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DTC Rulemaking Archive: 2003

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this web site.

Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.

Chronological List

DTC File Number List for 2003

Additional Archives


Chronological List
Release No. Date Details

SR-DTC-2003-12
34-48775 Nov. 12, 2003 Notice of Filing of Proposed Rule Change Relating to the Processing of Maturity Presentments in DTC's Money Market Instrument Program
Comments received are available for this notice.
See also:  Order: Rel. No. 34-49618

SR-DTC-2003-03
34-48145 Jul. 9, 2003 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Modifications to Settlement Progress Payments Procedures

SR-DTC-2003-02
34-47978 Jun. 4, 2003 Order Granting Approval of a Proposed Rule Change Concerning Requests for Withdrawal of Certificates by Issuers
Comments received are available for this notice.


DTC File Number List for 2003
Release No. Date Details

SR-DTC-2003-12
34-49618 Apr. 26, 2004 Order Granting Approval of Proposed Rule Change Relating to the Processing of Maturity Presentments in DTC's Money Market Instrument Program
34-48775 Nov. 12, 2003 Notice of Filing of Proposed Rule Change Relating to the Processing of Maturity Presentments in DTC's Money Market Instrument Program
Comments received are available for this notice.

SR-DTC-2003-10
34-50029 Jul. 15, 2004 Order Granting Approval of Proposed Rule Change Relating to a New Messaging Service for Stock Loan Recalls
34-49764 May 25, 2004 Notice of Filing of Proposed Rule Change Relating to a New Messaging Service for Stock Loan Recalls
Comments due:  June 22, 2004

SR-DTC-2003-09
34-49930 Jun. 28, 2004 Order Granting Approval of Proposed Rule Change Relating to the Establishment of a New Service to Destroy Certain Certificates
34-49080 Jan. 14, 2004 Notice of Filing of Proposed Rule Change to Establish a New Service to Destroy Certain Certificates and to Implement a Fee for Custody of Certain Certificates Not to Be Destroyed
Comments received are available for this notice.

SR-DTC-2003-03
34-48145 Jul. 9, 2003 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Modifications to Settlement Progress Payments Procedures

SR-DTC-2003-02
34-47978 Jun. 4, 2003 Order Granting Approval of a Proposed Rule Change Concerning Requests for Withdrawal of Certificates by Issuers
Comments received are available for this notice.

 

http://www.sec.gov/rules/sro/dtc/dtcarchive/dtcarchive2003.shtml


Modified: 10/16/2014