The Depository Trust Company (DTC-AN) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-103204 | Jun 6, 2025 | SR-DTC-2024-801, SR-FICC-2024-803, SR-NSCC-2024-801 | The Depository Trust Company (DTC-AN), Fixed Income Clearing Corporation (FICC-AN), National Securities Clearing Corporation (NSCC-AN) | Notice of No Objection to Advance Notices to Host Certain Core Clearance and Settlement Systems in a Public Cloud |
| 34-102318 | Jan 31, 2025 | SR-DTC-2023-801 | The Depository Trust Company (DTC-AN) | Notice of No Objection to Advance Notice, as Modified by Amendment No. 1, to Raise Prefunded Liquidity Resources Through the Periodic Issuance and Private Placement of Senior Notes View Received Comments |
| 34-101890 | Dec 12, 2024 | SR-DTC-2023-801 | The Depository Trust Company (DTC-AN) | Notice of Filing of Amendment No. 1 to Advance Notice to Raise Prefunded Liquidity Resources Through the Periodic Issuance and Private Placement of Senior Notes View Received Comments See Also - Exhibit 5 |
| 34-100853 | Aug 28, 2024 | SR-DTC-2024-801 | The Depository Trust Company (DTC-AN) | Notice of Filing and Extension of Review Period of Advance Notice to Host Certain Core Clearance and Settlement Systems in a Public Cloud Comments Due: September 25, 2024 View Received Comments See Also - Exhibit 3 Submit a Comment on SR-DTC-2024-801
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| 34-98227 | Aug 25, 2023 | SR-DTC-2023-801 | The Depository Trust Company (DTC-AN) | Notice of Filing of Advance Notice to Raise Prefunded Liquidity Resources Through the Periodic Issuance and Private Placement of Senior Notes View Received Comments See Also - Exhibit 3 |
| 34-90368 | Nov 6, 2020 | SR-DTC-2020-801 | The Depository Trust Company (DTC-AN) | Notice of No Objection To Advance Notice To Amend Rule 4 |
| 34-90169 | Oct 14, 2020 | SR-DTC-2020-801 | The Depository Trust Company (DTC-AN) | Notice of Filing of an Advance Notice to Amend Rule 4 See Also - Exhibit 5 |
| 34-83950 | Aug 27, 2018 | SR-DTC-2017-804 | The Depository Trust Company (DTC-AN) | Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, to Amend the Loss Allocation Rules and Make Other Changes View Received Comments |
| 34-83953 | Aug 27, 2018 | SR-DTC-2017-803 | The Depository Trust Company (DTC-AN) | Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, to Adopt a Recovery & Wind-down Plan and Related Rules View Received Comments |
| 34-83743 | Jul 31, 2018 | SR-DTC-2017-803 | The Depository Trust Company (DTC-AN) | Notice of Filing of Amendment No. 1 to an Advance Notice to Adopt a Recovery & Wind-down Plan and Related Rules View Received Comments See Also - Exhibit 4, Exhibit 5a, Exhibit 5b, Commission's Request for Additional Information, Response to the Commission's Request for Additional Information |