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DTC Rulemaking
We encourage the public to submit comments on the following The Depository Trust Company (DTC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter | First Quarter
DTC File Number List for 2013
Additional Archives
2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995
| Release No. |
Date |
Details |
| Second Quarter |
SR-DTC-2013-03 |
| 34-69741 |
Jun. 12, 2013 |
Order Approving Proposed Rule Change in Connection with the Implementation of The Foreign Account Tax Compliance Act (FATCA)
See also: Notice: Rel. No. 34-69494
|
SR-DTC-2013-04 |
| 34-69666 |
May 30, 2013 |
Notice of Filing of Proposed Rule Change in Connection with the Modifications to Receiver Authorized Delivery and Reclaim Processing Value Limits by Transaction
Comments due: June 26, 2013
 Submit comments on SR-DTC-2013-04
|
SR-DTC-2013-06 |
| 34-69597 |
May 16, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise DTC's Fees Related to Certain Corporate Action Events
Comments due: June 12, 2013
Additional Materials: Exhibit 5
Submit comments on SR-DTC-2013-06
|
SR-DTC-2013-01 |
| 34-69562 |
May 13, 2013 |
Order Approving Proposed Rule Change to Modify Its Practice Regarding the Collection of Participants' Required Participants Fund Deposits
See also: Notice: Rel. No. 34-69276
|
SR-DTC-2013-03 |
| 34-69494 |
May 2, 2013 |
Notice of Filing of Proposed Rule Change in Connection with the Implementation of The Foreign Account Tax Compliance Act (FATCA)
Comments due: May 29, 2013
See also: Notice: Rel. No. 34-69741
|
SR-DTC-2013-01 |
| 34-69276 |
Apr. 2, 2013 |
Notice of Filing of Proposed Rule Change to Modify Its Practice Regarding the Collection of Participants' Required Participants Fund Deposits
Comments due: April 29, 2013
See also: Order: Rel. No. 34-69562
|
| First Quarter |
SR-DTC-2012-10 |
| 34-68983 |
Feb. 25, 2013 |
Notice of Filing Amendment No. 2 and Order Approving Proposed Rule Change, as Modified by Amendment No. 2, to Reduce Liquidity Risk Relating to Its Processing of Maturity and Income Presentments and Issuances of Money Market Instruments
See also: Notice: Rel. No. 34-68834 and Notice: Rel. No. 34-68548
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SR-DTC-2012-10 |
| 34-68834 |
Feb. 5, 2013 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Reduce Liquidity Risk Relating to Its Processing of Maturity and Income Presentments and Issuances of Money Market Instruments
See also: Notice: Rel. No. 34-68548
|
SR-DTC-2012-11 |
| 34-68594 |
Jan. 7, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Its Fee Schedule with Respect to Settlement and Asset Services
Comments due: February 1, 2013
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| DTC File Number List for 2012 |
| Release No. |
Date |
Details |
SR-DTC-2013-06 |
| 34-69597 |
May 16, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise DTC's Fees Related to Certain Corporate Action Events
Comments due: June 12, 2013
Additional Materials: Exhibit 5
Submit comments on SR-DTC-2013-06
|
SR-DTC-2013-04 |
| 34-69666 |
May 30, 2013 |
Notice of Filing of Proposed Rule Change in Connection with the Modifications to Receiver Authorized Delivery and Reclaim Processing Value Limits by Transaction
Comments due: June 26, 2013
Submit comments on SR-DTC-2013-04
|
SR-DTC-2013-03 |
| 34-69741 |
Jun. 12, 2013 |
Order Approving Proposed Rule Change in Connection with the Implementation of The Foreign Account Tax Compliance Act (FATCA)
See also: Notice: Rel. No. 34-69494
|
| 34-69494 |
May 2, 2013 |
Notice of Filing of Proposed Rule Change in Connection with the Implementation of The Foreign Account Tax Compliance Act (FATCA)
Comments due: May 29, 2013
|
SR-DTC-2013-01 |
| 34-69562 |
May 13, 2013 |
Order Approving Proposed Rule Change to Modify Its Practice Regarding the Collection of Participants' Required Participants Fund Deposits
|
| 34-69276 |
Apr. 2, 2013 |
Notice of Filing of Proposed Rule Change to Modify Its Practice Regarding the Collection of Participants' Required Participants Fund Deposits
Comments due: April 29, 2013
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http://www.sec.gov/rules/sro/dtc.shtml
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