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DTC Advance Notice Rulemaking

We encourage the public to submit comments on the following The Depository Trust Company (DTC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Second Quarter |  First Quarter

DTC File Number List for 2015

Additional Archives

Chronological List
Release No. Date Details
Second Quarter

SR-DTC-2015-801
34-74906 May 7, 2015 Notice of Filing and No Objection to Advance Notices Relating to the Renewal of Existing Line of Credit
Comments due: 21 days after publication in the Federal Register
Additional File No.: SR-NSCC-2015-801
First Quarter

SR-DTC-2014-812
34-74142 Jan. 27, 2015 Notice of No Objection to Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
Additional File Nos.: SR-FICC-2014-810, SR-NSCC-2014-811
See also: Notice: Rel. No. 34-73975, Notice: Rel. No. 34-73755

DTC File Number List for 2015
Release No. Date Details

SR-DTC-2015-801
34-74906 May 7, 2015 Notice of Filing and No Objection to Advance Notices Relating to the Renewal of Existing Line of Credit
Comments due: 21 days after publication in the Federal Register
Additional File No.: SR-NSCC-2015-801

 

http://www.sec.gov/rules/sro/dtc-an.shtml


Modified: 05/08/2015