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DTC Rulemaking Archive: 1996

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this web site.

Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.

Chronological List

DTC File Number List for 2006

Additional Archives


Chronological List
Release No. Date Details

SR-DTC-96-15
34-37800 Oct. 9, 1996 Notice of Filing of an Amendment to a Proposed Rule Change Relating to the Procedures to Establish a Direct Registration System
See also:  Notice: Rel. No. 34-37778

No Release or File Number
No rel. no. Oct. 7, 1996 Related Material: The Depository Trust Company, Important Notice

SR-DTC-96-15
34-37778 Oct. 3, 1996 Notice of Filing of Proposed Rule Change Relating to the Procedures to Establish a Direct Registration System
See also:  Notice: Rel. No. 34-37800


DTC File Number List for 1996
Release No. Date Details

SR-DTC-96-15
34-37800 Oct. 9, 1996 Notice of Filing of an Amendment to a Proposed Rule Change Relating to the Procedures to Establish a Direct Registration System
34-37778 Oct. 3, 1996 Notice of Filing of Proposed Rule Change Relating to the Procedures to Establish a Direct Registration System

No Release or File Number
No rel. no. Oct. 7, 1996 Related Material: The Depository Trust Company, Important Notice

 

http://www.sec.gov/rules/sro/dtc/dtcarchive/dtcarchive1996.shtml


Modified: 10/16/2014