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DTC Rulemaking Archive: 2004
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Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
DTC File Number List for 2004
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Release No. |
Date |
Details |
Fourth Quarter |
SR-DTC-2004-10 |
34-50944 |
Dec. 29, 2004 |
Order Granting Approval of a Proposed Rule Change to Implement Phase II of the IMS Service
See also: Notice: Rel. No. 34-50690
|
SR-DTC-2004-11 |
34-50887 |
Dec. 20, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand SMART/Track Service to Include Corporate Action Liability Notification
Comments due: January 18, 2005
|
SR-DTC-2004-10 |
34-50690 |
Nov. 18, 2004 |
Notice of Filing of a Proposed Rule Change to Implement Phase II of the IMS Service
Comments due: December 20, 2004
See also: Order: Rel. No. 34-50944
|
Third Quarter |
SR-DTC-2004-09 |
34-50399 |
Sep. 16, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the By-Laws of The Depository Trust CompanyX
Comments due: October 13, 2004
|
SR-DTC-2004-08 |
34-50279 |
Aug. 27, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance DTC’s Investor’s Voluntary Redemptions and Sales Service
Comments due: September 28, 2004
|
SR-DTC-2004-05 |
34-50182 |
Aug. 11, 2004 |
Order Granting Approval of Proposed Rule Change Relating to the Look-Ahead Process
See also: Notice: Rel. No. 34-49924
|
SR-DTC-2004-07 |
34-50032 |
Jul. 16, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fees for DTC’s TaxInfo Service
Comments due: August 15, 2004
|
SR-DTC-2003-10 |
34-50029 |
Jul. 15, 2004 |
Order Granting Approval of Proposed Rule Change Relating to a New Messaging Service for Stock Loan Recalls
See also: Notice: Rel. No. 34-49764 |
SR-DTC-2004-04 |
34-50025 |
Jul. 15, 2004 |
Order Granting Approval of a Proposed Rule Change to Establish a Valued Delivery Order Interface with the National Securities Clearing Corporation
See also: Notice: Rel. No. 34-49777
|
SR-DTC-2004-03 |
34-50006 |
Jul. 12, 2004 |
Order Granting Approval of Proposed Rule Change Relating to the Processing of Deliveries in DTC's Money Market Instrument Program
See also: Notice: Rel. No. 34-49709
|
Second Quarter |
SR-DTC-2003-09 |
34-49930 |
Jun. 28, 2004 |
Order Granting Approval of Proposed Rule Change Relating to the Establishment of a New Service to Destroy Certain Certificates
See also: Notice: Rel. No. 34-49080
|
SR-DTC-2004-05 |
34-49924 |
Jun. 28, 2004 |
Notice of Filing of Proposed Rule Change Relating to the Look-Ahead Process
Comments due: July 23, 2004
See also: Order: Rel. No. 34-50182
|
SR-DTC-2004-04 |
34-49777 |
May 26, 2004 |
Notice of Filing of a Proposed Rule Change to Establish a Valued Delivery Order Interface with the National Securities Clearing Corporation
Comments due: June 23, 2004
See also: Order: Rel. No. 34-50025
|
SR-DTC-2003-10 |
34-49764 |
May 25, 2004 |
Notice of Filing of Proposed Rule Change Relating to a New Messaging Service for Stock Loan Recalls
Comments due: June 22, 2004
See also: Order: Rel. No. 34-50029
|
SR-DTC-2004-03 |
34-49709 |
May 14, 2004 |
Notice of Filing of Proposed Rule Change Relating to the Processing of Deliveries in DTC's Money Market Instrument Program
Comments due: June 10, 2004
See also: Order: Rel. No. 34-50006
|
SR-DTC-2003-12 |
34-49618 |
Apr. 26, 2004 |
Order Granting Approval of Proposed Rule Change Relating to the Processing of Maturity Presentments in DTC's Money Market Instrument Program
See also: Notice: Rel. No. 34-48775
|
First Quarter |
SR-DTC-2004-01 |
34-49489 |
Mar. 26, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Termination of TaxReclaim Service
Comments due: April 23, 2004
|
SR-DTC-2004-02 |
34-49446 |
Mar. 18, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Termination of the Global Corporate Action Hub as a DTC Service
Comments due: April 15, 2004
|
SR-DTC-2003-09 |
34-49080 |
Jan. 14, 2004 |
Notice of Filing of
Proposed Rule Change to Establish a New Service to Destroy Certain Certificates and
to Implement a Fee for Custody of Certain Certificates Not to Be Destroyed
See also: Order: Rel. No. 34-49930
Comments received are available for this notice.
|
DTC File Number List for 2004 |
Release No. |
Date |
Details |
SR-DTC-2004-13 |
34-51034 |
Jan. 13, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Amendment of the Fee Schedule to Revise Fees for Certain Services Provided by DTC
Comments due: February 14, 2005
|
SR-DTC-2004-12 |
34-51439 |
Mar. 28, 2005 |
Order Granting Approval of a Proposed Rule Change to Revise Fees for Low Volume Tender Offers
|
34-51156 |
Feb. 8, 2005 |
Notice of Filing of Proposed Rule Change to Revise Fees for Low Volume Tender Offers
Comments due: March 8, 2005
|
SR-DTC-2004-11 |
34-50887 |
Dec. 20, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand SMART/Track Service to Include Corporate Action Liability Notification
Comments due: January 18, 2005
|
SR-DTC-2004-10 |
34-50944 |
Dec. 29, 2004 |
Order Granting Approval of a Proposed Rule Change to Implement Phase II of the IMS Service
|
34-50690 |
Nov. 18, 2004 |
Notice of Filing of a Proposed Rule Change to Implement Phase II of the IMS Service
Comments due: December 20, 2004
|
SR-DTC-2004-09 |
34-50399 |
Sep. 16, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the By-Laws of The Depository Trust CompanyX
Comments due: October 13, 2004
|
SR-DTC-2004-08 |
34-50279 |
Aug. 27, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance DTC’s Investor’s Voluntary Redemptions and Sales Service
Comments due: September 28, 2004
|
SR-DTC-2004-07 |
34-50032 |
Jul. 16, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fees for DTC’s TaxInfo Service
Comments due: August 15, 2004
|
SR-DTC-2004-05 |
34-50182 |
Aug. 11, 2004 |
Order Granting Approval of Proposed Rule Change Relating to the Look-Ahead Process |
34-49924 |
Jun. 28, 2004 |
Notice of Filing of Proposed Rule Change Relating to the Look-Ahead Process
Comments due: July 23, 2004
|
SR-DTC-2004-04 |
34-50025 |
Jul. 15, 2004 |
Order Granting Approval of a Proposed Rule Change to Establish a Valued Delivery Order Interface with the National Securities Clearing Corporation
| 34-49777 |
May 26, 2004 |
Notice of Filing of a Proposed Rule Change to Establish a Valued Delivery Order Interface with the National Securities Clearing Corporation
Comments due: June 23, 2004
|
SR-DTC-2004-03 |
34-50006 |
Jul. 12, 2004 |
Order Granting Approval of Proposed Rule Change Relating to the Processing of Deliveries in DTC's Money Market Instrument Program
|
34-49709 |
May 14, 2004 |
Notice of Filing of Proposed Rule Change Relating to the Processing of Deliveries in DTC's Money Market Instrument Program
Comments due: June 10, 2004
|
SR-DTC-2004-02 |
34-49446 |
Mar. 18, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Termination of the Global Corporate Action Hub as a DTC Service
Comments due: April 15, 2004
|
SR-DTC-2004-01 |
34-49489 |
Mar. 26, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Termination of TaxReclaim Service
Comments due: April 23, 2004
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http://www.sec.gov/rules/sro/dtc/dtcarchive/dtcarchive2004.shtml
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