DTC Rulemaking

We encourage the public to submit comments on the following The Depository Trust Company (DTC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter | First Quarter

DTC File Number List for 2013

Additional Archives

2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995

Chronological List

Release No.	Date	Details
Second Quarter
SR-DTC-2013-06
34-69597	May 16, 2013	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise DTC's Fees Related to Certain Corporate Action Events Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5  Submit comments on SR-DTC-2013-06
SR-DTC-2013-01
34-69562	May 13, 2013	Order Approving Proposed Rule Change to Modify Its Practice Regarding the Collection of Participants' Required Participants Fund Deposits See also: Notice: Rel. No. 34-69276
SR-DTC-2013-03
34-69494	May 2, 2013	Notice of Filing of Proposed Rule Change in Connection with the Implementation of The Foreign Account Tax Compliance Act (FATCA) Comments due: May 29, 2013  Submit comments on SR-DTC-2013-03
SR-DTC-2013-01
34-69276	Apr. 2, 2013	Notice of Filing of Proposed Rule Change to Modify Its Practice Regarding the Collection of Participants' Required Participants Fund Deposits Comments due: April 29, 2013 See also: Order: Rel. No. 34-69562
First Quarter
SR-DTC-2012-10
34-68983	Feb. 25, 2013	Notice of Filing Amendment No. 2 and Order Approving Proposed Rule Change, as Modified by Amendment No. 2, to Reduce Liquidity Risk Relating to Its Processing of Maturity and Income Presentments and Issuances of Money Market Instruments See also: Notice: Rel. No. 34-68834 and Notice: Rel. No. 34-68548
SR-DTC-2012-10
34-68834	Feb. 5, 2013	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Reduce Liquidity Risk Relating to Its Processing of Maturity and Income Presentments and Issuances of Money Market Instruments See also: Notice: Rel. No. 34-68548
SR-DTC-2012-11
34-68594	Jan. 7, 2013	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Its Fee Schedule with Respect to Settlement and Asset Services Comments due: February 1, 2013

DTC File Number List for 2012

Release No.	Date	Details
SR-DTC-2013-06
34-69597	May 16, 2013	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise DTC's Fees Related to Certain Corporate Action Events Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5  Submit comments on SR-DTC-2013-06
SR-DTC-2013-03
34-69494	May 2, 2013	Notice of Filing of Proposed Rule Change in Connection with the Implementation of The Foreign Account Tax Compliance Act (FATCA) Comments due: May 29, 2013  Submit comments on SR-DTC-2013-03
SR-DTC-2013-01
34-69562	May 13, 2013	Order Approving Proposed Rule Change to Modify Its Practice Regarding the Collection of Participants' Required Participants Fund Deposits
34-69276	Apr. 2, 2013	Notice of Filing of Proposed Rule Change to Modify Its Practice Regarding the Collection of Participants' Required Participants Fund Deposits Comments due: April 29, 2013

http://www.sec.gov/rules/sro/dtc.shtml