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CME Rulemaking Archive: 2012

We encourage the public to submit comments on the following Chicago Mercantile Exchange (CME) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

CME File Number List for 2012

Additional Archives

2014 | 2013 | 2012 | 2011 | 2010 | 2007 | 2006 | 2005


Chronological List
Release No. Date Details
Fourth Quarter

SR-CME-2012-34
34-68529 Dec. 21, 2012 Notice of Filing of Proposed Rule Change Related to the Liquidity Factor of CME's CDS Margin Methodology
Comments due: January 22, 2013
See also:  Notice: Rel. No. 34-69254,   Notice: Rel. No. 34-68929

SR-CME-2012-46
34-68490 Dec. 20, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule Applicable to its OTC Credit Default Swap Clearing Offering
Comments due: January 17, 2013

SR-CME-2012-26
34-68441 Dec. 14, 2012 Order Approving Proposed Rule Change to Amend Rules in Connection with Status as a "Deemed Registered" Clearing Agency
See also:  Notice: Rel. No. 34-68121

SR-CME-2012-42
34-68401 Dec. 11, 2012 Order Approving Proposed Rule Change Regarding the Valuation of Securities on Deposit
See also:  Notice: Rel. No. 34-68093

SR-CME-2012-43
34-68207 Nov. 9, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Comply with CFTC Part 22 Regulations
Comments due: December 7, 2012

SR-CME-2012-26
34-68121 Oct. 29, 2012 Notice of Filing of Proposed Rule Change to Amend Rules in Connection with Status as a "Deemed Registered" Clearing Agency
Comments due:  November 23, 2012
See also:   Order: Rel. No. 34-68441

SR-CME-2012-40
34-68109 Oct. 26, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add One Series of Credit Default Index Swaps Available for Clearing
Comments due:  November 23, 2012

SR-CME-2012-42
34-68093 Oct. 24, 2012 Notice of Filing of Proposed Rule Change Regarding the Valuation of Securities on Deposit
Comments due:  November 20, 2012
See also:  Order: Rel. No. 34-68401

SR-CME-2012-39
34-68055 Oct. 16 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend CME Rule 971 to Require FCM Clearing Members to Provide Certain View-Only Access
Comments due:  November 13, 2012

SR-CME-2012-30
34-67982 Oct. 5, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Comply with CFTC Part 22 Regulations
Comments due:  November 2, 2012

SR-CME-2012-38
34-67953 Oct. 1, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Comply with Revisions to CFTC Regulations Governing Derivatives Clearing Organizations
Comments due:  October 26, 2012
Third Quarter

SR-CME-2012-37
34-67922 Sep. 25, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Allow FCM Clearing Member CEOs and CFOs to Designate Authorized Representatives to Approve Certain Disbursements of Customer Funds
Comments due:  October 22, 2012

SR-CME-2012-36
34-67916 Sep. 24, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Additional Series of Credit Default Index Swaps Available for Clearing
Comments due:  October 19, 2012

SR-CME-2012-35
34-67885 Sep. 18, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Acceptance of Additional Interest Rate Swaps for Clearing
Comments due:  October 15, 2012

SR-CME-2012-33
34-67743 Aug. 28, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule Applicable to its OTC Interest Rate Swap Clearing Offering
Comments due:  September 25,2012

SR-CME-2012-22
34-67650 Aug. 14, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Rules to Facilitate Customer Portfolio Margining of Interest Rate Futures and Interest Rate Swaps
Comments due:  September 12, 2012

SR-CME-2012-28
34-67610 Aug. 7, 2012 Notice of Filing of Proposed Rule Change Related to the Liquidity Factor of its Credit Default Swap Margin Methodology
Comments due:  September 4, 2012

SR-CME-2012-31
34-67533 Jul. 30, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Make Clarifying Changes to CME Rule 819 and Certain Chapter 8F Rules
Comments due:  August 24, 2012

SR-CME-2012-27
34-67362 Jul. 6, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Rules Relating to Interest Rate Swaps Clearing
Comments due:  August 2, 2012
Second Quarter

SR-CME-2012-25
34-67259 Jun. 26, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Changes that Would Affect its Standard Portfolio Analysis of Risk Methodology for Certain Energy Futures Contracts
Comments due:  July 23, 2012

SR-CME-2012-24
34-67232 Jun. 21, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend CME Rule 802 Regarding CME's Capital Contribution to the Base Guaranty Fund
Comments due:  July 18, 2012

SR-CME-2012-21
34-67207 Jun. 15, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend CME Rule 971 Reporting Requirements for FCM Clearing Members
Comments due:  July 12, 2012

SR-CME-2012-23
34-67181 Jun. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend CME Rules Relating to Acceptable Performance Bond Deposits
Comments due:  July 6, 2012

SR-CME-2012-20
34-67170 Jun. 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Extension of Fee Waiver Program Relating to its Cleared-only OTC FX Clearing Offering
Comments due:  July 5, 2012

SR-CME-2012-18
34-67036 May 21, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify a Fee Program Related to its OTC Interest Rate Swap Clearing Offering
Comments due:  June 15, 2012

SR-CME-2012-06
34-66941 May 8, 2012 Order Approving Proposed Rule Change to Amend Rules Related to Credit Default Swap Guaranty Fund Allocations, End-of-Day Pricing Procedures, Daily Submission Deadlines, Holiday Accrual Processing, and the Price Alignment Interest Payment Timeline
See also:   Notice: Rel. No. 34-66646

SR-CME-2012-14
34-66940 May 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule Applicable to OTC S&P GSCI-ER Swaps Contracts
Comments due:  June 4, 2012

SR-CME-2012-15
34-66931 May 7, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adoption of Interest Rate Futures Contracts Portfolio Margining Program with Eris Exchange, LLC
Comments due:  June 1, 2012

SR-CME-2012-16
34-66914 May 3, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Rules Regarding CDS Clearing Member Obligations and Qualifications
Comments due:  May 31, 2012

SR-CME-2012-17
34-66912 May 3, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Rules Regarding IRS Clearing Member Obligations and Qualifications
Comments due:  May 31, 2012

SR-CME-2012-13
34-66867 Apr. 26, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Add Reporting Requirements for FCM Clearing Members
Comments due:  May 23, 2012

SR-CME-2012-12
34-66847 Apr. 23, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules Regarding Clearing Member Anti-Money Laundering Programs
Comments due:  May 18, 2012

SR-CME-2012-11
34-66813 Apr. 16, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Facilitate Changing its Methodology for Calculation of the "Cash Mark-to-Market" Performance Bonds for Cleared OTC FX Swaps from SPANŽ to HVaR
Comments due:  May 11, 2012

SR-CME-2012-10
34-66786 Apr. 11, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Acceptance of Additional Interest Rate Swaps and Related Interbank Rates for Clearing
Comments due:  May 8, 2012

SR-CME-2012-09
34-66773 Apr. 9, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Comply with Revisions to CFTC Regulations Governing Derivatives Clearing Organizations
Comments due:  May 4, 2012
First Quarter

SR-CME-2012-08
34-66659 Mar. 26, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Comply with Revisions to the Commodity Futures Trading Commission's Part 190 Regulations
Comments due:  April 20, 2012

SR-CME-2012-06
34-66646 Mar. 22, 2012 Notice of Filing of Proposed Rule Change to Amend Certain Credit Default Swap Clearing Rules Regarding Guaranty Fund Allocations, Amendments to Daily Submission Deadline, Holiday Accrual Processing and PAI Payment Timeline
Comments due:  April 19, 2012
See also:   Order: Rel. No. 34-66941

SR-CME-2012-05
34-66641 Mar. 21, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend its Rules Relating to Interest Rate Swaps Clearing
Comments due:  April 17, 2012

SR-CME-2012-07
34-66601 Mar. 15, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Additional Series of Credit Default Index Swaps Available for Clearing
Comments due:  April 11, 2012

SR-CME-2012-04
34-66554 Mar. 9, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule Applicable to its OTC Interest Rate Swap Clearing Offering
Comments due:  April 5, 2012

SR-CME-2012-01
34-66506 Mar. 2, 2012 Order Approving Proposed Rule Change to Amend Rules Relating to Credit Default Swap Guaranty Fund
See also:   Notice: Rel. No. 34-66250

SR-CME-2012-03
34-66354 Feb. 8, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Certain Aspects of the Performance Bond Regime Applicable to Cleared Only OTC FX Swaps
Comments due:  March 6, 2012

SR-CME-2012-02
34-66261 Jan. 26, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for Its Cleared-only OTC FX Clearing Offering
Comments due:  February 23, 2012

SR-CME-2012-01
34-66250 Jan. 26, 2012 Notice of Filing of Proposed Rule Change to Amend Rules Relating to Credit Default Swap Guaranty Fund
Comments due:  February 22, 2012
See also:   Notice: Rel. No. 34-66506

SR-CME-2011-22
34-66102 Jan. 5, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Certain Fee Programs in Connection with its OTC Interest Rate Swap Clearing Offering
Comments due:  February 1, 2012

SR-CME-2011-19
34-66083 Jan. 3, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Comply with New CFTC DCO Regulations
Comments due:  January 30, 2012


CME File Number List for 2012
Release No. Date Details

SR-CME-2012-47
34-68652 Jan. 14, 2013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Acquisition of the Kansas City Board of Trade Clearing Corporation
Comments due: February 8, 2013

SR-CME-2012-46
34-68490 Dec. 20, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule Applicable to its OTC Credit Default Swap Clearing Offering
Comments due: January 17, 2013

SR-CME-2012-43
34-68207 Nov. 9, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Comply with CFTC Part 22 Regulations
Comments due: December 7, 2012

SR-CME-2012-42
34-68401 Dec. 11, 2012 Order Approving Proposed Rule Change Regarding the Valuation of Securities on Deposit
34-68093 Oct. 24, 2012 Notice of Filing of Proposed Rule Change Regarding the Valuation of Securities on Deposit
Comments due:  November 20, 2012

SR-CME-2012-40
34-68109 Oct. 26, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add One Series of Credit Default Index Swaps Available for Clearing
Comments due:  November 23, 2012

SR-CME-2012-39
34-68055 Oct. 16 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend CME Rule 971 to Require FCM Clearing Members to Provide Certain View-Only Access
Comments due:  November 13, 2012

SR-CME-2012-38
34-67953 Oct. 1, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Comply with Revisions to CFTC Regulations Governing Derivatives Clearing Organizations
Comments due:  October 26, 2012

SR-CME-2012-37
34-67922 Sep. 25, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Allow FCM Clearing Member CEOs and CFOs to Designate Authorized Representatives to Approve Certain Disbursements of Customer Funds
Comments due:  October 22, 2012

SR-CME-2012-36
34-67916 Sep. 24, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Additional Series of Credit Default Index Swaps Available for Clearing
Comments due:  October 19, 2012

SR-CME-2012-35
34-67885 Sep. 18, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Acceptance of Additional Interest Rate Swaps for Clearing
Comments due:  October 15, 2012

SR-CME-2012-34
34-69254 Mar. 28, 2013 Notice of Withdrawal of Proposed Rule Change Related to the Liquidity Factor of CME's CDS Margin Methodology
34-68929 Feb. 14, 2013 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to the Liquidity Factor of CME's CDS Margin Methodology
34-68529 Dec. 21, 2012 Notice of Filing of Proposed Rule Change Related to the Liquidity Factor of CME's CDS Margin Methodology
Comments due: January 22, 2013

SR-CME-2012-33
34-67743 Aug. 28, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule Applicable to its OTC Interest Rate Swap Clearing Offering
Comments due:  September 25,2012

SR-CME-2012-31
34-67533 Jul. 30, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Make Clarifying Changes to CME Rule 819 and Certain Chapter 8F Rules
Comments due:  August 24, 2012

SR-CME-2012-30
34-67982 Oct. 5, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Comply with CFTC Part 22 Regulations
Comments due:  November 2, 2012

SR-CME-2012-28
34-67610 Aug. 7, 2012 Notice of Filing of Proposed Rule Change Related to the Liquidity Factor of its Credit Default Swap Margin Methodology
Comments due:  September 4, 2012

SR-CME-2012-27
34-67362 Jul. 6, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Rules Relating to Interest Rate Swaps Clearing
Comments due:  August 2, 2012

SR-CME-2012-26
34-68441 Dec. 14, 2012 Order Approving Proposed Rule Change to Amend Rules in Connection with Status as a "Deemed Registered" Clearing Agency
34-68121 Oct. 29, 2012 Notice of Filing of Proposed Rule Change to Amend Rules in Connection with Status as a "Deemed Registered" Clearing Agency
Comments due:  November 23, 2012

SR-CME-2012-25
34-67259 Jun. 26, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Changes that Would Affect its Standard Portfolio Analysis of Risk Methodology for Certain Energy Futures Contracts
Comments due:  July 23, 2012

SR-CME-2012-24
34-67232 Jun. 21, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend CME Rule 802 Regarding CME's Capital Contribution to the Base Guaranty Fund
Comments due:  July 18, 2012

SR-CME-2012-23
34-67181 Jun. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend CME Rules Relating to Acceptable Performance Bond Deposits
Comments due:  July 6, 2012

SR-CME-2012-22
34-67650 Aug. 14, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Rules to Facilitate Customer Portfolio Margining of Interest Rate Futures and Interest Rate Swaps
Comments due:  September 12, 2012

SR-CME-2012-21
34-67207 Jun. 15, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend CME Rule 971 Reporting Requirements for FCM Clearing Members
Comments due:  July 12, 2012

SR-CME-2012-20
34-67170 Jun. 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Extension of Fee Waiver Program Relating to its Cleared-only OTC FX Clearing Offering
Comments due:  July 5, 2012

SR-CME-2012-18
34-67036 May 21, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify a Fee Program Related to its OTC Interest Rate Swap Clearing Offering
Comments due:  June 15, 2012

SR-CME-2012-17
34-66912 May 3, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Rules Regarding IRS Clearing Member Obligations and Qualifications
Comments due:  May 31, 2012

SR-CME-2012-16
34-66914 May 3, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Rules Regarding CDS Clearing Member Obligations and Qualifications
Comments due:  May 31, 2012

SR-CME-2012-15
34-66931 May 7, 2012 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adoption of Interest Rate Futures Contracts Portfolio Margining Program with Eris Exchange, LLC
Comments due:  June 1, 2012

SR-CME-2012-14
34-66940 May 8, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule Applicable to OTC S&P GSCI-ER Swaps Contracts
Comments due:  June 4, 2012

SR-CME-2012-13
34-66867 Apr. 26, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Add Reporting Requirements for FCM Clearing Members
Comments due:  May 23, 2012

SR-CME-2012-12
34-66847 Apr. 23, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules Regarding Clearing Member Anti-Money Laundering Programs
Comments due:  May 18, 2012

SR-CME-2012-11
34-66813 Apr. 16, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Facilitate Changing its Methodology for Calculation of the "Cash Mark-to-Market" Performance Bonds for Cleared OTC FX Swaps from SPANŽ to HVaR
Comments due:  May 11, 2012

SR-CME-2012-10
34-66786 Apr. 11, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Acceptance of Additional Interest Rate Swaps and Related Interbank Rates for Clearing
Comments due:  May 8, 2012

SR-CME-2012-09
34-66773 Apr. 9, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Comply with Revisions to CFTC Regulations Governing Derivatives Clearing Organizations
Comments due:  May 4, 2012

SR-CME-2012-08
34-66659 Mar. 26, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Comply with Revisions to the Commodity Futures Trading Commission's Part 190 Regulations
Comments due:  April 20, 2012

SR-CME-2012-07
34-66601 Mar. 15, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Additional Series of Credit Default Index Swaps Available for Clearing
Comments due:  April 11, 2012

SR-CME-2012-06
34-66941 May 8, 2012 Order Approving Proposed Rule Change to Amend Rules Related to Credit Default Swap Guaranty Fund Allocations, End-of-Day Pricing Procedures, Daily Submission Deadlines, Holiday Accrual Processing, and the Price Alignment Interest Payment Timeline
34-66646 Mar. 22, 2012 Notice of Filing of Proposed Rule Change to Amend Certain Credit Default Swap Clearing Rules Regarding Guaranty Fund Allocations, Amendments to Daily Submission Deadline, Holiday Accrual Processing and PAI Payment Timeline
Comments due:  April 19, 2012

SR-CME-2012-05
34-66641 Mar. 21, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend its Rules Relating to Interest Rate Swaps Clearing
Comments due:  April 17, 2012

SR-CME-2012-04
34-66554 Mar. 9, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule Applicable to its OTC Interest Rate Swap Clearing Offering
Comments due:  April 5, 2012

SR-CME-2012-03
34-66354 Feb. 8, 2012 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Certain Aspects of the Performance Bond Regime Applicable to Cleared Only OTC FX Swaps
Comments due:  March 6, 2012

SR-CME-2012-02
34-66261 Jan. 26, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for Its Cleared-only OTC FX Clearing Offering
Comments due:  February 23, 2012

SR-CME-2012-01
34-66506 Mar. 2, 2012 Order Approving Proposed Rule Change to Amend Rules Relating to Credit Default Swap Guaranty Fund
34-66250 Jan. 26, 2012 Notice of Filing of Proposed Rule Change to Amend Rules Relating to Credit Default Swap Guaranty Fund
Comments due:  February 22, 2012

 

http://www.sec.gov/rules/sro/cme/cmearchive/cme2012.shtml


Modified: 10/17/2014