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DTC Rulemaking Archive: 2004

We encourage the public to submit comments on the following The Depository Trust Company (DTC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

DTC File Number List for 2004

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-DTC-2004-10
34-50944 Dec. 29, 2004 Order Granting Approval of a Proposed Rule Change to Implement Phase II of the IMS Service
See also:  Notice: Rel. No. 34-50690

SR-DTC-2004-11
34-50887 Dec. 20, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand SMART/Track Service to Include Corporate Action Liability Notification
Comments due:  January 18, 2005

SR-DTC-2004-10
34-50690 Nov. 18, 2004 Notice of Filing of a Proposed Rule Change to Implement Phase II of the IMS Service
Comments due:  December 20, 2004
See also:  Order: Rel. No. 34-50944
Third Quarter

SR-DTC-2004-09
34-50399 Sep. 16, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the By-Laws of The Depository Trust CompanyX
Comments due:  October 13, 2004

SR-DTC-2004-08
34-50279 Aug. 27, 2004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance DTC’s Investor’s Voluntary Redemptions and Sales Service
Comments due:  September 28, 2004

SR-DTC-2004-05
34-50182 Aug. 11, 2004 Order Granting Approval of Proposed Rule Change Relating to the Look-Ahead Process
See also:  Notice: Rel. No. 34-49924

SR-DTC-2004-07
34-50032 Jul. 16, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fees for DTC’s TaxInfo Service
Comments due:  August 15, 2004

SR-DTC-2003-10
34-50029 Jul. 15, 2004 Order Granting Approval of Proposed Rule Change Relating to a New Messaging Service for Stock Loan Recalls
See also: Notice: Rel. No. 34-49764

SR-DTC-2004-04
34-50025 Jul. 15, 2004 Order Granting Approval of a Proposed Rule Change to Establish a Valued Delivery Order Interface with the National Securities Clearing Corporation
See also:  Notice: Rel. No. 34-49777

SR-DTC-2004-03
34-50006 Jul. 12, 2004 Order Granting Approval of Proposed Rule Change Relating to the Processing of Deliveries in DTC's Money Market Instrument Program
See also:  Notice: Rel. No. 34-49709
Second Quarter

SR-DTC-2003-09
34-49930 Jun. 28, 2004 Order Granting Approval of Proposed Rule Change Relating to the Establishment of a New Service to Destroy Certain Certificates
See also:  Notice: Rel. No. 34-49080

SR-DTC-2004-05
34-49924 Jun. 28, 2004 Notice of Filing of Proposed Rule Change Relating to the Look-Ahead Process
Comments due:  July 23, 2004
See also:  Order: Rel. No. 34-50182

SR-DTC-2004-04
34-49777 May 26, 2004 Notice of Filing of a Proposed Rule Change to Establish a Valued Delivery Order Interface with the National Securities Clearing Corporation
Comments due:  June 23, 2004
See also:  Order: Rel. No. 34-50025

SR-DTC-2003-10
34-49764 May 25, 2004 Notice of Filing of Proposed Rule Change Relating to a New Messaging Service for Stock Loan Recalls
Comments due:  June 22, 2004
See also:   Order: Rel. No. 34-50029

SR-DTC-2004-03
34-49709 May 14, 2004 Notice of Filing of Proposed Rule Change Relating to the Processing of Deliveries in DTC's Money Market Instrument Program
Comments due:  June 10, 2004
See also:  Order: Rel. No. 34-50006

SR-DTC-2003-12
34-49618 Apr. 26, 2004 Order Granting Approval of Proposed Rule Change Relating to the Processing of Maturity Presentments in DTC's Money Market Instrument Program
See also:  Notice: Rel. No. 34-48775
First Quarter

SR-DTC-2004-01
34-49489 Mar. 26, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Termination of TaxReclaim Service
Comments due:  April 23, 2004

SR-DTC-2004-02
34-49446 Mar. 18, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Termination of the Global Corporate Action Hub as a DTC Service
Comments due:  April 15, 2004

SR-DTC-2003-09
34-49080 Jan. 14, 2004 Notice of Filing of Proposed Rule Change to Establish a New Service to Destroy Certain Certificates and to Implement a Fee for Custody of Certain Certificates Not to Be Destroyed
See also:  Order: Rel. No. 34-49930
Comments received are available for this notice.


DTC File Number List for 2004
Release No. Date Details

SR-DTC-2004-13
34-51034 Jan. 13, 2005 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Amendment of the Fee Schedule to Revise Fees for Certain Services Provided by DTC Comments due:  February 14, 2005

SR-DTC-2004-12
34-51439 Mar. 28, 2005 Order Granting Approval of a Proposed Rule Change to Revise Fees for Low Volume Tender Offers
34-51156 Feb. 8, 2005 Notice of Filing of Proposed Rule Change to Revise Fees for Low Volume Tender Offers
Comments due:  March 8, 2005

SR-DTC-2004-11
34-50887 Dec. 20, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand SMART/Track Service to Include Corporate Action Liability Notification
Comments due:  January 18, 2005

SR-DTC-2004-10
34-50944 Dec. 29, 2004 Order Granting Approval of a Proposed Rule Change to Implement Phase II of the IMS Service
34-50690 Nov. 18, 2004 Notice of Filing of a Proposed Rule Change to Implement Phase II of the IMS Service
Comments due:  December 20, 2004

SR-DTC-2004-09
34-50399 Sep. 16, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the By-Laws of The Depository Trust CompanyX
Comments due:  October 13, 2004

SR-DTC-2004-08
34-50279 Aug. 27, 2004 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance DTC’s Investor’s Voluntary Redemptions and Sales Service
Comments due:  September 28, 2004

SR-DTC-2004-07
34-50032 Jul. 16, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fees for DTC’s TaxInfo Service
Comments due:  August 15, 2004

SR-DTC-2004-05
34-50182 Aug. 11, 2004 Order Granting Approval of Proposed Rule Change Relating to the Look-Ahead Process
34-49924 Jun. 28, 2004 Notice of Filing of Proposed Rule Change Relating to the Look-Ahead Process Comments due:  July 23, 2004

SR-DTC-2004-04
34-50025 Jul. 15, 2004 Order Granting Approval of a Proposed Rule Change to Establish a Valued Delivery Order Interface with the National Securities Clearing Corporation
34-49777 May 26, 2004 Notice of Filing of a Proposed Rule Change to Establish a Valued Delivery Order Interface with the National Securities Clearing Corporation
Comments due:  June 23, 2004

SR-DTC-2004-03
34-50006 Jul. 12, 2004 Order Granting Approval of Proposed Rule Change Relating to the Processing of Deliveries in DTC's Money Market Instrument Program
34-49709 May 14, 2004 Notice of Filing of Proposed Rule Change Relating to the Processing of Deliveries in DTC's Money Market Instrument Program
Comments due:  June 10, 2004

SR-DTC-2004-02
34-49446 Mar. 18, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Termination of the Global Corporate Action Hub as a DTC Service
Comments due:  April 15, 2004

SR-DTC-2004-01
34-49489 Mar. 26, 2004 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Termination of TaxReclaim Service
Comments due:  April 23, 2004

 

http://www.sec.gov/rules/sro/dtc/dtcarchive/dtcarchive2004.shtml


Modified: 06/12/2008