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DTC Advance Notice Rulemaking

We encourage the public to submit comments on the following The Depository Trust Company (DTC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

DTC File Number List for 2014

Additional Archives

Chronological List
Release No. Date Details

34-74142 Jan. 27, 2015 Notice of No Objection to Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
Additional File Nos.: SR-FICC-2014-810, SR-NSCC-2014-811
See also: Notice: Rel. No. 34-73975, Notice: Rel. No. 34-73755

DTC File Number List for 2014

There are no file number entries at this time.

Modified: 03/21/2015