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DTC Rulemaking

We encourage the public to submit comments on the following The Depository Trust Company (DTC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

DTC File Number List for 2016

Additional Archives


Chronological List
Release No. Date Details
First Quarter

SR-DTC-2016-002
34-77043 Feb. 3, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Discontinuance of the Facsimile and Hardcopy Delivery Methods of Security Position Reports
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-DTC-2015-011
34-76887 Jan. 13, 2016 Order Approving Proposed Rule Change Regarding the Acknowledgment of End-of-Day Net-Net Settlement Balances by Settling Banks
See also: Notice: Rel. No. 34-76510

SR-DTC-2016-001
34-76870 Jan. 11, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the DTC Custody Service Guide to Codify Its Current Procedures for Assigning a Value to Custody Service Securities for Shipping Insurance Valuation Purposes
Comments due: February 5, 2016


DTC File Number List for 2016

Release No. Date Details

SR-DTC-2016-002
34-77043 Feb. 3, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Discontinuance of the Facsimile and Hardcopy Delivery Methods of Security Position Reports
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-DTC-2016-001
34-76870 Jan. 11, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the DTC Custody Service Guide to Codify Its Current Procedures for Assigning a Value to Custody Service Securities for Shipping Insurance Valuation Purposes
Comments due: 21 days after publication in the Federal Register

 

http://www.sec.gov/rules/sro/dtc.shtml


Modified: 02/04/2016