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DTC Rulemaking Archive: 2008

We encourage the public to submit comments on the following The Depository Trust Company (DTC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

DTC File Number List for 2008

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-DTC-2008-12
34-59148 Dec. 23, 2008 Order Approving Proposed Rule Change As Amended to Increase Liquidity Resources
See also:   Notice: Rel. No. 34-58757A

SR-DTC-2008-11
34-59102 Dec. 15, 2008 Order Approving a Proposed Rule Change to Implement a New Service to Allow Issuers to Track and Limit the Number of Beneficial Owners for an Individual CUSIP
See also:   Notice: Rel. No. 34-58436

SR-DTC-2008-13
34-59088 Dec. 11, 2008 Notice of Filing of Proposed Rule Change by The Depository Trust Company Relating to Eliminating the SRO Requirement as a Condition of DTC-Eligibility for Securities that are Eligible for Resale under Rule 144A under the Securities Act of 1933
Comments due:  January 7, 2009
See also:   Order: Rel. No. 34-59384

SR-DTC-2007-07
34-59035 Dec. 1, 2008 Order Approving Proposed Rule Change to Amend the Applicant Disqualification Criteria Contained in its Rules
See also:  Notice: Rel. No. 34-58122

SR-DTC-2008-08
34-59033 Dec. 1, 2008 Order Granting Approval of a Proposed Rule Change to Eliminate the Ability to Obtain a Physical Certificate from DTC for Issues That are Eligible and Participating in the Direct Registration System
See also:   Notice: Rel. No. 34-58404

SR-DTC-2008-09
34-58944 Nov. 13, 2008 Order Granting Approval of a Proposed Rule Change to Expand DTC's Debit Cap Look-Ahead Processing
See also:   Notice: Rel. No. 34-58730

SR-DTC-2008-07
34-58910 Nov. 6, 2008 Order Granting Approval of a Proposed Rule Change to Implement Processing Enhancements to the Profile Modification System Used in the Direct Registration System
See also:   Notice: Rel. No. 34-58292

SR-DTC-2008-12
34-58757A Oct. 14, 2008 Notice of Filing of Proposed Rule Change As Amended to Increase Liquidity Resources [Corrected to Conform to Federal Register Version]
Comments due:  November 12, 2008
See also:   Order: Rel. No. 34-59148

SR-DTC-2008-09
34-58730 Oct. 3, 2008 Notice of Filing of a Proposed Rule Change to Expand DTC's Debit Cap Look-Ahead Processing
Comments due:  October 30, 2008
See also:   Order: Rel. No. 34-58944
Third Quarter

SR-DTC-2008-11
34-58436 Aug. 27, 2008 Notice of Filing of a Proposed Rule Change to Implement a New Service to Allow Issuers to Track and Limit the Number of Beneficial Owners for an Individual CUSIP
Comments due:  September 26, 2008
See also:   Order: Rel. No. 34-59102
Comments received are available for this notice.

SR-DTC-2008-10
34-58407 Aug. 21, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Technical Changes to the Collateral Loan System
Comments due:  September 17, 2008

SR-DTC-2008-08
34-58404 Aug. 21, 2008 Notice of Filing of Proposed Rule Change to Eliminate the Ability to Obtain a Physical Certificate from DTC for Issues That are Eligible and Participating in the Direct Registration System
Comments due:  September 23, 2008
See also:   Order: Rel. No. 34-59033
Comments received are available for this notice.

SR-DTC-2007-16
34-58345 Aug. 12, 2008 Order Granting Approval of a Proposed Rule Change Relating to the Admission of Foreign Entities as Direct Depository Participants
See also:   Notice: Rel. No. 34-57392

SR-DTC-2008-06
34-58343 Aug. 12, 2008 Notice of Filing of Proposed Rule Change As Amended to Modify End of Day Settlement Procedures Relating to Settlement Acknowledgement Cut-off Time Frames for Settling Banks
Comments due:  September 8, 2008
See also:   Order: Rel. No. 34-59386

SR-DTC-2008-07
34-58292 Aug. 1, 2008 Notice of Filing of Proposed Rule Change to Implement Processing Enhancements to the Profile Modification System Used in the Direct Registration System
Comments due:  September 2, 2008
See also:   Order: Rel. No. 34-58910

SR-DTC-2008-05
34-58252 Jul. 30, 2008 Notice of Filing of a Proposed Rule Change Relating to Establishing a New Money Market Instrument Procedure Disincentive Fee
Comments due:  August 28, 2008
Comments received are available for this notice.

SR-DTC-2008-03
34-58165 Jul. 15, 2008 Notice of Filing of Proposed Rule Change to Establish a Fee Relating to DTC's Settlement Procedures for the Maturity of Money Market Instruments with Unknown Rates
Comments due:  August 12, 2008
Comments received are available for this notice.

SR-DTC-2007-05
34-58157 Jul. 15, 2008 Order Approving a Proposed Rule Change Relating to Harmonizing Fines with the National Securities Clearing Corporation and the Fixed Income Clearing Corporation
See also:   Notice: Rel. No. 34-57665

SR-DTC-2007-07
34-58122 Jul. 9, 2008 Notice of Filing of Proposed Rule Change to Amend the Applicant Disqualification Criteria Contained in its Rules
Comments due:  August 6, 2008
See also:   Order: Rel. No. 34-59035
Second Quarter

SR-DTC-2007-12
34-58055 Jun. 27, 2007 Order Granting Approval of a Proposed Rule Change Relating to DTC Opening an Omnibus Account at Euroclear Bank
See also:   Notice: Rel. No. 34-56706

SR-DTC-2008-04
34-58042 Jun. 26, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule to Establish an Alternate Choice in DTC Profile Surety Providers
Comments due:  21 days after publication in the Federal Register

SR-DTC-2008-02
34-58044 Jun. 26, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Deposits Service Guide
Comments due:  July 23, 2008

SR-DTC-2006-16
34-57959 Jun. 12, 2008 Notice of Filing of Proposed Rule Change of Amended Proposed Rule Change Amending FAST and DRS Limited Participant Requirements for Transfer Agents
Comments due:  July 10, 2008
See also:  Notices: Rel. Nos. 34-57362, 34-55816 and Order: 34-60196
Comments received are available for this notice.

SR-DTC-2007-14
34-57901 Jun. 2, 2008 Order Approving Proposed Rule Changes, as amended, to Provide for the Settlement of Institutional Transactions in Conjunction with Each Other Through a Service Called ID Net
Additional File No.:  SR-NSCC-2007-14
See also:   Notice: Rel. No. 34-57573

SR-DTC-2007-10
34-57768 May 2, 2008 Order Granting Accelerated Approval of an Amended Proposed Rule Change to Implement the New Issue Information Dissemination Service for Municipal Securities
See also:  Notices: Rel. Nos. 34-57513; 34-56552; 34-57647

SR-DTC-2007-05
34-57665 Apr. 15, 2008 Notice of Filing of Proposed Rule Change to Restructure its Rules Relating to Fines and to Harmonize Them with Similar Rules of its Affiliates
Comments due:  May 13, 2008
See also:   Order: Rel. No. 34-58157

SR-DTC-2007-10
34-57647 Apr. 10, 2008 Notice of Filing of Amended Proposed Rule Change to Implement the New Issue Information Dissemination Service for Municipal Securities
Comments due:  May 1, 2008
See also:  Notices: Rel. Nos. 34-57513; 34-56552; Order: Rel. No. 34-57768
First Quarter

SR-DTC-2007-14
34-57573 Mar. 27, 2008 Notice of Filing of Proposed Rule Changes, as amended, to Provide for the Settlement of Institutional Transactions in Conjunction with Each Other Through a Service Called ID Net
Additional File No.:  SR-NSCC-2007-14
Comments due:  21 days after publication in the Federal Register
See also:   Order: Rel. No. 34-57901

SR-DTC-2007-11
34-57542 Mar. 20, 2008 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Amend its Operational Arrangements as it Applies to Structured Securities
See also: Notices: Rel. Nos.   34-57283, 34-56795

SR-DTC-2007-10
34-57513 Mar. 17, 2008 Notice of Filing of Amended Proposed Rule Change to Implement the New Issue Information Dissemination Service for Municipal Securities
Comments due:  April 8, 2008
See also: Notices: Rel. Nos.   34-57647; 34-56552

SR-DTC-2007-06
34-57406 Feb. 29, 2008 Order Approving Proposed Rule Change to Modify the Hearing Procedures Afforded to Interested Persons for Membership and Harmonize Them with Similar Rules of its Affiliates
See also:   Notice: Rel. No. 34-56863

SR-DTC-2007-16
34-57392 Feb. 27, 2008 Notice of Filing of a Proposed Rule Change Relating to the Admission of Foreign Entities as Direct Depository Participants
Comments due:  March 28, 2008
See also:   Order: Rel. No. 34-58345

SR-DTC-2008-01
34-57366 Feb. 21, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Deliver Order Input Cutoff Window
Comments due:  March 20, 2008

SR-DTC-2006-16
34-57362 Feb. 20, 2008 Notice of Filing of Amended Proposed Rule Change Amending FAST and DRS Limited Participant Requirements for Transfer Agents
Comments due:  March 20, 2008
See also:  Notices: Rel. Nos. 34-57959, 34-55816 and Order

SR-DTC-2007-13
34-57298A Feb. 8, 2008 Order Granting Approval of a Proposed Rule Change Relating to the Foreign Currency Payment Option [CORRECTION]
See also:   Order: Rel. No. 34-57298; Notice: Rel. No. 34-56840

SR-DTC-2007-13
34-57298 Feb. 8, 2008 Order Granting Approval of a Proposed Rule Change Relating to the Foreign Currency Payment Option
See also:   Order: Rel. No. 34-57298A; Notice: Rel. No. 34-56840

SR-DTC-2007-11
34-57283 Feb. 6, 2008 Notice of Filing of Amendment No. 1 to Proposed Rule Change to Amend its Operational Arrangements as it Applies to Structured Securities
Comments due:  March 5, 2008
See also:   Order: Rel. No. 34-57542; Notice: Rel. No. 34-56795
Comments received are available for this notice.

SR-DTC-2007-17
34-57193 Jan. 24, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise Fee Schedule
Comments due:  February 20, 2008


File Number List

Release No. Date Details

SR-DTC-2008-15
34-59298 Jan. 26, 2009 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Provide The Options Clearing Corporation with Settlement Services for Stock Loan Transactions Entered Into Under the Market Loan Program
Comments due:  February 20, 2009

SR-DTC-2008-14
34-59199 Jan. 6, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Existing Operational Arrangements
Comments due:  February 2, 2009
Comments received are available for this notice.

SR-DTC-2008-13
34-59384 Feb. 11, 2009 Order Approving a Proposed Rule Change Relating to Eliminating the SRO Requirement as a Condition of DTC-Eligibility for Securities that are Eligible for Resale under Rule 144A under the Securities Act of 1933
34-59088 Dec. 11, 2008 Notice of Filing of Proposed Rule Change by The Depository Trust Company Relating to Eliminating the SRO Requirement as a Condition of DTC-Eligibility for Securities that are Eligible for Resale under Rule 144A under the Securities Act of 1933
Comments due:  January 7, 2009

SR-DTC-2008-12
34-59148 Dec. 23, 2008 Order Approving Proposed Rule Change As Amended to Increase Liquidity Resources
34-58757A Oct. 14, 2008 Notice of Filing of Proposed Rule Change As Amended to Increase Liquidity Resources [Corrected to Conform to Federal Register Version]
Comments due:  November 12, 2008

SR-DTC-2008-11
34-59102 Dec. 15, 2008 Order Approving a Proposed Rule Change to Implement a New Service to Allow Issuers to Track and Limit the Number of Beneficial Owners for an Individual CUSIP
34-58436 Aug. 27, 2008 Notice of Filing of a Proposed Rule Change to Implement a New Service to Allow Issuers to Track and Limit the Number of Beneficial Owners for an Individual CUSIP
Comments due:  September 26, 2008
Comments received are available for this notice.

SR-DTC-2008-10
34-58407 Aug. 21, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Technical Changes to the Collateral Loan System
Comments due:  September 17, 2008

SR-DTC-2008-09
34-58944 Nov. 13, 2008 Order Granting Approval of a Proposed Rule Change to Expand DTC's Debit Cap Look-Ahead Processing
34-58730 Oct. 3, 2008 Notice of Filing of a Proposed Rule Change to Expand DTC's Debit Cap Look-Ahead Processing
Comments due:  October 30, 2008

SR-DTC-2008-08
34-59033 Dec. 1, 2008 Order Granting Approval of a Proposed Rule Change to Eliminate the Ability to Obtain a Physical Certificate from DTC for Issues That are Eligible and Participating in the Direct Registration System
34-58404 Aug. 21, 2008 Notice of Filing of Proposed Rule Change to Eliminate the Ability to Obtain a Physical Certificate from DTC for Issues That are Eligible and Participating in the Direct Registration System
Comments due:  September 23, 2008
Comments received are available for this notice.

SR-DTC-2008-07
34-58910 Nov. 6, 2008 Order Granting Approval of a Proposed Rule Change to Implement Processing Enhancements to the Profile Modification System Used in the Direct Registration System
34-58292 Aug. 1, 2008 Notice of Filing of Proposed Rule Change to Implement Processing Enhancements to the Profile Modification System Used in the Direct Registration System
Comments due:  September 2, 2008

SR-DTC-2008-06
34-59386 Feb. 11, 2009 Order Approving Proposed Rule Change, As Amended, to Modify End of Day Settlement Procedures Relating to Settlement Acknowledgement Cut-off Time Frames for Settling Banks
34-58343 Aug. 12, 2008 Notice of Filing of Proposed Rule Change As Amended to Modify End of Day Settlement Procedures Relating to Settlement Acknowledgement Cut-off Time Frames for Settling Banks
Comments due:  September 8, 2008

SR-DTC-2008-05
34-58252 Jul. 30, 2008 Notice of Filing of a Proposed Rule Change Relating to Establishing a New Money Market Instrument Procedure Disincentive Fee
Comments due:  August 28, 2008
Comments received are available for this notice.

SR-DTC-2008-04
34-58042 Jun. 26, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule to Establish an Alternate Choice in DTC Profile Surety Providers
Comments due:  21 days after publication in the Federal Register

SR-DTC-2008-03
34-58165 Jul. 15, 2008 Notice of Filing of Proposed Rule Change to Establish a Fee Relating to DTC's Settlement Procedures for the Maturity of Money Market Instruments with Unknown Rates
Comments due:  August 12, 2008
Comments received are available for this notice.

SR-DTC-2008-02
34-58044 Jun. 26, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Deposits Service Guide
Comments due:  July 23, 2008

SR-DTC-2008-01
34-57366 Feb. 21, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Deliver Order Input Cutoff Window
Comments due:  March 20, 2008

 

http://www.sec.gov/rules/sro/dtc/dtcarchive/dtcarchive2008.shtml


Modified: 11/20/2014