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Comments on DTC Rulemaking

Notice of Filing of Proposed Rule Change to Establish a New Service to Destroy Certain Certificates and to Implement a Fee for Custody of Certain Certificates Not to Be Destroyed

(Release No. 34-49080; File No. SR-DTC-2003-09)

  • Comments of Thomas M. Davis, First Vice President, Client Support Services, Individual Investor Group, Morgan Stanley, received March 1, 2004 (File name: srdtc200309-9.pdf)
     
  • Comments of Frank M. Ciavarella, Cashiers' Division, Wachovia Securities, LLC, February 13, 2004 (File name: fciavarella021304.htm)
     
  • Comments of Edward Hazel, President, Securities Operations Division, February 13, 2004 (File name: ehazel021304.htm)
     
  • Comments of Brian Urkowitz, First Vice President, of Merrill Lynch, February 13, 2004 (File name: burkowitz021304.htm)
     
  • Comments of John Cusumano, President, Customer Account Transfer Division of the Securities Industry Association, February 11, 2004 (File name: srdtc200309-3.pdf)
     
  • Comments of Kristin Johnson, Edward Jones, Operations Division and Member of SIA Regulatory and Clearance Committee, St. Louis, Missouri, February 9, 2004 (File name: srdtc200309-5.pdf)
     
  • Comments of Ralph Guzman, Senior Vice President, National Investor Services Corp., New York, New York, February 6, 2004 (File name: srdtc200309-4.pdf)
     
  • Comments of Phil Lanz, Managing Director, Bear Stearns Securities Corp., Brooklyn, New York, February 4, 2004 (File name: srdtc200309-1.pdf)
     
  • Comments of Robert D. Becker, Chairperson, Bank Depository User Group of the Depository Trust Company, Cleveland, Ohio, February 1, 2004 (File name: srdtc200309-2.pdf)
     

 

http://www.sec.gov/rules/sro/dtc/dtc200309.shtml


Modified: 04/23/2004