04
34-71691 Mar. 11, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: April 8, 2014
Additional Materials:  Exhibit 5

SR-EDGA-2014-02
34-71621 Feb. 27, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
Comments due: March 26, 2014
Additional Materials:  Exhibit 5

SR-EDGA-2014-01
34-71444 Jan. 30, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter IX of its Rulebook
Comments due: February 26, 2014

 

http://www.sec.gov/rules/sro/edga.shtml


Modified: 07/07/2014