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DTC Rulemaking Archive: 1999

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this web site.

Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.

Chronological List

DTC File Number List for 1999

Additional Archives


Chronological List
Release No. Date Details

SR-DTC-99-20
34-41799 Aug. 27, 1999 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Implementing a Freeze on New Participant Accounts and a Contingency Plan for Withdrawal by Transfer Transactions

SR-DTC-99-01
34-41032 Feb. 9, 1999 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Allowing DTC to Charge a Low Volume Tender Offer Processing Fee


DTC File Number List for 1999
Release No. Date Details

SR-DTC-99-20
34-41799 Aug. 27, 1999 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Implementing a Freeze on New Participant Accounts and a Contingency Plan for Withdrawal by Transfer Transactions

SR-DTC-99-01
34-41032 Feb. 9, 1999 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Allowing DTC to Charge a Low Volume Tender Offer Processing Fee

 

http://www.sec.gov/rules/sro/dtc/dtcarchive/dtcarchive1999.shtml


Modified: 10/16/2014